$HERZ

$14.42 -$0.31 (2.1%) Close

$HERZ Overview Financial Statements SEC Filings Executives News Red Flags Capital Raising Ownership Insider Transactions Congressional Trades

Ownership

13F as of Q2 2026 · 2.0M shares outstanding

Who owns HERZ?

By type of holder

Institutions 60.1% Insiders 19.4% Everyone else 20.5%

Concentration Top 10 holders own 134.1%

Thomas J. Herzfeld Advisors, Inc. 40.7% · Thomas J. Herzfeld, et al. 37.7%

Institutional ownership

60.1%

+2.0 pts vs last qtr

Institutional holders

+1 vs last qtr

Net shares bought

+39.3K

by institutions in Q2 2026

New / sold out

1 / 0

positions opened vs closed

How is ownership changing?

Institutions, last 8 quarters

Biggest buyers in Q2 2026

Private Advisor Group, LLC NEW +20.6K
Envestnet Asset Management Inc +17.9K

Biggest sellers in Q2 2026

CSS Llc/il −9.8K
Blue Bell Private Wealth Management, LLC −1.3K

Who is planning to sell?

No insider has filed a notice of proposed sale (Form 144) for Herzfeld Credit Income Fund Inc in the last 12 months.

Is your stake being diluted?

There are not yet two fiscal years of reported share counts for Herzfeld Credit Income Fund Inc.

How patient are the owners?

Institutional shares by how long they've been held

5+ years69% 3–5 years0% 1–3 years26% Under 1 year5%

Quarterly turnover

2.7%

of institutional shares changed hands

Top 10 managers, median time held

2 years

Super Investors

Investment managers reporting HERZ on Form 13F

Holder	Shares	% of company	Change vs last qtr	Held since	% of their book
TJ Thomas J. Herzfeld Advisors, Inc.	817.5K	40.67%	+10.3K (+1.3%)	≤2021	4.3%
Shares held by quarter Peak holding6.5M (Q2'25) Change over 8 quarters−1.7M Share of the company40.670% Thomas J. Herzfeld Advisors, Inc.'s full portfolio →
EA Envestnet Asset Management Inc	268.9K	13.38%	+17.9K (+7.1%)	2025	0.0%
Shares held by quarter Peak holding2.2M (Q4'25) Change over 8 quarters+268.9K Share of the company13.380% Envestnet Asset Management Inc's full portfolio →

Thomas J. Herzfeld Advisors, Inc.

817.5K

% of company

40.67%

Change vs last qtr

+10.3K (+1.3%)

Held since

≤2021

Envestnet Asset Management Inc

268.9K

% of company

13.38%

Change vs last qtr

+17.9K (+7.1%)

Held since

2025

11 more super investors behind a free account

See every manager holding Herzfeld Credit Income Fund Inc, how their position has changed, and how long they've held it.

Institutional Funds

Mutual funds and ETFs reporting HERZ on Form N-PORT; together they hold 0.0% of the company

Fund	Position value	Shares	% of company	% of the fund	As of
MS Multi-Hedge Strategies Fund Rydex Variable Trust	$367	154	0.01%	0.00%	September 30, 2025
MS Multi-Hedge Strategies Fund Rydex Series Funds	$226	95	0.00%	0.00%	September 30, 2025

Multi-Hedge Strategies Fund

Rydex Variable Trust

Position value

$367

% of company

0.01%

% of the fund

0.00%

As of

September 30, 2025

Multi-Hedge Strategies Fund

Rydex Series Funds

Position value

$226

% of company

0.00%

% of the fund

0.00%

As of

September 30, 2025

1 more funds behind a free account

See every fund holding Herzfeld Credit Income Fund Inc and how much of the fund the position is.

Insiders and 5%+ holders

From Forms 3/4/5 and Schedules 13D/G

Holder	Shares	% of company	Change vs last qtr	8 quarters	Held since	% of their book
TJ Thomas J. Herzfeld, et al. 5%+ holder 13D · 39.4%	757.1K	37.67%	—	—	—	—
This holder reports through Schedule 13D/G, not a quarterly 13F. Share of the company37.670% Disclosed stake13D · 39.4% View the 13D/G filing →
EM Erik M. Herzfeld, et al. 5%+ holder 13D · 33.1%	635.6K	31.62%	—	—	—	—
This holder reports through Schedule 13D/G, not a quarterly 13F. Share of the company31.620% Disclosed stake13D · 33.1% View the 13D/G filing →

Thomas J. Herzfeld, et al.

5%+ holder13D · 39.4%

757.1K

% of company

37.67%

Change vs last qtr

—

Held since

—

Erik M. Herzfeld, et al.

5%+ holder13D · 33.1%

635.6K

% of company

31.62%

Change vs last qtr

—

Held since

—

6 more holders behind a free account

See every insider and 5%+ holder of Herzfeld Credit Income Fund Inc.

Comments