$PFG

$112.29 +$0.31 (0.28%) Live

$PFG Overview Financial Statements SEC Filings Executives News Red Flags Capital Raising Ownership Insider Transactions Congressional Trades

Ownership

13F as of Q2 2026 · 214.1M shares outstanding

Who owns PFG?

By type of holder

Institutions 79.4% Insiders 0.8% Everyone else 19.8%

Concentration Top 10 holders own 47.7%

BlackRock, Inc. 9.4% · Nippon Life Insurance Co 8.5%

Institutional ownership

79.4%

+0.9 pts vs last qtr

Institutional holders

948

+41 vs last qtr

Net shares bought

+2.0M

by institutions in Q2 2026

New / sold out

113 / 72

positions opened vs closed

How is ownership changing?

Institutions, last 8 quarters

Biggest buyers in Q2 2026

Norges Bank NEW +2.0M
Charles Schwab Investment Management Inc +578.1K

Biggest sellers in Q2 2026

Bank Of America Corp /de/ −1.9M
First Trust Advisors LP −412.8K

Who is planning to sell?

Notices of proposed sale, last 12 months

$29.2M

21 notices from 7 people

Shares covered

285.7K

0.13% of the company

Arranged in advance

90%

of the value is under a 10b5-1 plan

Under a 10b5-1 plan No plan

Largest proposed sellers

Deanna Strable-Soethout Officer 10b5-1 $19.3M
Amy Friedrich Officer 10b5-1 $4.12M

Every notice on Red Flags →

A Form 144 is notice of a planned sale, not the sale itself. What insiders actually sold is on Insider Transactions.

Is your stake being diluted?

Diluted share count, FY2016–FY2025

−22.9%

−2.85% a year

Each share's claim on the business

+29.7%

grew without buying or selling a share

Spent on buybacks vs paid in stock

$7.04B vs $920M

over 10 fiscal years

Diluted shares, split-adjusted

Buybacks Stock-based comp

How patient are the owners?

Institutional shares by how long they've been held

5+ years86% 3–5 years3% 1–3 years4% Under 1 year7%

Quarterly turnover

5.2%

of institutional shares changed hands

Top 10 managers, median time held

5 years

Super Investors

Investment managers reporting PFG on Form 13F

Holder	Shares	% of company	Change vs last qtr	Held since	% of their book
B BlackRock, Inc.	20.0M	9.35%	−307.7K (−1.5%)	≤2021	0.0%
Shares held by quarter Peak holding20.4M (Q4'25) Change over 8 quarters+120.3K Share of the company9.350% BlackRock, Inc.'s full portfolio →
NL Nippon Life Insurance Co	18.1M	8.47%	Unchanged	≤2021	32.4%
Shares held by quarter Peak holding18.1M (Q3'24) Change over 8 quarters0 Share of the company8.470% Nippon Life Insurance Co's full portfolio →

BlackRock, Inc.

20.0M

% of company

9.35%

Change vs last qtr

−307.7K (−1.5%)

Held since

≤2021

Nippon Life Insurance Co

18.1M

% of company

8.47%

Change vs last qtr

Unchanged

Held since

≤2021

28 more super investors behind a free account

See every manager holding Principal Financial Group Inc, how their position has changed, and how long they've held it.

Institutional Funds

Mutual funds and ETFs reporting PFG on Form N-PORT; together they hold 33.7% of the company

Fund	Position value	Shares	% of company	% of the fund	As of
VT Vanguard Total Stock Market Index Fund Vanguard Index Funds	$739M	6.9M	3.20%	0.03%	June 30, 2026
IF Income Fund of America Income Fund of America	$682M	6.0M	2.80%	0.46%	July 31, 2026

Vanguard Total Stock Market Index Fund

Vanguard Index Funds

Position value

$739M

% of company

3.20%

% of the fund

0.03%

As of

June 30, 2026

Income Fund of America

Position value

$682M

% of company

2.80%

% of the fund

0.46%

As of

July 31, 2026

23 more funds behind a free account

See every fund holding Principal Financial Group Inc and how much of the fund the position is.

Insiders and 5%+ holders

From Forms 3/4/5 and Schedules 13D/G

Holder	Shares	% of company	Change vs last qtr	8 quarters	Held since	% of their book
HD Houston Daniel Joseph Insider	400.7K	0.19%	—	—	—	—
Insider holdings come from Form 3/4/5 filings, which are not quarterly. Share of the company0.190% Houston Daniel Joseph's insider activity →
SD Strable-Soethout Deanna D Insider	228.0K	0.11%	—	—	—	—
Insider holdings come from Form 3/4/5 filings, which are not quarterly. Share of the company0.110% Strable-Soethout Deanna D's insider activity →

Houston Daniel Joseph

Insider

400.7K

% of company

0.19%

Change vs last qtr

—

Held since

—

Strable-Soethout Deanna D

Insider

228.0K

% of company

0.11%

Change vs last qtr

—

Held since

—

22 more holders behind a free account

See every insider and 5%+ holder of Principal Financial Group Inc.

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