$OXLC

$6.63 -$0.17 (2.5%) Close

$OXLC Overview Financial Statements SEC Filings Executives News Red Flags Capital Raising Ownership Insider Transactions Congressional Trades

Ownership

13F as of Q2 2026 · 98.0M shares outstanding

Who owns OXLC?

By type of holder

Institutions 0.1% Insiders 15.9% Everyone else 84.0%

Concentration Top 3 holders own 16.0%

Cohen Jonathan H 8.0% · Rosenthal Saul B 8.0%

Institutional ownership

0.1%

-0.0 pts vs last qtr

Institutional holders

-1 vs last qtr

Net shares bought

−13.2K

by institutions in Q2 2026

New / sold out

0 / 1

positions opened vs closed

How is ownership changing?

Institutions, last 8 quarters

Biggest buyers in Q2 2026

None.

Biggest sellers in Q2 2026

Resources Management Corp /CT/ /adv SOLD OUT −13.2K

Who is planning to sell?

No insider has filed a notice of proposed sale (Form 144) for Oxford Lane Capital Corp in the last 12 months.

Is your stake being diluted?

There are not yet two fiscal years of reported share counts for Oxford Lane Capital Corp.

How patient are the owners?

Institutional shares by how long they've been held

5+ years0% 3–5 years0% 1–3 years100% Under 1 year0%

Quarterly turnover

5.8%

of institutional shares changed hands

Top 10 managers, median time held

1.3 years

Super Investors

Investment managers reporting OXLC on Form 13F

Holder	Shares	% of company	Change vs last qtr	Held since	% of their book
IR Iat Reinsurance Co LTD.	100.0K	0.10%	Unchanged	2025	1.5%
Shares held by quarter Peak holding100.0K (Q1'25) Change over 8 quarters+100.0K Share of the company0.100% Iat Reinsurance Co LTD.'s full portfolio →
RM Resources Management Corp /CT/ /adv	—	—	SOLD OUT	—	0.0%
Shares held by quarter Peak holding15.2K (Q3'24) Change over 8 quarters−15.2K Resources Management Corp /CT/ /adv's full portfolio →

Iat Reinsurance Co LTD.

100.0K

% of company

0.10%

Change vs last qtr

Unchanged

Held since

2025

Resources Management Corp /CT/ /adv

—

% of company

—

Change vs last qtr

SOLD OUT

Held since

—

Institutional Funds

Mutual funds and ETFs reporting OXLC on Form N-PORT; together they hold 0.1% of the company

Fund	Position value	Shares	% of company	% of the fund	As of
PF PGIM Floating Rate Income Fund Prudential Investment Portfolios, Inc. 14	$2.55M	100.9K	0.10%	0.13%	May 29, 2026
EP EP Private Capital Fund I EP Private Capital Fund I	$168K	6.7K	0.01%	0.14%	June 30, 2026

PGIM Floating Rate Income Fund

Prudential Investment Portfolios, Inc. 14

Position value

$2.55M

% of company

0.10%

% of the fund

0.13%

As of

May 29, 2026

EP Private Capital Fund I

Position value

$168K

% of company

0.01%

% of the fund

0.14%

As of

June 30, 2026

2 more funds behind a free account

See every fund holding Oxford Lane Capital Corp and how much of the fund the position is.

Insiders and 5%+ holders

From Forms 3/4/5 and Schedules 13D/G

Holder	Shares	% of company	Change vs last qtr	8 quarters	Held since	% of their book
CJ Cohen Jonathan H Insider	7.8M	7.98%	—	—	—	—
Insider holdings come from Form 3/4/5 filings, which are not quarterly. Share of the company7.980% Cohen Jonathan H's insider activity →
RS Rosenthal Saul B Insider	7.8M	7.95%	—	—	—	—
Insider holdings come from Form 3/4/5 filings, which are not quarterly. Share of the company7.950% Rosenthal Saul B's insider activity →

Cohen Jonathan H

Insider

7.8M

% of company

7.98%

Change vs last qtr

—

Held since

—

Rosenthal Saul B

Insider

7.8M

% of company

7.95%

Change vs last qtr

—

Held since

—

Comments