Capital Raising

Registration statements are a company's standing capacity to issue securities — employee equity plans, shelf registrations it can draw on, and offerings. Frequent shelf takedowns can mean dilution; an S-1 is how a company first comes to market.

Effective Automatic shelf (S-3ASR) File № 333-298200

Filed August 10, 2026 · effective August 10, 2026 · 1 takedown, latest August 13, 2026

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Effective Automatic shelf (S-3ASR) File № 333-273952

Filed August 11, 2023 · effective August 11, 2023 · 5 takedowns, latest February 25, 2026

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7 more registration filings behind a free account

See every share offering and shelf registration HOULIHAN LOKEY, INC. has filed, and what became of it.