What Capital One Financial Corp's executives and directors are doing with their own shares, from SEC Form 3/4/5 filings — separating what the filings state (awards, withholding, disclosed plans) from what only the pattern of dates shows.
| 3 months | 12 months | |
|---|---|---|
| Open-market buys | 0 | 0 |
| Sells | 20 | 64 |
| Total trades | 22 | 186 |
| 3 months | 12 months | |
|---|---|---|
| Acquired | 2,014 | 452,729 |
| Disposed | 45,179 | 510,119 |
| Net activity | −43,165 | −57,390 |
View rich charts and dive into the patterns of specific insiders — who is accumulating, who is winding down, and which sale explanations the filings actually support.
| Insider | Relation | Date | Transaction | Shares | Price | Value | Shares held |
|---|---|---|---|---|---|---|---|
| Dean Lia | Pres, Banking & Prem. Products | Oct 15 | Open-market sale · S | −1,887 | $195.86 | −$370K | 59,308 |
| Karam Celia | Pres, Retail Bank | Oct 15 | Open-market sale · S | −1,927 | $195.86 | −$377K | 55,774 |
| Cooper Matthew W | General Counsel & Corp Secy | Oct 06 | Open-market sale · S | −3,500 | $196.22 | −$687K | 79,694 |
| Dean Lia | Pres, Banking & Prem. Products | Sep 15 | Open-market sale · S | −2,066 | $206.07 | −$426K | 61,195 |
| Karam Celia | Pres, Retail Bank | Sep 15 | Open-market sale · S | −2,017 | $206.07 | −$416K | 57,696 |
| Cooper Matthew W | General Counsel & Corp Secy | Sep 01 | Open-market sale · S | −3,500 | $214.10 | −$749K | 83,194 |
| Karam Celia | Pres, Retail Bank | Aug 17 | Open-market sale · S | −1 | $225.92 | −$226 | 59,708 |
| Karam Celia | Pres, Retail Bank | Aug 17 | Open-market sale · S | −1,887 | $225.52 | −$426K | 59,709 |
| Dean Lia | Pres, Banking & Prem. Products | Aug 17 | Open-market sale · S | −1 | $225.92 | −$226 | 63,261 |
| Dean Lia | Pres, Banking & Prem. Products | Aug 17 | Open-market sale · S | −2,192 | $225.52 | −$494K | 63,262 |
| Mouadeb Mark Daniel | President, Card | Aug 13 | Open-market sale · S | −1,199 | $225.00 | −$270K | 49,132 |
| Zamsky Michael | Chief Credit & Fin'l Risk Off. | Aug 10 | Open-market sale · S | −5,473 | $218.02 | −$1.19M | 27,992 |
| Raghu Ravi | Pres, Software, Intl & Sm Bus | Aug 07 | Open-market sale · S | −50 | $218.49 | −$10.9K | 26,278 |
| Cooper Matthew W | General Counsel & Corp Secy | Aug 04 | Disclosed 10b5-1 sale · S | −3,500 | $219.33 | −$768K | 86,694 |
| Mouadeb Mark Daniel | President, Card | Aug 04 | Disclosed 10b5-1 sale · S | −1,183 | $220.00 | −$260K | 50,331 |
| Mouadeb Mark Daniel | President, Card | Aug 03 | Disclosed 10b5-1 sale · S | −690 | $215.00 | −$148K | 51,514 |
| Hanson Jason P. | Pres.- Global Payment Network | Aug 01 | Withheld — tax / exercise cost · F | −893 | $209.01 | −$187K | 41,351 |
| Hanson Jason P. | Pres.- Global Payment Network | Aug 01 | Exercise / conversion · M | +2,014 | — | — | 42,244 |
| Raghu Ravi | Pres, Software, Intl & Sm Bus | Jul 31 | Disclosed 10b5-1 sale · S | −444 | $210.70 | −$93.6K | 26,328 |
| Raghu Ravi | Pres, Software, Intl & Sm Bus | Jul 31 | Disclosed 10b5-1 sale · S | −5,820 | $210.02 | −$1.22M | 26,772 |
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