Insider Transactions

What Horizon Technology Finance Corporation's executives and directors are doing with their own shares, from SEC Form 3/4/5 filings — separating what the filings state (awards, withholding, disclosed plans) from what only the pattern of dates shows.

Insider trades

	3 months	12 months
Open-market buys	0	6
Sells	0	0
Total trades	0	10

Shares traded

	3 months	12 months
Acquired	0	382,099
Disposed	0	0
Net activity	+0	+382,099

See the story behind these numbers

View rich charts and dive into the patterns of specific insiders — who is accumulating, who is winding down, and which sale explanations the filings actually support.

Open-market buyer Disclosed 10b5-1 Heavy discretionary Sign up free

All transactions

All Buys Sells

Insider	Relation	Date	Transaction	Shares	Price	Value	Shares held
Trolio Daniel R.	Executive VP and CFO	Jun 10	Open-market buy · P	+11,500	$4.34	+$49.9K	15,023
O'Connor Kimberley Ann	Director	Jun 09	Open-market buy · P	+10,000	$4.37	+$43.7K	10,000
Balkin Michael	Chief Executive Officer	Jun 09	Open-market buy · P	+100,000	$4.34	+$434K	223,527
Seitz Paul G	Chief Investment Officer	Jun 09	Open-market buy · P	+11,477	$4.35	+$49.9K	12,242
Goodman Jonathan Joseph	Director	Jun 09	Open-market buy · P	+6,000	$4.33	+$26K	8,312
Allison Thomas J.	Director	Jun 09	Open-market buy · P	+6,000	$4.36	+$26.2K	56,617
Balkin Michael	Chief Executive Officer	Apr 14	Grant / award · A	+93,527	—	—	103,527
Allison Thomas J.	Director	Apr 14	Grant / award · A	+49,926	—	—	49,926
Balkin Michael	Chief Executive Officer	Apr 14	Grant / award · A	+93,527	—	—	103,527
Seitz Paul G	Chief Investment Officer	Apr 14	Grant / award · A	+142	—	—	742
Balkin Michael	Director	Dec 16	Open-market buy · P	+20,000	$8.53	+$171K	20,000
Michaud Gerald A.	President	Nov 25	Open-market buy · P	+8,000	$9.31	+$74.5K	169,309
Savage Joseph J	Director	Nov 14	Open-market buy · P	+4,500	$9.20	+$41.4K	59,500
Savage Joseph J	Director	Nov 13	Open-market buy · P	+5,000	$9.35	+$46.8K	55,000
Goodman Jonathan Joseph	Director	Aug 05	Open-market buy · P	+2,313	$10.81	+$25K	2,313
Balkin Michael	Director	Aug 05	Open-market buy · P	+10,000	$10.58	+$106K	10,000
Michaud Gerald A.	President	Mar 08	Open-market buy · P	+3,650	$11.77	+$43K	156,244
Michaud Gerald A.	President	Dec 20	Open-market buy · P	+18,250	$11.03	+$201K	144,585
Pomeroy Robert D. Jr.	CEO and Chairman of the Board	Dec 09	Open-market buy · P	+600	$13.03	+$7.82K	8,717
Pomeroy Robert D. Jr.	CEO and Chairman of the Board	Dec 09	Open-market buy · P	+4,000	$13.03	+$52.1K	172,821

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