$PFX

$42.35 +$1.35 (3.29%) After hours

$PFX Overview Financial Statements SEC Filings Executives News Red Flags Capital Raising Ownership Insider Transactions Congressional Trades

Ownership

13F as of Q2 2026 · 1.9M shares outstanding

Who owns PFX?

By type of holder

Institutions 17.1% Insiders 17.5% Everyone else 65.3%

Concentration Top 10 holders own 30.0%

David A. Lorber 12.9% · Adalta Capital Management LLC 9.1%

Institutional ownership

17.1%

-3.5 pts vs last qtr

Institutional holders

-5 vs last qtr

Net shares bought

−67.3K

by institutions in Q2 2026

New / sold out

1 / 6

positions opened vs closed

How is ownership changing?

Institutions, last 8 quarters

Biggest buyers in Q2 2026

Adalta Capital Management LLC +1.0K
IFG Advisory, LLC NEW +7

Biggest sellers in Q2 2026

22NW, LP SOLD OUT −43.1K
Raymond James Financial Inc SOLD OUT −23.9K

Who is planning to sell?

No insider has filed a notice of proposed sale (Form 144) for PhenixFIN Corp in the last 12 months.

Is your stake being diluted?

Diluted share count, FY2021–FY2025

−24.7%

−6.86% a year

Each share's claim on the business

+32.9%

grew without buying or selling a share

Spent on buybacks vs paid in stock

$29.4M vs —

over 5 fiscal years

Diluted shares, split-adjusted

Buybacks Stock-based comp

How patient are the owners?

Institutional shares by how long they've been held

5+ years94% 3–5 years0% 1–3 years6% Under 1 year0%

Quarterly turnover

8.7%

of institutional shares changed hands

Top 10 managers, median time held

5 years

Super Investors

Investment managers reporting PFX on Form 13F

Holder	Shares	% of company	Change vs last qtr	Held since	% of their book
AC Adalta Capital Management LLC	176.6K	9.14%	+1.0K (+0.6%)	≤2021	3.3%
Shares held by quarter Peak holding176.6K (Q2'26) Change over 8 quarters+27.0K Share of the company9.140% Adalta Capital Management LLC's full portfolio →
AF American Financial Group Inc	64.3K	3.33%	Unchanged	≤2021	1.0%
Shares held by quarter Peak holding64.3K (Q3'24) Change over 8 quarters0 Share of the company3.330% American Financial Group Inc's full portfolio →

Adalta Capital Management LLC

176.6K

% of company

9.14%

Change vs last qtr

+1.0K (+0.6%)

Held since

≤2021

American Financial Group Inc

64.3K

% of company

3.33%

Change vs last qtr

Unchanged

Held since

≤2021

14 more super investors behind a free account

See every manager holding PhenixFIN Corp, how their position has changed, and how long they've held it.

Institutional Funds

Mutual funds and ETFs reporting PFX on Form N-PORT; together they hold 1.0% of the company

Fund	Position value	Shares	% of company	% of the fund	As of
HI High Income Securities Fund High Income Securities Fund	$793K	19.2K	1.00%	0.61%	November 30, 2025
FN Fidelity Nasdaq Composite Index Fund Fidelity Concord Street Trust	$32.1K	762	0.04%	0.00%	May 31, 2026

High Income Securities Fund

Position value

$793K

% of company

1.00%

% of the fund

0.61%

As of

November 30, 2025

Fidelity Nasdaq Composite Index Fund

Fidelity Concord Street Trust

Position value

$32.1K

% of company

0.04%

% of the fund

0.00%

As of

May 31, 2026

Insiders and 5%+ holders

From Forms 3/4/5 and Schedules 13D/G

Holder	Shares	% of company	Change vs last qtr	8 quarters	Held since	% of their book
DA David A. Lorber 5%+ holder 13D · 12.9%	248.6K	12.87%	—	—	—	—
This holder reports through Schedule 13D/G, not a quarterly 13F. Share of the company12.870% Disclosed stake13D · 12.9% View the 13D/G filing →

David A. Lorber

5%+ holder13D · 12.9%

248.6K

% of company

12.87%

Change vs last qtr

—

Held since

—

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