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$CLRB
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Company Executives

$CLRB Management Team

Mr. James Caruso

President

Chief Executive Officer

Director

Age 65
Compensation $1.965M USD
Sex Male

Mr. Chad Kolean

Chief Financial Officer

Vice President

Secretary

Age 59
Compensation $1.109M USD
Sex Male

Mr. Jarrod Longcor

Chief Operating Officer

Age 51
Compensation $1.363M USD
Sex Male

Dr. Andrei Shustov

Senior Vice President - Medical

Age 53
Compensation -
Sex Male

Mr. Shane Lea

Chief Commercial Officer

Age 51
Compensation -
Sex Male

Mr. Douglas Swirsky

Independent Chairman of the Board

Age 55
Compensation $109.9K USD
Sex Male
Directors
7
serving now
Independent
0 of 1
stated in the proxy; 6 not stated
Average tenure
8.6 years
from year joined
CEO also chairs the board
No
Douglas J. Swirsky
Director Age On board Independent Committees Other public boards Pay Source
James V. Caruso
67 2015
11 years
Not independent None stated None stated Paid as CEO
Douglas J. Swirsky
56 2017
9 years
Not stated
Compensation
None stated Not stated
Asher Chanan-Khan
57 2021
5 years
Not stated
Audit
None stated Not stated
Frederick W. Driscoll
75 2017
9 years
Not stated
Audit · Chair
None stated Not stated
Andrew Gu
26 2026
0 years
Not stated
Audit
None stated Not stated
Stefan D. Loren Leaving at the meeting
62 2015
11 years
Not stated
Nominating and Corporate Governance · Chair
None stated Not stated
John Neis
70 2011
15 years
Not stated
Compensation · Chair
None stated Not stated

Each director opens the passage of the proxy that names them. "Not stated" means the proxy does not say; it never means "no". Pay is the proxy's Director Compensation table; the CEO is paid as an executive.

7 disclosed in the proxy filed May 28, 2026
ADAR1 Partners, LP
beneficial owner of more than 5% of our outstanding capital stock
$3.25 million

Purchase of Series E-1 Preferred Stock and Tranche A and Tranche B Warrants in the September 2023 private offering

With the Company Open in proxy
AIGH Capital Management LLC entities
beneficial owner of more than 5% of our outstanding capital stock
$3.5 million

Purchase of Series E-1 Preferred Stock and Tranche A and Tranche B Warrants in the September 2023 private offering

With the Company Open in proxy
Laurence W. Lytton
beneficial owner of more than 5% of our outstanding capital stock
$3.2 million

Purchase of Series E-1 Preferred Stock and Tranche A and Tranche B Warrants in the September 2023 private offering

With the Company Open in proxy
Nantahala Capital Management, LLC entities
beneficial owner of more than 5% of our outstanding capital stock
$3 million

Purchase of Series E-1 Preferred Stock and Tranche A and Tranche B Warrants in the September 2023 private offering

With the Company Open in proxy
Rosalind Advisors, Inc. entities
beneficial owner of more than 5% of our outstanding capital stock
$7 million

Purchase of Series E-1 Preferred Stock and Tranche A and Tranche B Warrants in the September 2023 private offering

With the Company Open in proxy
James V. Caruso
our Chief Executive Officer
Approximately $25,000

Purchase of Placement Shares and Series A, B and C Warrants under the Management Purchase Agreement in the May 2026 private placement

With the Company Open in proxy
Jarrod Longcor
our Chief Operating Officer
Approximately $25,000

Purchase of Placement Shares and Series A, B and C Warrants under the Management Purchase Agreement in the May 2026 private placement

With the Company Open in proxy

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