$LUNG

$1.95 +$0.12 (6.56%) Close

$LUNG Overview Financial Statements SEC Filings Executives News Red Flags Capital Raising Ownership Insider Transactions Congressional Trades

Ownership

13F as of Q2 2026 · 42.9M shares outstanding

Who owns LUNG?

By type of holder

Institutions 60.9% Insiders 23.1% Everyone else 16.1%

Concentration Top 10 holders own 50.6%

Primecap Management Co/ca/ 10.7% · Morgan Stanley 6.8%

Institutional ownership

60.9%

-13.2 pts vs last qtr

Institutional holders

106

-8 vs last qtr

Net shares bought

−5.7M

by institutions in Q2 2026

New / sold out

19 / 27

positions opened vs closed

How is ownership changing?

Institutions, last 8 quarters

Biggest buyers in Q2 2026

Almitas Capital LLC NEW +1.1M
Jane Street Group, LLC +625.0K

Biggest sellers in Q2 2026

BlackRock, Inc. −1.8M
Bank Of America Corp /de/ SOLD OUT −1.2M

Who is planning to sell?

Notices of proposed sale, last 12 months

$235K

4 notices from 2 people

Shares covered

119.2K

0.28% of the company

Arranged in advance

20%

of the value is under a 10b5-1 plan

Under a 10b5-1 plan No plan

Largest proposed sellers

Steven Williamson Officer $188K
Daniel P Florin Director 10b5-1 $46.4K

Every notice on Red Flags →

A Form 144 is notice of a planned sale, not the sale itself. What insiders actually sold is on Insider Transactions.

Is your stake being diluted?

Diluted share count, FY2020–FY2025

+299.5%

+31.92% a year

Each share's claim on the business

−75.0%

shrank without buying or selling a share

Spent on buybacks vs paid in stock

$74K vs $96.5M

over 6 fiscal years

Diluted shares, split-adjusted

Buybacks Stock-based comp

How patient are the owners?

Institutional shares by how long they've been held

5+ years46% 3–5 years9% 1–3 years17% Under 1 year28%

Quarterly turnover

21.4%

of institutional shares changed hands

Top 10 managers, median time held

3.5 years

Super Investors

Investment managers reporting LUNG on Form 13F

Holder	Shares	% of company	Change vs last qtr	Held since	% of their book
PM Primecap Management Co/ca/	4.6M	10.74%	−112.7K (−2.4%)	≤2021	0.0%
Shares held by quarter Peak holding5.7M (Q3'24) Change over 8 quarters−1.1M Share of the company10.740% Primecap Management Co/ca/'s full portfolio →
MS Morgan Stanley	2.9M	6.81%	−1.1M (−26.8%)	≤2021	0.0%
Shares held by quarter Peak holding4.2M (Q4'25) Change over 8 quarters−866.0K Share of the company6.810% Morgan Stanley's full portfolio →

Primecap Management Co/ca/

4.6M

% of company

10.74%

Change vs last qtr

−112.7K (−2.4%)

Held since

≤2021

Morgan Stanley

2.9M

% of company

6.81%

Change vs last qtr

−1.1M (−26.8%)

Held since

≤2021

28 more super investors behind a free account

See every manager holding Pulmonx Corporation, how their position has changed, and how long they've held it.

Institutional Funds

Mutual funds and ETFs reporting LUNG on Form N-PORT; together they hold 20.5% of the company

Fund	Position value	Shares	% of company	% of the fund	As of
PO PRIMECAP Odyssey Aggressive Growth Fund PRIMECAP Odyssey Funds	$5.71M	3.5M	8.15%	0.08%	July 31, 2026
VT Vanguard Total Stock Market Index Fund Vanguard Index Funds	$1.5M	1.2M	2.68%	0.00%	June 30, 2026

PRIMECAP Odyssey Aggressive Growth Fund

PRIMECAP Odyssey Funds

Position value

$5.71M

% of company

8.15%

% of the fund

0.08%

As of

July 31, 2026

Vanguard Total Stock Market Index Fund

Vanguard Index Funds

Position value

$1.5M

% of company

2.68%

% of the fund

0.00%

As of

June 30, 2026

23 more funds behind a free account

See every fund holding Pulmonx Corporation and how much of the fund the position is.

Insiders and 5%+ holders

From Forms 3/4/5 and Schedules 13D/G

Holder	Shares	% of company	Change vs last qtr	8 quarters	Held since	% of their book
FR Ferrari Richard M Insider	2.6M	6.03%	—	—	—	—
Insider holdings come from Form 3/4/5 filings, which are not quarterly. Share of the company6.030% Ferrari Richard M's insider activity →
FG French Glendon E. III Insider	2.1M	4.85%	—	—	—	—
Insider holdings come from Form 3/4/5 filings, which are not quarterly. Share of the company4.850% French Glendon E. III's insider activity →

Ferrari Richard M

Insider

2.6M

% of company

6.03%

Change vs last qtr

—

Held since

—

French Glendon E. III

Insider

2.1M

% of company

4.85%

Change vs last qtr

—

Held since

—

11 more holders behind a free account

See every insider and 5%+ holder of Pulmonx Corporation.

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