$NRO 3 SEC Filings

Filed On	Filing
29 Dec 2025	Form 3: Alagappan Archena, Associate Portfolio Manager No securities owned
04 Oct 2024	Form 3: Nakasone Paul M., Director No securities owned
07 Jul 2023	Form 3: Kaplan Ami, Director No securities owned
07 Jul 2023	Form 3: Smith Franklyn E., Director No securities owned
05 May 2016	Form 3: Bulldog Investors, Llc, 10% owner and 3 others Holds 4,352,808 shares of Common Stock
30 Dec 2015	Form 3: Kerrane Brian Patrick, Chief Operating Officer No securities owned
24 Dec 2015	Form 3: McLean Deborah C., Director No securities owned
24 Dec 2015	Form 3: Stavridis James G., Director No securities owned
18 Sep 2015	Form 3: Gary Marc, Director No securities owned
18 Sep 2015	Form 3: Cosgrove Michael J., Director No securities owned
27 Sep 2012	Form 3: Sun Life Insurance & Annuity Co Of New York, 10% owner and 2 others Holds 520 shares of 4.00% Mandatory Redeemable Preferred Shares due 9/14/2017
27 Sep 2012	Form 3: Sun Life Assurance Co of Canada, 10% owner and 1 other Holds 160 shares of 4.00% Mandatory Redeemable Preferred Shares due 9/14/2017
31 Aug 2012	Form 3: Braverman William, Executive Officer of Affiliate Holds 0 shares of Common Stock, $0.0001 par value
13 Sep 2010	Form 3: Neuberger Berman Group Llc, Affil. of Inv. Adv. Holds 0 shares of Common Stock
12 Jun 2009	Form 3: Jones Brian C., Portfolio Manager Holds 0 shares of Common Stock
02 Mar 2009	Form 3: Deans Alison Ann, MD/CIO-Issuer's Investment Mgr Holds 0 shares of Common Stock
09 Jan 2009	Form 3: Merrill Lynch & CO., Inc., 10% owner and 1 other Holds 1,217 shares of Auction Rate Preferred
29 Dec 2008	Form 3: Brandon Claudia A., Executive Vice President Holds 0 shares of Common Stock
29 Dec 2008	Form 3: Gerson Maxine L., Executive Vice President Holds 0 shares of Common Stock
08 Sep 2008	Form 3: Corman Robert Bruce, Managing Dir.-Issuer's Sub-Adv Holds 0 shares of Common Stock

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