$HRZN 3 SEC Filings

Filed On	Filing
14 Apr 2026	Form 3: Allison Thomas J., Director No securities owned
26 Jun 2025	Form 3: Seitz Paul G, Chief Investment Officer Holds 600 shares of Common Stock
21 Jul 2023	Form 3: Horizon Technology Finance Corp, 10% owner · Evelo Biosciences, Inc. Holds 2,164,502 shares of Common Stock
18 Jul 2023	Form 3: Balkin Michael, Director Holds 0 shares of No securities are beneficially owned
14 Jul 2023	Form 3: Goodman Jonathan Joseph, Director Holds 0 shares of No securities are beneficially owned
02 Mar 2023	Form 3: Dombrowski Lynn Denise Murray, Chief Accounting Officer Holds 0 shares of No securities are beneficially owned
02 Mar 2023	Form 3: O'Connor Kimberley Ann, Director Holds 0 shares of No securities are beneficially owned
28 Feb 2020	Form 3: Earle Diane, Chief Credit Officer Holds 0 shares of No securities are beneficially owned
07 Sep 2016	Form 3: Trolio Daniel R., VP of Finance & Interim CFO Holds 0 shares of No securities are beneficially owned
07 Mar 2016	Form 3: Savage Joseph J, Director Holds 0 shares of No securities are beneficially owned
14 Jun 2012	Form 3: Sarsynski Elaine A, Director Holds 0 shares of No securities are beneficially owned
28 Oct 2010	Form 3: Compass Group Investments, Ltd., 10% owner and 3 others Holds 2,598,249 shares of Common Stock
28 Oct 2010	Form 3: Woodward Christopher B., Director Holds 0 shares of No securities are beneficially owned
28 Oct 2010	Form 3: Swanson David P., Director Holds 0 shares of No securities are beneficially owned
28 Oct 2010	Form 3: Silvers Brett N., Director Holds 0 shares of No securities are beneficially owned
28 Oct 2010	Form 3: Pomeroy Robert D. Jr., Director Holds 46,875 shares of Common Stock
28 Oct 2010	Form 3: Michaud Gerald A., Director Holds 46,875 shares of Common Stock
28 Oct 2010	Form 3: Mathieu Christopher M., SVP, CFO & Treasurer Holds 46,875 shares of Common Stock
28 Oct 2010	Form 3: Mahoney Edmund V., Director Holds 0 shares of No securities are beneficially owned
28 Oct 2010	Form 3: Devorsetz Daniel S., SVP & Chief Credit Officer Holds 46,875 shares of Common Stock

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