$HERZ 4/A SEC Filings

Filed On	Filing
14 Jan 2026	Form 4/A: Herzfeld Thomas J, Chairman of the Advisor Acquired 313,441 shares (Disposition to Issuer) ($809K)
06 Jan 2026	Form 4/A: Herzfeld Thomas J, Chairman of the Advisor Acquired 313,439 shares (Disposition to Issuer) ($809K)
06 Jan 2026	Form 4/A: Tatum Kay W, Director Acquired 1,078 shares (Disposition to Issuer) ($2.78K)
05 Jan 2026	Form 4/A: Paylor Ryan M, Portfolio Manager Acquired 12,463 shares (Disposition to Issuer) ($32.2K)
05 Jan 2026	Form 4/A: Herzfeld Erik Mervin, President Acquired 120,584 shares (Disposition to Issuer) ($311K)
05 Jan 2026	Form 4/A: Gelety John A, Director Acquired 2,073 shares (Disposition to Issuer) ($5.35K)
05 Jan 2026	Form 4/A: Herzfeld Brigitta Suzanne, Director Acquired 24,819 shares (Disposition to Issuer) ($64K)
14 Mar 2025	Form 4/A: Herzfeld Brigitta Suzanne, Director Bought 2,243 shares ($5.76K) · Bought 123 shares ($319)
21 Nov 2024	Form 4/A: Paylor Ryan M, Portfolio Manager Returned 1,780 shares to the issuer ($5.74K)
21 Nov 2024	Form 4/A: Herzfeld Thomas J, Director Returned 112,588 shares to the issuer ($363K)
21 Nov 2024	Form 4/A: Herzfeld Erik Mervin, President Returned 31,315 shares to the issuer ($101K)
26 Mar 2024	Form 4/A: Herzfeld Thomas J, Director Returned 229,498 shares to the issuer ($776K)
26 Mar 2024	Form 4/A: Paylor Ryan M, Portfolio Manager Returned 2,939 shares to the issuer ($9.94K)
26 Mar 2024	Form 4/A: Gelety John A, Director Returned 908 shares to the issuer ($3.07K)
26 Mar 2024	Form 4/A: Herzfeld Erik Mervin, President Returned 64,131 shares to the issuer ($217K)
29 Dec 2023	Form 4/A: Herzfeld Thomas J, Director Received 418,114 shares by exercise ($966K)
06 Jul 2023	Form 4/A: Herzfeld Thomas J, Director Acquired 21,661 shares (Other Transaction) ($84.5K)
24 Jan 2022	Form 4/A: Herzfeld Thomas J, Director Acquired 21,891 shares (Other Transaction) ($116K)
12 Mar 2021	Form 4/A: Herzfeld Thomas J, Director Acquired 1,457 shares (Other Transaction) ($9.47K) · Acquired 5,730 shares (Other Transaction) ($36.4K) · Acquired 7,027 shares (Other Transaction) ($42.2K) · 2 more
18 Dec 2012	Form 4/A: Herzfeld Erik Marvin, Portfolio Manager Bought 8,840 shares ($67.1K)

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