Filings a company makes when something has gone wrong, or is about to: a missed reporting deadline (NT 10-K/Q), a delisting from its exchange (Form 25), a deregistration that ends SEC reporting altogether (Form 15), or an insider's notice of intent to sell restricted stock (Form 144). Any one can be routine — Form 144s are filed constantly, and a late filing is sometimes just a late filing — so what is worth reading here is the pattern and the timing.
Fifth Street Finance Corp. (the “Company") was unable to file its Annual Report on Form 10-K for the period ended September 30, 2015 (the “Form 10-K”) by the prescribed filing deadline of 5:30 pm E...
1 more red-flag filings behind a free account
See every red-flag filing Oaktree Specialty Lending Corp has made, with the filing behind each one.
Sign up freeLoading...
