$NLST

$5.02 -$0.54 (9.71%) Close

$NLST Overview Financial Statements SEC Filings Executives News Red Flags Capital Raising Ownership Insider Transactions Congressional Trades

Ownership

13F as of Q2 2026 · 349.6M shares outstanding

Who owns NLST?

By type of holder

Institutions 0.0% Insiders 8.3% Everyone else 91.7%

Concentration Top 8 holders own 8.3%

Hong Chun K 8.0% · Itow Gail Misako 0.2%

Institutional ownership

0.0%

0.0 pts vs last qtr

Institutional holders

+1 vs last qtr

Net shares bought

+60.3K

by institutions in Q2 2026

New / sold out

2 / 1

positions opened vs closed

How is ownership changing?

Institutions, last 8 quarters

Biggest buyers in Q2 2026

Kingswood Wealth Advisors, LLC NEW +44.6K
Northland Securities, Inc. +15.3K

Biggest sellers in Q2 2026

Hilltop Partners LLC SOLD OUT −10.6K

Who is planning to sell?

Notices of proposed sale, last 12 months

$2.12M

15 notices from 4 people

Shares covered

943.8K

0.27% of the company

Arranged in advance

95%

of the value is under a 10b5-1 plan

Under a 10b5-1 plan No plan

Largest proposed sellers

Sasaki Gail M Officer 10b5-1 $1.04M
Hong Chun K Officer $875K

Every notice on Red Flags →

A Form 144 is notice of a planned sale, not the sale itself. What insiders actually sold is on Insider Transactions.

Is your stake being diluted?

Diluted share count, FY2019–FY2025

+93.5%

+11.63% a year

Each share's claim on the business

−48.3%

shrank without buying or selling a share

Spent on buybacks vs paid in stock

— vs $18.8M

over 7 fiscal years

Diluted shares, split-adjusted

Buybacks Stock-based comp

How patient are the owners?

Institutional shares by how long they've been held

5+ years0% 3–5 years19% 1–3 years0% Under 1 year81%

Quarterly turnover

98.7%

of institutional shares changed hands

Top 10 managers, median time held

2 quarters

Super Investors

Investment managers reporting NLST on Form 13F

Holder	Shares	% of company	Change vs last qtr	Held since	% of their book
KW Kingswood Wealth Advisors, LLC	44.6K	0.01%	NEW	Q2 '26	0.0%
Shares held by quarter Peak holding44.6K (Q2'26) Change over 8 quarters+44.6K Share of the company0.010% Kingswood Wealth Advisors, LLC's full portfolio →
NS Northland Securities, Inc.	26.5K	0.01%	+15.3K (+136.6%)	Q4 '25	0.1%
Shares held by quarter Peak holding26.5K (Q2'26) Change over 8 quarters+26.5K Share of the company0.010% Northland Securities, Inc.'s full portfolio →

Kingswood Wealth Advisors, LLC

44.6K

% of company

0.01%

Change vs last qtr

NEW

Held since

Q2 '26

Northland Securities, Inc.

26.5K

% of company

0.01%

Change vs last qtr

+15.3K (+136.6%)

Held since

Q4 '25

3 more super investors behind a free account

See every manager holding Netlist Inc, how their position has changed, and how long they've held it.

Institutional Funds

Mutual funds and ETFs reporting NLST on Form N-PORT; together they hold 0.0% of the company

Fund	Position value	Shares	% of company	% of the fund	As of
MS Morgan Stanley Pathway Small-Mid Cap Equity ETF Morgan Stanley Pathway Funds	$72.1K	10.6K	0.00%	0.01%	August 31, 2026

Morgan Stanley Pathway Small-Mid Cap Equity ETF

Morgan Stanley Pathway Funds

Position value

$72.1K

% of company

0.00%

% of the fund

0.01%

As of

August 31, 2026

Insiders and 5%+ holders

From Forms 3/4/5 and Schedules 13D/G

Holder	Shares	% of company	Change vs last qtr	8 quarters	Held since	% of their book
HC Hong Chun K Insider	27.9M	7.97%	—	—	—	—
Insider holdings come from Form 3/4/5 filings, which are not quarterly. Share of the company7.970% Hong Chun K's insider activity →
IG Itow Gail Misako Insider	534.6K	0.15%	—	—	—	—
Insider holdings come from Form 3/4/5 filings, which are not quarterly. Share of the company0.150% Itow Gail Misako's insider activity →

Hong Chun K

Insider

27.9M

% of company

7.97%

Change vs last qtr

—

Held since

—

Itow Gail Misako

Insider

534.6K

% of company

0.15%

Change vs last qtr

—

Held since

—

2 more holders behind a free account

See every insider and 5%+ holder of Netlist Inc.

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