$HNNA

$10.25 +$0.14 (1.38%) Close

$HNNA Overview Financial Statements SEC Filings Executives News Red Flags Capital Raising Ownership Insider Transactions Congressional Trades

Ownership

13F as of Q2 2026 · 7.9M shares outstanding

Who owns HNNA?

By type of holder

Institutions 14.6% Insiders 44.7% Everyone else 40.7%

Concentration Top 10 holders own 49.5%

Hennessy Neil J 27.5% · Hennessey Brian A 3.6%

Institutional ownership

14.6%

-0.0 pts vs last qtr

Institutional holders

-6 vs last qtr

Net shares bought

−2.4K

by institutions in Q2 2026

New / sold out

1 / 7

positions opened vs closed

How is ownership changing?

Institutions, last 8 quarters

Biggest buyers in Q2 2026

Aegis Financial Corp +29.4K
Concurrent Investment Advisors, LLC +10.9K

Biggest sellers in Q2 2026

Susquehanna International Group, LLP SOLD OUT −20.4K
Northern Trust Corp −13.1K

Who is planning to sell?

Notices of proposed sale, last 12 months

$152K

2 notices from 2 people

Shares covered

15.0K

0.19% of the company

Arranged in advance

of the value is under a 10b5-1 plan

Under a 10b5-1 plan No plan

Largest proposed sellers

Fahy Kathryn Officer $102K
Steadman Daniel B Officer $50.8K

Every notice on Red Flags →

A Form 144 is notice of a planned sale, not the sale itself. What insiders actually sold is on Insider Transactions.

Is your stake being diluted?

Diluted share count, FY2016–FY2025

+1.4%

+0.16% a year

Each share's claim on the business

−1.4%

shrank without buying or selling a share

Spent on buybacks vs paid in stock

$7.46M vs $15.8M

over 10 fiscal years

Diluted shares, split-adjusted

Buybacks Stock-based comp

How patient are the owners?

Institutional shares by how long they've been held

5+ years46% 3–5 years21% 1–3 years28% Under 1 year4%

Quarterly turnover

5.4%

of institutional shares changed hands

Top 10 managers, median time held

5 years

Super Investors

Investment managers reporting HNNA on Form 13F

Holder	Shares	% of company	Change vs last qtr	Held since	% of their book
VC Vanguard Capital Management LLC	238.7K	3.02%	−194 (−0.1%)	≤2021	0.0%
Shares held by quarter Peak holding238.9K (Q1'26) Change over 8 quarters+238.7K Share of the company3.020% Vanguard Capital Management LLC's full portfolio →
TH Truffle Hound Capital, LLC	200.0K	2.53%	Unchanged	2025	0.4%
Shares held by quarter Peak holding200.0K (Q1'26) Change over 8 quarters+200.0K Share of the company2.530% Truffle Hound Capital, LLC's full portfolio →

Vanguard Capital Management LLC

238.7K

% of company

3.02%

Change vs last qtr

−194 (−0.1%)

Held since

≤2021

Truffle Hound Capital, LLC

200.0K

% of company

2.53%

Change vs last qtr

Unchanged

Held since

2025

28 more super investors behind a free account

See every manager holding Hennessy Advisors Inc, how their position has changed, and how long they've held it.

Institutional Funds

Mutual funds and ETFs reporting HNNA on Form N-PORT; together they hold 6.7% of the company

Fund	Position value	Shares	% of company	% of the fund	As of
VT Vanguard Total Stock Market Index Fund Vanguard Index Funds	$1.84M	181.6K	2.30%	0.00%	June 30, 2026
AV Aegis Value Fund Aegis Funds	$1.73M	170.0K	2.15%	0.15%	June 30, 2026

Vanguard Total Stock Market Index Fund

Vanguard Index Funds

Position value

$1.84M

% of company

2.30%

% of the fund

0.00%

As of

June 30, 2026

Aegis Value Fund

Aegis Funds

Position value

$1.73M

% of company

2.15%

% of the fund

0.15%

As of

June 30, 2026

23 more funds behind a free account

See every fund holding Hennessy Advisors Inc and how much of the fund the position is.

Insiders and 5%+ holders

From Forms 3/4/5 and Schedules 13D/G

Holder	Shares	% of company	Change vs last qtr	8 quarters	Held since	% of their book
HN Hennessy Neil J Insider	2.2M	27.47%	—	—	—	—
Insider holdings come from Form 3/4/5 filings, which are not quarterly. Share of the company27.470% Hennessy Neil J's insider activity →
HB Hennessey Brian A Insider	287.6K	3.64%	—	—	—	—
Insider holdings come from Form 3/4/5 filings, which are not quarterly. Share of the company3.640% Hennessey Brian A's insider activity →

Hennessy Neil J

Insider

2.2M

% of company

27.47%

Change vs last qtr

—

Held since

—

Hennessey Brian A

Insider

287.6K

% of company

3.64%

Change vs last qtr

—

Held since

—

10 more holders behind a free account

See every insider and 5%+ holder of Hennessy Advisors Inc.

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