Insider Transactions

What Japan Smaller Capitalization Fund Inc's executives and directors are doing with their own shares, from SEC Form 3/4/5 filings — separating what the filings state (awards, withholding, disclosed plans) from what only the pattern of dates shows.

Insider trades

	3 months	12 months
Open-market buys	3	4
Sells	0	0
Total trades	3	4

Shares traded

	3 months	12 months
Acquired	59,355	60,305
Disposed	0	0
Net activity	+59,355	+60,305

See the story behind these numbers

View rich charts and dive into the patterns of specific insiders — who is accumulating, who is winding down, and which sale explanations the filings actually support.

Open-market buyer Disclosed 10b5-1 Heavy discretionary Sign up free

All transactions

All Buys Sells

Insider	Relation	Date	Transaction	Shares	Price	Value	Shares held
Saba Capital Management, L.p.	10% owner	Oct 19	Open-market buy · P	+30,000	$11.94	+$358K	2,742,376
Saba Capital Management, L.p.	10% owner	Oct 16	Open-market buy · P	+16,222	$11.94	+$194K	2,712,376
Saba Capital Management, L.p.	10% owner	Oct 14	Open-market buy · P	+13,133	$12.33	+$162K	2,696,154
Jones Tina	Director	Dec 22	Open-market buy · P	+950	$10.80	+$10.3K	950
Chemidlin David B	Director	Sep 17	Open-market buy · P	+2,000	$10.90	+$21.8K	2,432
Laby Arthur Blake	Director	Jan 13	Open-market buy · P	+3,306	$7.56	+$25K	3,306
Ouimet Paige	Director	Dec 11	Open-market buy · P	+3,111	$8.02	+$25K	3,111
Buck Rodney A	Director	Jun 20	Open-market buy · P	+9,000	$7.42	+$66.7K	15,210
MacHarg Marcia L	Director	Jul 27	Open-market buy · P	+945	$10.61	+$10K	945
Kim E. Han	Director	May 31	Open-market buy · P	+5,000	$8.88	+$44.4K	5,000
Chemidlin David B	Director	Jan 09	Open-market buy · P	+130	$7.27	+$944	130
Buck Rodney A	Director	Aug 04	In/At-money Exercise · X	+2,210	$7.60	+$16.8K	6,210
Tan Chor Weng	Director	Aug 04	In/At-money Exercise · X	+1,105	$7.60	+$8.4K	3,105
Tan Chor Weng	Director	Oct 07	Open-market sale · S	−170	$7.68	−$1.31K	2,000
Tan Chor Weng	Director	Oct 07	Open-market sale · S	−170	$7.68	−$1.31K	2,170
Tan Chor Weng	Director	Oct 07	Open-market sale · S	−1,000	$7.68	−$7.68K	2,340
Buck Rodney A	Director	Sep 15	Open-market buy · P	+2,000	$7.40	+$14.8K	4,000
Tan Chor Weng	Director	Dec 27	Open-market buy · P	+500	$9.46	+$4.73K	3,340
Tan Chor Weng	Director	Dec 26	Open-market buy · P	+500	$9.64	+$4.82K	2,840
Buck Rodney A	Director	Feb 23	Open-market sale · S	−1,477	$13.80	−$20.4K	2,000

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