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Red Flags

Filings a company makes when something has gone wrong, or is about to: a missed reporting deadline (NT 10-K/Q), a delisting from its exchange (Form 25), a deregistration that ends SEC reporting altogether (Form 15), or an insider's notice of intent to sell restricted stock (Form 144). Any one can be routine — Form 144s are filed constantly, and a late filing is sometimes just a late filing — so what is worth reading here is the pattern and the timing.

Late filings · 19
Warning Late filing notice — 10-Q May 15, 2019

The Registrant is unable to file the subject report in a timely manner without unreasonable effort or expense.

Warning Late filing notice — 10-K March 31, 2011

The Registrant’s Annual Report on Form 10-K for the fiscal year ended December 31, 2010 cannot be filed within the prescribed time period without unreasonable effort or expense. As announced on Mar...

17 more red-flag filings behind a free account

See every red-flag filing Comstock Inc. has made, with the filing behind each one.

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