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Company Executives

Officer Age In this role Joined Pay Source
Joseph V. Amato Also a director
Chief Executive Officer, President and Director
Not stated Not stated Not stated Not reported
Brian Kerrane
Chief Operating Officer and Vice President
Not stated Not stated Not stated Not reported
Scott D. Hogan
Chief Compliance Officer
Not stated Since 2025
1 year
Not stated Not reported
Gariel Nahoum
Chief Legal Officer
Not stated Since 2025
1 year
Not stated Not reported
Claudia A. Brandon
Executive Vice President and Secretary
Not stated Not stated Not stated Not reported
Anthony DiBernardo
Assistant Treasurer
Not stated Since 2011
15 years
Not stated Not reported
Sheila R. James
Assistant Secretary
Not stated Since 2003
23 years
Not stated Not reported
Josephine Marone
Assistant Secretary
Not stated Since 2017
9 years
Not stated Not reported
Owen F. McEntee, Jr.
Vice President
Not stated Since 2008
18 years
Not stated Not reported
John M. McGovern
Treasurer and Principal Financial and Accounting Officer
Not stated Since 2005
21 years
Not stated Not reported
Jody Quirk
Vice President
Not stated Since 2025
1 year
Not stated Not reported
Frank Rosato
Assistant Treasurer
Not stated Since 2005
21 years
Not stated Not reported
John Triolo
Vice President
Not stated Since 2024
2 years
Not stated Not reported

Each officer opens the passage of the filing that names them. A title that changed since the list comes from the officer's latest Form 3, 4 or 5, and its start year is not stated there. "Not stated" means the filing does not say. Pay is the proxy's Summary Compensation Table, which reports only the named executive officers.

Directors
10
serving now
Independent
9 of 9
stated in the proxy; 1 not stated
Average tenure
6.8 years
from year joined
CEO also chairs the board
No
Tom D. Seip
Director Age On board Independent Committees Other public boards Pay Source
Tom D. Seip
Not stated Not stated Independent None stated None stated Not stated
Joseph V. Amato
Not stated Not stated Not stated None stated None stated Paid as CEO
Franklyn E. Smith
Not stated 2023
3 years
Independent None stated Zurich American Insurance Company, Zurich American Life Insurance Company, Zurich American Life Insurance Company of New York Not stated
Marc Gary
Not stated 2015
11 years
Independent None stated None stated Not stated
Martha Clark Goss
Not stated Not stated Independent None stated American Water, Allianz Life of New York Not stated
Michael M. Knetter
Not stated Not stated Independent None stated 1WS Credit Income Fund Not stated
Michael J. Cosgrove
Not stated 2015
11 years
Independent None stated None stated Not stated
Ami G. Kaplan
Not stated 2023
3 years
Independent None stated None stated Not stated
Deborah C. McLean
Not stated 2015
11 years
Independent None stated None stated Not stated
Paul M. Nakasone
Not stated 2024
2 years
Independent None stated None stated Not stated

Each director opens the passage of the proxy that names them. "Not stated" means the proxy does not say; it never means "no". Pay is the proxy's Director Compensation table; the CEO is paid as an executive.

The latest proxy has no related-party section

The proxy filed Aug 6, 2026 does not include one, and no earlier proxy on record does.

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