| Officer | Age | In this role | Joined | Pay | Source |
|---|---|---|---|---|---|
|
John C. Ball
President, Treasurer, and Principal Financial and Accounting Officer
|
Not stated |
Since 2017
9 years
|
Not stated | Not reported | |
|
Peter Goldstein
Secretary and Vice President
|
Not stated |
Since 2020
6 years
|
Not stated | Not reported | |
|
Richard J. Walz
Chief Compliance Officer
|
Not stated |
Since 2013
13 years
|
Not stated | Not reported | |
|
Carter W. Austin
Vice President
|
Not stated |
Since 2006
20 years
|
Not stated | Not reported | |
|
David I. Schachter
Vice President
|
Not stated |
Since 2006
20 years
|
Not stated | Not reported | |
|
Laurissa M. Martire
Vice President and Ombudsman
|
Not stated |
Since 2018
8 years
|
Not stated | Not reported | |
|
Priscilla De Vargas
Vice President and Ombudsman
|
Not stated |
Since 2026
this year
|
Not stated | Not reported | |
|
J Christopher Jackson
Secretary
Title from the Form 3 dated Aug 12, 2026
|
Not stated | Not stated | Not stated | Not reported | |
|
Mario J. Gabelli
Also a director
Executive officer
|
Not stated | Not stated | Not stated | Not reported |
Each officer opens the passage of the filing that names them. A title that changed since the list comes from the officer's latest Form 3, 4 or 5, and its start year is not stated there. "Not stated" means the filing does not say. Pay is the proxy's Summary Compensation Table, which reports only the named executive officers.
Each director opens the passage of the proxy that names them. "Not stated" means the proxy does not say; it never means "no". Pay is the proxy's Director Compensation table; the CEO is paid as an executive.
The proxy filed Mar 19, 2026 does not include one, and no earlier proxy on record does.
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