$JFR

$7.24 -$0.02 (0.28%) Close

$JFR Overview Financial Statements SEC Filings Executives News Red Flags Capital Raising Ownership Insider Transactions Congressional Trades

Ownership

13F as of Q2 2026 · 161.0M shares outstanding

Who owns JFR?

By type of holder

Institutions 37.1% Insiders 0.1% Everyone else 62.8%

Concentration Top 10 holders own 21.1%

Morgan Stanley 5.6% · Sit Investment Associates Inc 2.5%

Institutional ownership

37.1%

-0.1 pts vs last qtr

Institutional holders

172

-15 vs last qtr

Net shares bought

−179.7K

by institutions in Q2 2026

New / sold out

15 / 30

positions opened vs closed

How is ownership changing?

Institutions, last 8 quarters

Biggest buyers in Q2 2026

Morgan Stanley +3.0M
Thomas J. Herzfeld Advisors, Inc. +398.6K

Biggest sellers in Q2 2026

1607 Capital Partners, LLC −946.0K
Balyasny Asset Management L.P. SOLD OUT −939.2K

Who is planning to sell?

No insider has filed a notice of proposed sale (Form 144) for Nuveen Floating Rate Income Fund in the last 12 months.

Is your stake being diluted?

There are not yet two fiscal years of reported share counts for Nuveen Floating Rate Income Fund.

How patient are the owners?

Institutional shares by how long they've been held

5+ years56% 3–5 years7% 1–3 years25% Under 1 year12%

Quarterly turnover

11.3%

of institutional shares changed hands

Top 10 managers, median time held

5 years

Super Investors

Investment managers reporting JFR on Form 13F

Holder	Shares	% of company	Change vs last qtr	Held since	% of their book
MS Morgan Stanley	9.0M	5.61%	+3.0M (+48.8%)	≤2021	0.0%
Shares held by quarter Peak holding9.0M (Q2'26) Change over 8 quarters+3.9M Share of the company5.610% Morgan Stanley's full portfolio →
SI Sit Investment Associates Inc	4.1M	2.54%	−557.3K (−12.0%)	2025	0.6%
Shares held by quarter Peak holding6.5M (Q1'25) Change over 8 quarters+4.1M Share of the company2.540% Sit Investment Associates Inc's full portfolio →

Morgan Stanley

9.0M

% of company

5.61%

Change vs last qtr

+3.0M (+48.8%)

Held since

≤2021

Sit Investment Associates Inc

4.1M

% of company

2.54%

Change vs last qtr

−557.3K (−12.0%)

Held since

2025

28 more super investors behind a free account

See every manager holding Nuveen Floating Rate Income Fund, how their position has changed, and how long they've held it.

Institutional Funds

Mutual funds and ETFs reporting JFR on Form N-PORT; together they hold 6.2% of the company

Fund	Position value	Shares	% of company	% of the fund	As of
AC Amplify CEF High Income ETF Amplify ETF Trust	$22.1M	2.9M	1.79%	3.06%	June 30, 2026
IC Invesco CEF Income Composite ETF Invesco Exchange-Traded Fund Trust II	$16.2M	2.1M	1.31%	2.00%	August 31, 2026

Amplify CEF High Income ETF

Amplify ETF Trust

Position value

$22.1M

% of company

1.79%

% of the fund

3.06%

As of

June 30, 2026

Invesco CEF Income Composite ETF

Invesco Exchange-Traded Fund Trust II

Position value

$16.2M

% of company

1.31%

% of the fund

2.00%

As of

August 31, 2026

22 more funds behind a free account

See every fund holding Nuveen Floating Rate Income Fund and how much of the fund the position is.

Insiders and 5%+ holders

From Forms 3/4/5 and Schedules 13D/G

Holder	Shares	% of company	Change vs last qtr	8 quarters	Held since	% of their book
CS Caraher Scott C. Insider	59.4K	0.04%	—	—	—	—
Insider holdings come from Form 3/4/5 filings, which are not quarterly. Share of the company0.040% Caraher Scott C.'s insider activity →
TM Thornton Matthew III Insider	34.8K	0.02%	—	—	—	—
Insider holdings come from Form 3/4/5 filings, which are not quarterly. Share of the company0.020% Thornton Matthew III's insider activity →

Caraher Scott C.

Insider

59.4K

% of company

0.04%

Change vs last qtr

—

Held since

—

Thornton Matthew III

Insider

34.8K

% of company

0.02%

Change vs last qtr

—

Held since

—

3 more holders behind a free account

See every insider and 5%+ holder of Nuveen Floating Rate Income Fund.

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