What Nuveen Floating Rate Income Fund's executives and directors are doing with their own shares, from SEC Form 3/4/5 filings — separating what the filings state (awards, withholding, disclosed plans) from what only the pattern of dates shows.
| 3 months | 12 months | |
|---|---|---|
| Open-market buys | 0 | 2 |
| Sells | 1 | 2 |
| Total trades | 1 | 4 |
| 3 months | 12 months | |
|---|---|---|
| Acquired | 0 | 14,000 |
| Disposed | 4,464 | 8,464 |
| Net activity | −4,464 | +5,536 |
View rich charts and dive into the patterns of specific insiders — who is accumulating, who is winding down, and which sale explanations the filings actually support.
| Insider | Relation | Date | Transaction | Shares | Price | Value | Shares held |
|---|---|---|---|---|---|---|---|
| Toth Terence J | Insider | Sep 08 | Open-market sale · S | −4,464 | $7.65 | −$34.2K | 0 |
| Caraher Scott C. | Insider | Mar 31 | Open-market buy · P | +7,000 | $7.41 | +$51.9K | 59,440 |
| Caraher Scott C. | Insider | Mar 30 | Open-market buy · P | +7,000 | $7.24 | +$50.7K | 52,440 |
| Lamb David J | Vice President | Dec 30 | Open-market sale · S | −4,000 | $7.84 | −$31.4K | 18,338 |
| Caraher Scott C. | Insider | Apr 09 | Open-market buy · P | +5,000 | $7.95 | +$39.7K | 45,440 |
| Caraher Scott C. | Insider | Mar 21 | Open-market buy · P | +15,000 | $8.40 | +$126K | 40,440 |
| Thornton Matthew Iii | Insider | Feb 25 | In/At-money Exercise · X | +5,800 | $8.20 | +$47.6K | 34,800 |
| Toth Terence J | Insider | Feb 25 | In/At-money Exercise · X | +744 | $8.20 | +$6.1K | 4,464 |
| Moschner Albin F | Insider | Feb 25 | In/At-money Exercise · X | +6,903 | $8.20 | +$56.6K | 34,516 |
| Caraher Scott C. | Insider | Feb 25 | In/At-money Exercise · X | +4,240 | $8.20 | +$34.8K | 25,440 |
| Jones Nathaniel T. | Vice President and Treasurer | Feb 25 | In/At-money Exercise · X | +454 | $8.20 | +$3.72K | 768 |
| Lamb David J | Vice President | Feb 25 | In/At-money Exercise · X | +13,631 | $8.20 | +$112K | 22,338 |
| Moschner Albin F | Insider | Oct 01 | Open-market sale · S | −20,000 | $8.77 | −$175K | 13,400 |
| Perry Michael A | Vice President | Mar 11 | Open-market buy · P | +5,844 | $8.67 | +$50.7K | 5,844 |
| Perry Michael A | Vice President | Mar 11 | Open-market buy · P | +6,600 | $8.67 | +$57.2K | 6,600 |
| Thornton Matthew Iii | Insider | Dec 15 | Open-market buy · P | +29,000 | $8.16 | +$237K | 29,000 |
| Jones Nathaniel T. | Vice President and Treasurer | Oct 26 | Open-market sale · S | −1,406 | $7.67 | −$10.8K | 314 |
| Caraher Scott C. | Insider | Oct 03 | Open-market sale · S | −29,503 | $7.90 | −$233K | 47,056 |
| Caraher Scott C. | Insider | Sep 27 | Open-market sale · S | −35,000 | $8.11 | −$284K | 76,559 |
| Caraher Scott C. | Insider | Sep 26 | Open-market sale · S | −25,000 | $8.13 | −$203K | 89,559 |
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