$HGBL 3 SEC Filings

Filed On	Filing
25 Mar 2026	Form 3: Ludwig Thomas Van, President, NLEX Holds 214,652 shares of Common Stock
09 Feb 2026	Form 3: Hounsell Bruce Kenneth, President, Heritage DebtX LLC
17 Apr 2023	Form 3: Burnham William L, Director No securities owned
20 Jan 2022	Form 3: Cho Shirley, Director No securities owned
30 Mar 2021	Form 3: Cobb Brian J., VP of Finance and Controller Holds 33,690 shares of Common Stock
05 Feb 2021	Form 3: Sharpe Kelly S, Director No securities owned
05 Oct 2020	Form 3: Dove Nicholas Kirk, President, Industrial Assets Holds 13,184 shares of Common Stock
25 Aug 2020	Form 3: Sinsley Barbara A, Director
13 May 2020	Form 3: Topline Capital Partners, Lp, 10% owner Holds 3,247,063 shares of Common Stock
13 May 2020	Form 3: Topline Capital Management, Llc, See Explanation in Footnotes and 1 other Holds 3,247,063 shares of Common Stock
31 Jan 2018	Form 3: Demoss Emmett, Director Holds 500 shares of Common Stock
27 Dec 2016	Form 3: Hexner Michael, Director
13 May 2015	Form 3: Sklar James Edward, EVP, Gen. Counsel & Secretary Holds 75,000 shares of Common Stock
18 Dec 2014	Form 3: Ludwig David Van, President of subsidiary Holds 181,000 shares of Common stock
14 May 2014	Form 3: West Scott Allen, CFO, Heritage Global Partners
13 Mar 2013	Form 3: Mann Kenneth William, Snr Managing Director, EP Holds 81,967 shares of Common stock
09 Mar 2012	Form 3: Dove Kirk, Managing Partner of Subsidiary Holds 500,000 shares of Common Stock
09 Mar 2012	Form 3: Dove Ross, President of Subsidiary Holds 500,000 shares of Common stock
17 Aug 2011	Form 3: Ryan James Brendan, Director Holds 0 shares of Common Stock
05 Jul 2011	Form 3: Perlis Morris, Officer of Parent Company

Comments