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Red Flags

Filings a company makes when something has gone wrong, or is about to: a missed reporting deadline (NT 10-K/Q), a delisting from its exchange (Form 25), a deregistration that ends SEC reporting altogether (Form 15), or an insider's notice of intent to sell restricted stock (Form 144). Any one can be routine — Form 144s are filed constantly, and a late filing is sometimes just a late filing — so what is worth reading here is the pattern and the timing.

Insider sale notices · 2
Notable Naik Suraj filed notice of proposed sale October 20, 2023

240,000 shares · $203,952 · via Tiger Brokers (Singappre) Pte. Ltd. · Officer

Notable Hamilton Roger James filed notice of proposed sale October 12, 2023

4,671,250 shares · $4,624,538 · via Sutter Securities, Inc. · Officer

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