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Red Flags

Filings a company makes when something has gone wrong, or is about to: a missed reporting deadline (NT 10-K/Q), a delisting from its exchange (Form 25), a deregistration that ends SEC reporting altogether (Form 15), or an insider's notice of intent to sell restricted stock (Form 144). Any one can be routine — Form 144s are filed constantly, and a late filing is sometimes just a late filing — so what is worth reading here is the pattern and the timing.

Late filings · 4 Insider sale notices · 1
Notable HARDING MARK W filed notice of proposed sale August 03, 2023

20,000 shares · $250,800 · via Charles Schwab Corp. · Officer

Notable Late filing notice — 10-K November 15, 2017

On each of September 8, 2017, September 15, 2017, September 19, 2017, September 20, 2017, September 28, 2017, October 6, 2017, October 9, 2017, October 11, 2017, October 13, 2017, October 18, 2017,...

3 more red-flag filings behind a free account

See every red-flag filing PURE CYCLE CORP has made, with the filing behind each one.

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