What Hercules Capital, Inc.'s executives and directors are doing with their own shares, from SEC Form 3/4/5 filings — separating what the filings state (awards, withholding, disclosed plans) from what only the pattern of dates shows.
| 3 months | 12 months | |
|---|---|---|
| Open-market buys | 0 | 23 |
| Sells | 0 | 0 |
| Total trades | 10 | 68 |
| 3 months | 12 months | |
|---|---|---|
| Acquired | 3,483 | 662,186 |
| Disposed | 31,639 | 193,556 |
| Net activity | −28,156 | +468,630 |
View rich charts and dive into the patterns of specific insiders — who is accumulating, who is winding down, and which sale explanations the filings actually support.
| Insider | Relation | Date | Transaction | Shares | Price | Value | Shares held |
|---|---|---|---|---|---|---|---|
| Meyer Seth H | President | Oct 09 | Withheld — tax / exercise cost · F | −3,458 | $16.51 | −$57.1K | 429,131 |
| Meyer Seth H | President | Oct 09 | Withheld — tax / exercise cost · F | −3,011 | $16.51 | −$49.7K | 432,589 |
| Bluestein Scott | Chief Executive Officer | Oct 09 | Withheld — tax / exercise cost · F | −10,652 | $16.51 | −$176K | 2,455,200 |
| Bluestein Scott | Chief Executive Officer | Oct 09 | Withheld — tax / exercise cost · F | −9,741 | $16.51 | −$161K | 2,465,852 |
| Botelho Kiersten Zaza | Chief Legal Officer & CCO | Oct 09 | Withheld — tax / exercise cost · F | −956 | $16.51 | −$15.8K | 87,414 |
| Botelho Kiersten Zaza | Chief Legal Officer & CCO | Oct 09 | Withheld — tax / exercise cost · F | −1,018 | $16.51 | −$16.8K | 88,370 |
| Follmann Christian | Chief Operating Officer | Oct 09 | Withheld — tax / exercise cost · F | −1,433 | $16.51 | −$23.7K | 141,741 |
| Follmann Christian | Chief Operating Officer | Oct 09 | Withheld — tax / exercise cost · F | −1,365 | $16.51 | −$22.5K | 143,174 |
| Fichera Alfred | Director | Sep 17 | Grant / award · A | +3,483 | $17.76 | +$61.9K | 3,483 |
| Meyer Seth H | President | Sep 09 | Withheld — tax / exercise cost · F | −5 | $17.61 | −$88.1 | 435,600 |
| Botelho Kiersten Zaza | Chief Legal Officer & CCO | Jul 09 | Withheld — tax / exercise cost · F | −1,018 | $15.69 | −$16K | 89,388 |
| Botelho Kiersten Zaza | Chief Legal Officer & CCO | Jul 09 | Withheld — tax / exercise cost · F | −956 | $15.69 | −$15K | 90,406 |
| Bluestein Scott | Chief Executive Officer | Jul 09 | Withheld — tax / exercise cost · F | −10,652 | $15.69 | −$167K | 2,475,593 |
| Bluestein Scott | Chief Executive Officer | Jul 09 | Withheld — tax / exercise cost · F | −9,741 | $15.69 | −$153K | 2,486,245 |
| Meyer Seth H | President | Jul 09 | Withheld — tax / exercise cost · F | −3,458 | $15.69 | −$54.3K | 435,605 |
| Meyer Seth H | President | Jul 09 | Withheld — tax / exercise cost · F | −3,011 | $15.69 | −$47.2K | 439,063 |
| Follmann Christian | Chief Operating Officer | Jul 09 | Withheld — tax / exercise cost · F | −1,365 | $15.69 | −$21.4K | 144,539 |
| Follmann Christian | Chief Operating Officer | Jul 09 | Withheld — tax / exercise cost · F | −1,433 | $15.69 | −$22.5K | 145,904 |
| Badavas Robert P | Director | Jun 18 | Grant / award · A | +3,873 | $15.49 | +$60K | 8,943 |
| Badavas Robert P | Director | Jun 18 | Grant / award · A | +3,873 | $15.49 | +$60K | 8,943 |
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