What Oxford Square Capital Corp.'s executives and directors are doing with their own shares, from SEC Form 3/4/5 filings — separating what the filings state (awards, withholding, disclosed plans) from what only the pattern of dates shows.
| 3 months | 12 months | |
|---|---|---|
| Open-market buys | 0 | 2 |
| Sells | 1 | 1 |
| Total trades | 1 | 3 |
| 3 months | 12 months | |
|---|---|---|
| Acquired | 0 | 0 |
| Disposed | 0 | 0 |
| Net activity | +0 | +0 |
Common stock only — 3 reported trades in the last 12 months are in a security these totals do not cover.
View rich charts and dive into the patterns of specific insiders — who is accumulating, who is winding down, and which sale explanations the filings actually support.
| Insider | Relation | Date | Transaction | Shares | Price | Value | Shares held |
|---|---|---|---|---|---|---|---|
| Novak Steven P | Director | Sep 03 | Open-market sale · S | −5,000 | $1.36 | −$6.78K | 15,001 |
| Cohen Jonathan H | Chief Executive Officer | May 20 | Open-market buy · P | +144,704 | $1.15 | +$167K | 2,417,193 |
| Rosenthal Saul B | President and COO | May 20 | Open-market buy · P | +144,703 | $1.15 | +$167K | 2,201,479 |
| Rubin Bruce L. | CFO, CS and Treasurer | Jun 14 | In/At-money Exercise · X | +2,737 | $2.66 | +$7.28K | 10,949 |
| Novak Steven P | Director | Jun 14 | In/At-money Exercise · X | +2,591 | $2.66 | +$6.89K | 20,001 |
| Royce Charles M | Director | Jun 14 | In/At-money Exercise · X | +98,071 | $2.66 | +$261K | 392,285 |
| Royce Charles M | Director | Jun 14 | In/At-money Exercise · X | +497,208 | $2.66 | +$1.32M | 1,727,510 |
| Cohen Jonathan H | Chief Executive Officer | Jun 14 | In/At-money Exercise · X | +568,122 | $2.66 | +$1.51M | 2,272,489 |
| Rosenthal Saul B | President and COO | Jun 14 | In/At-money Exercise · X | +514,194 | $2.66 | +$1.37M | 2,056,776 |
| Rosenthal Saul B | President and COO | May 27 | Open-market buy · P | +1,773 | $4.03 | +$7.14K | 1,542,582 |
| Cohen Jonathan H | Chief Executive Officer | May 27 | Open-market buy · P | +1,773 | $4.03 | +$7.14K | 1,704,368 |
| Cohen Jonathan H | Chief Executive Officer | May 25 | Open-market buy · P | +832 | $4.00 | +$3.33K | 1,702,595 |
| Rosenthal Saul B | President and COO | May 25 | Open-market buy · P | +832 | $4.00 | +$3.33K | 1,540,809 |
| Cohen Jonathan H | Chief Executive Officer | May 24 | Open-market buy · P | +4,206 | $3.99 | +$16.8K | 1,701,763 |
| Rosenthal Saul B | President and COO | May 24 | Open-market buy · P | +4,206 | $3.99 | +$16.8K | 1,539,977 |
| Rosenthal Saul B | President and COO | May 23 | Open-market buy · P | +749 | $4.00 | +$2.99K | 1,535,771 |
| Cohen Jonathan H | Chief Executive Officer | May 23 | Open-market buy · P | +749 | $4.00 | +$2.99K | 1,697,557 |
| Rosenthal Saul B | President and COO | May 20 | Open-market buy · P | +4,374 | $3.99 | +$17.5K | 1,535,022 |
| Cohen Jonathan H | Chief Executive Officer | May 20 | Open-market buy · P | +4,374 | $3.99 | +$17.5K | 1,696,808 |
| Rosenthal Saul B | President and COO | May 18 | Open-market buy · P | +10,027 | $4.09 | +$41K | 1,530,648 |
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