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$GM 4/A SEC Filings

Filed On Filing
04 Aug 2017 Form 4/A: Ammann Daniel, President

Sold 40,000 shares ($1.44M)

05 Jul 2016 Form 4/A: Tsien Matthew, Executive Vice President

Received 5,224 shares by exercise or conversion · Returned 3,050 shares to the issuer ($90.2K) · Gave up 2,174 shares to cover exercise price or tax ($64.3K)

05 Jul 2016 Form 4/A: Tsien Matthew, Executive Vice President

Received 3,651 shares by exercise or conversion · Returned 2,132 shares to the issuer ($57.4K) · Gave up 1,519 shares to cover exercise price or tax ($40.9K) · 3 more

19 Feb 2016 Form 4/A: Neumann Karl-Thomas, Executive Vice President

Sold 1,379 shares ($37.6K)

02 Jul 2015 Form 4/A: Ammann Daniel, President

Received 17,386 shares by exercise or conversion · Gave up 8,139 shares to cover exercise price or tax ($307K)

02 Jul 2015 Form 4/A: Stevens Charles K. Iii, Executive Vice President & CFO

Received 337 shares by exercise or conversion · Returned 177 shares to the issuer ($6.68K) · Gave up 160 shares to cover exercise price or tax ($6.04K)

02 Jul 2015 Form 4/A: Barra Mary T, Chief Executive Officer

Received 16,950 shares by exercise or conversion · Returned 8,908 shares to the issuer ($336K) · Gave up 8,042 shares to cover exercise price or tax ($304K)

02 Jul 2015 Form 4/A: Reuss Mark L, Executive Vice President

Received 14,671 shares by exercise or conversion · Returned 7,887 shares to the issuer ($298K) · Gave up 6,784 shares to cover exercise price or tax ($256K)

02 Jul 2015 Form 4/A: Ardila Jaime, Executive Vice President

Received 6,598 shares by exercise or conversion · Returned 3,828 shares to the issuer ($145K) · Gave up 2,770 shares to cover exercise price or tax ($105K)

03 Mar 2015 Form 4/A: Ardila Jaime, Executive Vice President

Sold 11,914 shares ($432K)

06 Jan 2015 Form 4/A: Tsien Matthew, Executive Vice President

Received 485 shares by exercise or conversion · Returned 252 shares to the issuer ($8.86K) · Gave up 233 shares to cover exercise price or tax ($8.19K)

22 Dec 2014 Form 4/A: Canada Gen Investment Corp, 10% owner and 1 other

Disposed of 36,694,915 shares (Other Transaction)

03 Oct 2014 Form 4/A: Tsien Matthew, Executive Vice President

Received 530 shares by exercise or conversion · Returned 309 shares to the issuer ($9.92K) · Gave up 221 shares to cover exercise price or tax ($7.1K)

03 Oct 2014 Form 4/A: Reuss Mark L, Executive Vice President

Received 19,911 shares by exercise or conversion · Returned 10,712 shares to the issuer ($344K) · Gave up 9,199 shares to cover exercise price or tax ($295K)

11 Mar 2014 Form 4/A: Lee Timothy E, Executive Vice President

Sold 10,304 shares ($386K)

04 Mar 2014 Form 4/A: Tsien Matthew, Executive Vice President

Received 703 shares by exercise or conversion · Returned 508 shares to the issuer ($18.3K) · Gave up 538 shares to cover exercise price or tax ($19.4K) · 6 more

04 Mar 2014 Form 4/A: Tsien Matthew, Executive Vice President

Received 7,993 shares by exercise or conversion · Returned 4,667 shares to the issuer ($165K) · Gave up 3,326 shares to cover exercise price or tax ($117K)

17 May 2013 Form 4/A: Millikin Michael P, Senior Vice President & GC

Received 18,228 shares by exercise or conversion · Returned 5,981 shares to the issuer ($167K) · Gave up 12,247 shares to cover exercise price or tax ($341K) · 1 more

09 May 2013 Form 4/A: Ardila Jaime, Vice President

Received 8,188 shares by exercise or conversion · Returned 2,376 shares to the issuer ($66.2K) · Gave up 5,812 shares to cover exercise price or tax ($162K) · 1 more

10 Apr 2013 Form 4/A: Neumann Karl-Thomas, Vice President

Granted 7,894 Salary Stock Units · Granted 53,822 Restricted Stock Units

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