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Red Flags

Filings a company makes when something has gone wrong, or is about to: a missed reporting deadline (NT 10-K/Q), a delisting from its exchange (Form 25), a deregistration that ends SEC reporting altogether (Form 15), or an insider's notice of intent to sell restricted stock (Form 144). Any one can be routine — Form 144s are filed constantly, and a late filing is sometimes just a late filing — so what is worth reading here is the pattern and the timing.

Insider sale notices · 2
Notable Maxwell Thomas A filed notice of proposed sale May 21, 2025

4,123 shares · $149,049 · via Wells Fargo Clearing Services · Officer

Notable Maxwell Thomas A filed notice of proposed sale June 13, 2024

1,034 shares · $33,055 · via Wells Fargo Clearing Services · Officer

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