$JLS

$16.23 +$0.08 (0.5%) Close

$JLS Overview Financial Statements SEC Filings Executives News Red Flags Capital Raising Ownership Insider Transactions Congressional Trades

Ownership

13F as of Q2 2026 · 5.5M shares outstanding

Who owns JLS?

By type of holder

Institutions 40.0% Insiders 0.1% Everyone else 59.8%

Concentration Top 10 holders own 32.2%

Sit Investment Associates Inc 16.0% · Ameriprise Financial Inc 6.7%

Institutional ownership

40.0%

-3.2 pts vs last qtr

Institutional holders

0 vs last qtr

Net shares bought

−173.5K

by institutions in Q2 2026

New / sold out

1 / 1

positions opened vs closed

How is ownership changing?

Institutions, last 8 quarters

Biggest buyers in Q2 2026

Ameriprise Financial Inc +72.0K
Clear Street Group Inc. NEW +26.3K

Biggest sellers in Q2 2026

Sit Investment Associates Inc −81.3K
Advisors Asset Management, Inc. −68.7K

Who is planning to sell?

No insider has filed a notice of proposed sale (Form 144) for Nuveen Mortgage and Income Fund in the last 12 months.

Is your stake being diluted?

There are not yet two fiscal years of reported share counts for Nuveen Mortgage and Income Fund.

How patient are the owners?

Institutional shares by how long they've been held

5+ years53% 3–5 years7% 1–3 years32% Under 1 year9%

Quarterly turnover

8.8%

of institutional shares changed hands

Top 10 managers, median time held

3.5 years

Super Investors

Investment managers reporting JLS on Form 13F

Holder	Shares	% of company	Change vs last qtr	Held since	% of their book
SI Sit Investment Associates Inc	879.0K	16.04%	−81.3K (−8.5%)	≤2021	0.3%
Shares held by quarter Peak holding1.6M (Q3'24) Change over 8 quarters−697.9K Share of the company16.040% Sit Investment Associates Inc's full portfolio →
AF Ameriprise Financial Inc	368.5K	6.73%	+72.0K (+24.3%)	2024	0.0%
Shares held by quarter Peak holding368.5K (Q2'26) Change over 8 quarters+324.8K Share of the company6.730% Ameriprise Financial Inc's full portfolio →

Sit Investment Associates Inc

879.0K

% of company

16.04%

Change vs last qtr

−81.3K (−8.5%)

Held since

≤2021

Ameriprise Financial Inc

368.5K

% of company

6.73%

Change vs last qtr

+72.0K (+24.3%)

Held since

2024

24 more super investors behind a free account

See every manager holding Nuveen Mortgage and Income Fund, how their position has changed, and how long they've held it.

Institutional Funds

Mutual funds and ETFs reporting JLS on Form N-PORT; together they hold 0.5% of the company

Fund	Position value	Shares	% of company	% of the fund	As of
FT First Trust Income Opportunities ETF First Trust Exchange-Traded Fund VIII	$416K	24.6K	0.45%	0.50%	August 31, 2026
MS Multi-Hedge Strategies Fund Rydex Variable Trust	$2.88K	165	0.00%	0.01%	June 30, 2026

First Trust Income Opportunities ETF

First Trust Exchange-Traded Fund VIII

Position value

$416K

% of company

0.45%

% of the fund

0.50%

As of

August 31, 2026

Multi-Hedge Strategies Fund

Rydex Variable Trust

Position value

$2.88K

% of company

0.00%

% of the fund

0.01%

As of

June 30, 2026

1 more funds behind a free account

See every fund holding Nuveen Mortgage and Income Fund and how much of the fund the position is.

Insiders and 5%+ holders

From Forms 3/4/5 and Schedules 13D/G

Holder	Shares	% of company	Change vs last qtr	8 quarters	Held since	% of their book
PA Parekh Aashh Insider	4.7K	0.08%	—	—	—	—
Insider holdings come from Form 3/4/5 filings, which are not quarterly. Share of the company0.080% Parekh Aashh's insider activity →
VS Virgilio Stephen Insider	1.5K	0.03%	—	—	—	—
Insider holdings come from Form 3/4/5 filings, which are not quarterly. Share of the company0.030% Virgilio Stephen's insider activity →

Parekh Aashh

Insider

4.7K

% of company

0.08%

Change vs last qtr

—

Held since

—

Virgilio Stephen

Insider

1.5K

% of company

0.03%

Change vs last qtr

—

Held since

—

2 more holders behind a free account

See every insider and 5%+ holder of Nuveen Mortgage and Income Fund.

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