$HTGC SEC Filings

Filed On	Filing
13 Oct 2026	Form 4: Follmann Christian, Chief Operating Officer Gave up 2,798 shares to cover exercise price or tax ($46.2K)
13 Oct 2026	Form 4: Botelho Kiersten Zaza, Chief Legal Officer & CCO Gave up 1,974 shares to cover exercise price or tax ($32.6K)
13 Oct 2026	Form 4: Meyer Seth H, President Gave up 6,469 shares to cover exercise price or tax ($107K)
13 Oct 2026	Form 4: Bluestein Scott, Director Gave up 20,393 shares to cover exercise price or tax ($337K)
08 Oct 2026	8-K: Entry into a Material Definitive Agreement; Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant +1 more $400,000,000 Aggregate Principal Amount 6.700% Notes Due 2029
06 Oct 2026	424B2
05 Oct 2026	FWP
05 Oct 2026	497AD
05 Oct 2026	424B2
21 Sep 2026	Form 4: Fichera Alfred, Director Received 3,483 shares as a grant or award ($61.9K)
21 Sep 2026	Form 3: Fichera Alfred, Director Holds 0 shares of Common Stock
17 Sep 2026	8-K: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers; Other Events SAN MATEO, Calif., September 17, 2026 – Hercules Capital, Inc. (NYSE: HTGC) (“Hercules,” “Hercules Capital,” or the “Company”), the largest and leading specialty financing provider to innovative venture, growth and established stage comp...
11 Sep 2026	Form 4: Meyer Seth H, President Gave up 5 shares to cover exercise price or tax ($88.1)
30 Jul 2026	8-K: Results of Operations and Financial Condition; Other Events
30 Jul 2026	10-Q
24 Jul 2026	8-K: Entry into a Material Definitive Agreement; Creation of a Direct Financial Obligation +1 more
23 Jul 2026	424B2
21 Jul 2026	497AD
21 Jul 2026	FWP
21 Jul 2026	424B2

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