$JOF

$11.46 -$0.12 (1.04%) Close

$JOF Overview Financial Statements SEC Filings Executives News Red Flags Capital Raising Ownership Insider Transactions Congressional Trades

Ownership

13F as of Q2 2026 · 25.5M shares outstanding

Who owns JOF?

By type of holder

Institutions 80.8% Insiders 19.2% Everyone else 0.0%

Concentration Top 10 holders own 81.7%

Allspring Global Investments Holdings, LLC 17.6% · City Of London Investment Management Co LTD 15.3%

Institutional ownership

80.8%

-4.9 pts vs last qtr

Institutional holders

+1 vs last qtr

Net shares bought

−1.3M

by institutions in Q2 2026

New / sold out

11 / 10

positions opened vs closed

How is ownership changing?

Institutions, last 8 quarters

Biggest buyers in Q2 2026

Saba Capital Management, L.P. +347.0K
City Of London Investment Management Co LTD +174.6K

Biggest sellers in Q2 2026

1607 Capital Partners, LLC −860.5K
Allspring Global Investments Holdings, LLC −592.5K

Who is planning to sell?

No insider has filed a notice of proposed sale (Form 144) for Japan Smaller Capitalization Fund Inc in the last 12 months.

Is your stake being diluted?

There are not yet two fiscal years of reported share counts for Japan Smaller Capitalization Fund Inc.

How patient are the owners?

Institutional shares by how long they've been held

5+ years58% 3–5 years24% 1–3 years14% Under 1 year4%

Quarterly turnover

8.1%

of institutional shares changed hands

Top 10 managers, median time held

5 years

Super Investors

Investment managers reporting JOF on Form 13F

Holder	Shares	% of company	Change vs last qtr	Held since	% of their book
AG Allspring Global Investments Holdings, LLC	4.5M	17.58%	−592.5K (−11.7%)	2021	0.1%
Shares held by quarter Peak holding5.7M (Q3'24) Change over 8 quarters−1.2M Share of the company17.580% Allspring Global Investments Holdings, LLC's full portfolio →
CO City Of London Investment Management Co LTD	3.9M	15.27%	+174.6K (+4.7%)	≤2021	2.8%
Shares held by quarter Peak holding4.6M (Q3'24) Change over 8 quarters−686.1K Share of the company15.270% City Of London Investment Management Co LTD's full portfolio →

Allspring Global Investments Holdings, LLC

4.5M

% of company

17.58%

Change vs last qtr

−592.5K (−11.7%)

Held since

2021

City Of London Investment Management Co LTD

3.9M

% of company

15.27%

Change vs last qtr

+174.6K (+4.7%)

Held since

≤2021

28 more super investors behind a free account

See every manager holding Japan Smaller Capitalization Fund Inc, how their position has changed, and how long they've held it.

Institutional Funds

Mutual funds and ETFs reporting JOF on Form N-PORT; together they hold 4.8% of the company

Fund	Position value	Shares	% of company	% of the fund	As of
SC Saba Closed-End Funds ETF Exchange Listed Funds Trust	$7.64M	647.1K	2.54%	1.81%	May 31, 2026
II The Institutional International Equity Portfolio HC Capital Trust	$4.62M	424.1K	1.66%	0.39%	March 31, 2026

Saba Closed-End Funds ETF

Exchange Listed Funds Trust

Position value

$7.64M

% of company

2.54%

% of the fund

1.81%

As of

May 31, 2026

The Institutional International Equity Portfolio

HC Capital Trust

Position value

$4.62M

% of company

1.66%

% of the fund

0.39%

As of

March 31, 2026

5 more funds behind a free account

See every fund holding Japan Smaller Capitalization Fund Inc and how much of the fund the position is.

Insiders and 5%+ holders

From Forms 3/4/5 and Schedules 13D/G

Holder	Shares	% of company	Change vs last qtr	8 quarters	Held since	% of their book
BR Boaz R. Weinstein 5%+ holder 13D · 10.6%	2.7M	10.57%	—	—	—	—
This holder reports through Schedule 13D/G, not a quarterly 13F. Share of the company10.570% Disclosed stake13D · 10.6% View the 13D/G filing →
CD Chemidlin David B Insider	2.4K	0.01%	—	—	—	—
Insider holdings come from Form 3/4/5 filings, which are not quarterly. Share of the company0.010% Chemidlin David B's insider activity →

Boaz R. Weinstein

5%+ holder13D · 10.6%

2.7M

% of company

10.57%

Change vs last qtr

—

Held since

—

Chemidlin David B

Insider

2.4K

% of company

0.01%

Change vs last qtr

—

Held since

—

1 more holders behind a free account

See every insider and 5%+ holder of Japan Smaller Capitalization Fund Inc.

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