Red Flags

Filings a company makes when something has gone wrong, or is about to: a missed reporting deadline (NT 10-K/Q), a delisting from its exchange (Form 25), a deregistration that ends SEC reporting altogether (Form 15), or an insider's notice of intent to sell restricted stock (Form 144). Any one can be routine — Form 144s are filed constantly, and a late filing is sometimes just a late filing — so what is worth reading here is the pattern and the timing.

Delistings · 1 Deregistrations · 1 Insider sale notices · 1

Notable DAN C TUTCHER & KIIMBERLY ANN TUTCHER filed notice of proposed sale December 15, 2023

18,000 shares · $635,551 · via Morgan Stanley Smith Barney LLC Executive Financial Services · BOARD MEMBER

View filing (144)

Info Delisting — NEW YORK STOCK EXCHANGE LLC April 17, 2023

View filing (25-NSE)

1 more red-flag filings behind a free account

See every red-flag filing ENBRIDGE INC has made, with the filing behind each one.