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Company Executives

Officer Age In this role Joined Pay Source
Suhail A. Shaikh Also a director
President, Chief Executive Officer and Director
Not stated Not stated Not stated Not reported

Each officer opens the passage of the filing that names them. A title that changed since the list comes from the officer's latest Form 3, 4 or 5, and its start year is not stated there. "Not stated" means the filing does not say. Pay is the proxy's Summary Compensation Table, which reports only the named executive officers.

Directors
5
serving now
Independent
3 of 5
stated in the proxy
Average tenure
7.4 years
from year joined
CEO also chairs the board
No
Michael C. Mauer
Director Age On board Independent Committees Other public boards Pay Source
Michael C. Mauer
Not stated 2013
12 years
Not independent None stated None stated Not stated
Suhail A. Shaikh
Not stated 2023
2 years
Not independent None stated None stated Paid as CEO
Julie Persily
Not stated 2013
12 years
Independent None stated SEACOR Marine Holdings Inc. Not stated
Lee Shaiman
Not stated 2020
5 years
Independent None stated Credit Suisse Asset Management Income Fund, Inc., Credit Suisse High Yield Bond Fund, Credit Suisse Commodity Strategy Funds, Credit Suisse Opportunity Funds, Credit Suisse Trust Not stated
Thomas Sullivan
Not stated 2019
6 years
Independent None stated NewHold Investment Corp. III Not stated

Each director opens the passage of the proxy that names them. "Not stated" means the proxy does not say; it never means "no". Pay is the proxy's Director Compensation table; the CEO is paid as an executive.

2 disclosed in the proxy filed Nov 10, 2025
Mr. Mauer
interested member of the Board; holds an approximate 17% interest in the Adviser
Amount not stated

Investment advisory agreement with the Adviser, under which the Company pays a base management fee and an incentive fee; Mr. Mauer has a direct or indirect pecuniary interest in the Adviser.

With the Adviser Open in proxy
Adviser
investment adviser in which Mr. Mauer holds an approximate 17% interest
Amount not stated

Administration agreement under which the Adviser provides office facilities, equipment and administrative services, and the Company reimburses the Adviser for allocable overhead and expenses.

With the Adviser Open in proxy

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