What Hennessy Advisors Inc's executives and directors are doing with their own shares, from SEC Form 3/4/5 filings — separating what the filings state (awards, withholding, disclosed plans) from what only the pattern of dates shows.
| 3 months | 12 months | |
|---|---|---|
| Open-market buys | 0 | 0 |
| Sells | 5 | 7 |
| Total trades | 21 | 28 |
| 3 months | 12 months | |
|---|---|---|
| Acquired | 97,700 | 98,200 |
| Disposed | 36,676 | 55,397 |
| Net activity | +61,024 | +42,803 |
View rich charts and dive into the patterns of specific insiders — who is accumulating, who is winding down, and which sale explanations the filings actually support.
| Insider | Relation | Date | Transaction | Shares | Price | Value | Shares held |
|---|---|---|---|---|---|---|---|
| Steadman Daniel B | Executive VP | Sep 30 | Gift · G | −2,000 | — | — | 35,768 |
| Newton Kiera | Director | Sep 29 | Open-market sale · S | −504 | $10.02 | −$5.05K | 20,598 |
| Seavey Thomas L | Director | Sep 24 | Open-market sale · S | −1,875 | $10.15 | −$19K | 59,754 |
| Steadman Daniel B | Executive VP | Sep 24 | Open-market sale · S | −5,000 | $10.26 | −$51.3K | 37,768 |
| Nilsen Teresa M | President, COO and Secretary | Sep 18 | Withheld — tax / exercise cost · F | −9,521 | $10.38 | −$98.8K | 161,002 |
| Nilsen Teresa M | President, COO and Secretary | Sep 18 | Grant / award · A | +19,700 | — | — | 170,523 |
| Newton Kiera | Director | Sep 18 | Grant / award · A | +5,600 | — | — | 21,102 |
| Steadman Daniel B | Executive VP | Sep 18 | Withheld — tax / exercise cost · F | −3,206 | $10.38 | −$33.3K | 42,768 |
| Steadman Daniel B | Executive VP | Sep 18 | Grant / award · A | +9,400 | — | — | 45,974 |
| Hansel Henry | Director | Sep 18 | Grant / award · A | +5,600 | — | — | 225,725 |
| Hennessy Neil J | CEO | Sep 18 | Withheld — tax / exercise cost · F | −9,521 | $10.38 | −$98.8K | 2,071,291 |
| Hennessy Neil J | CEO | Sep 18 | Grant / award · A | +19,700 | — | — | 2,080,812 |
| Hennessey Brian A | Director | Sep 18 | Grant / award · A | +5,600 | — | — | 234,665 |
| Libarie Daniel G | Insider | Sep 18 | Grant / award · A | +2,800 | — | — | 66,610 |
| Fahy Kathryn | SVP and CFO | Sep 18 | Withheld — tax / exercise cost · F | −4,258 | $10.38 | −$44.2K | 68,931 |
| Fahy Kathryn | SVP and CFO | Sep 18 | Grant / award · A | +12,500 | — | — | 73,189 |
| Pomilia Susan Weber | Director | Sep 18 | Grant / award · A | +5,600 | — | — | 55,487 |
| Knight ORiordan Lydia D | Director | Sep 18 | Grant / award · A | +5,600 | — | — | 26,900 |
| Seavey Thomas L | Director | Sep 18 | Grant / award · A | +5,600 | — | — | 61,629 |
| Newton Kiera | Director | Sep 16 | Open-market sale · S | −199 | $10.35 | −$2.06K | 15,502 |
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