$COHN 4/A SEC Filings

Filed On	Filing
20 May 2011	Form 4/A: Dawson G Steven, Director Gave 409 shares as a gift · Acquired 409 shares (Gift) · Gave 173 shares as a gift · 2 more
20 Oct 2010	Form 4/A: Cohen Daniel G, Director Disposed of 4,983,556 Cohen Brothers, LLC Membership Units (Grant/Award Acquisition) · Granted 1 Series A Voting Convertible Preferred Stock
11 Mar 2010	Form 4/A: Pooler Joseph W. Jr., EVP, CFO and Treasurer Received 28,571 shares as a grant or award · Granted 50,000 Cohen Brothers, LLC Plan Units
30 Apr 2009	Form 4/A: Mcentee James, Director Bought 55,555 shares ($500K)
30 Apr 2009	Form 4/A: Cohen Daniel G, Director Bought 111,111 shares ($1M)
11 Sep 2007	Form 4/A: Dawson G Steven, Director Bought 23,300 shares ($118K)
11 Sep 2007	Form 4/A: Dawson G Steven, Director Bought 500 shares ($2.38K) · Bought 10,000 shares ($47.5K)
11 Sep 2007	Form 4/A: Dawson G Steven, Director Bought 14,200 shares ($77K)
16 May 2007	Form 4/A: Mcentee James, Director Bought 50,000 shares ($472K)
14 Feb 2007	Form 4/A: Cohen Daniel G, Director Received 246,205 shares as a grant or award
14 Feb 2007	Form 4/A: Mcentee James, Director Received 179,705 shares as a grant or award
14 Feb 2007	Form 4/A: Patel Shami, COO and CIO Received 13,500 shares as a grant or award
14 Feb 2007	Form 4/A: Longino John, CFO and Treasurer Received 27,300 shares as a grant or award
14 Feb 2007	Form 4/A: Carr Christian, Chief Accounting Officer Received 12,500 shares as a grant or award
31 Mar 2005	Form 4/A: Bennett Rodney E, Director Bought 0 shares

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