2012 Q3 Form 10-Q Financial Statement
#000123024512000170 Filed on November 02, 2012
Income Statement
| Concept | 2012 Q3 | 2011 Q3 |
|---|---|---|
| Revenue | $135.9M | $104.8M |
| YoY Change | 29.74% | -15.93% |
| Cost Of Revenue | $9.000M | $11.00M |
| YoY Change | -18.18% | 0.0% |
| Gross Profit | $129.7M | $88.70M |
| YoY Change | 46.22% | -21.92% |
| Gross Profit Margin | 95.44% | 84.68% |
| Selling, General & Admin | $100.4M | $79.30M |
| YoY Change | 26.61% | -16.26% |
| % of Gross Profit | 77.41% | 89.4% |
| Research & Development | $5.276M | $5.595M |
| YoY Change | -5.7% | |
| % of Gross Profit | 4.07% | 6.31% |
| Depreciation & Amortization | $3.700M | $3.900M |
| YoY Change | -5.13% | -2.5% |
| % of Gross Profit | 2.85% | 4.4% |
| Operating Expenses | $5.276M | $5.595M |
| YoY Change | -5.7% | -94.35% |
| Operating Profit | $124.4M | $83.11M |
| YoY Change | 49.72% | 469.21% |
| Interest Expense | ||
| YoY Change | ||
| % of Operating Profit | ||
| Other Income/Expense, Net | ||
| YoY Change | ||
| Pretax Income | $25.35M | $5.128M |
| YoY Change | 394.38% | -61.44% |
| Income Tax | $10.19M | $1.361M |
| % Of Pretax Income | 40.21% | 26.54% |
| Net Earnings | $19.66M | -$3.583M |
| YoY Change | -648.81% | -150.46% |
| Net Earnings / Revenue | 14.47% | -3.42% |
| Basic Earnings Per Share | $1.11 | -$0.23 |
| Diluted Earnings Per Share | $1.11 | -$0.23 |
| COMMON SHARES | ||
| Basic Shares Outstanding | 15.21M shares | 15.89M shares |
| Diluted Shares Outstanding | 15.21M shares | 15.89M shares |
Balance Sheet
| Concept | 2012 Q3 | 2011 Q3 |
|---|---|---|
| SHORT-TERM ASSETS | ||
| Cash & Short-Term Investments | $74.70M | $51.80M |
| YoY Change | 44.21% | -11.45% |
| Cash & Equivalents | $38.55M | $42.81M |
| Short-Term Investments | ||
| Other Short-Term Assets | $4.700M | $6.400M |
| YoY Change | -26.56% | 18.52% |
| Inventory | ||
| Prepaid Expenses | ||
| Receivables | $156.8M | $159.3M |
| Other Receivables | $61.30M | $47.20M |
| Total Short-Term Assets | $297.5M | $264.7M |
| YoY Change | 12.39% | -22.87% |
| LONG-TERM ASSETS | ||
| Property, Plant & Equipment | $16.65M | $22.60M |
| YoY Change | -26.32% | 10.78% |
| Goodwill | $202.4M | |
| YoY Change | ||
| Intangibles | $45.55M | |
| YoY Change | ||
| Long-Term Investments | $18.55M | $718.9M |
| YoY Change | -97.42% | 131.75% |
| Other Assets | $773.1M | $750.2M |
| YoY Change | 3.05% | -25.43% |
| Total Long-Term Assets | $1.663B | $1.871B |
| YoY Change | -11.1% | 8.91% |
| TOTAL ASSETS | ||
| Total Short-Term Assets | $297.5M | $264.7M |
| Total Long-Term Assets | $1.663B | $1.871B |
| Total Assets | $1.961B | $2.135B |
| YoY Change | -8.19% | 3.62% |
| SHORT-TERM LIABILITIES | ||
| YoY Change | ||
| Accounts Payable | $202.7M | $112.8M |
| YoY Change | 79.7% | -18.02% |
| Accrued Expenses | $135.6M | $128.4M |
| YoY Change | 5.61% | -27.58% |
| Deferred Revenue | ||
| YoY Change | ||
| Short-Term Debt | $446.5M | $558.4M |
| YoY Change | -20.04% | 3.33% |
| Long-Term Debt Due | ||
| YoY Change | ||
| Total Short-Term Liabilities | $834.8M | $799.6M |
| YoY Change | 4.4% | -6.51% |
| LONG-TERM LIABILITIES | ||
| Long-Term Debt | $83.50M | $117.5M |
| YoY Change | -28.94% | |
| Other Long-Term Liabilities | $271.7M | $347.6M |
| YoY Change | -21.84% | -13.27% |
| Total Long-Term Liabilities | $355.2M | $465.1M |
| YoY Change | -23.63% | 16.04% |
| TOTAL LIABILITIES | ||
| Total Short-Term Liabilities | $834.8M | $799.6M |
| Total Long-Term Liabilities | $355.2M | $465.1M |
| Total Liabilities | $1.190B | $1.296B |
| YoY Change | -8.2% | 3.2% |
| SHAREHOLDERS EQUITY | ||
| Retained Earnings | $107.0M | |
| YoY Change | ||
| Common Stock | $757.8M | |
| YoY Change | ||
| Preferred Stock | ||
| YoY Change | ||
| Treasury Stock (at cost) | $140.9M | |
| YoY Change | ||
| Treasury Stock Shares | 4.302M shares | |
| Shareholders Equity | $724.6M | $839.1M |
| YoY Change | ||
| Total Liabilities & Shareholders Equity | $1.961B | $2.135B |
| YoY Change | -8.19% | 3.62% |
Cashflow Statement
| Concept | 2012 Q3 | 2011 Q3 |
|---|---|---|
| OPERATING ACTIVITIES | ||
| Net Income | $19.66M | -$3.583M |
| YoY Change | -648.81% | -150.46% |
| Depreciation, Depletion And Amortization | $3.700M | $3.900M |
| YoY Change | -5.13% | -2.5% |
| Cash From Operating Activities | $83.70M | -$27.60M |
| YoY Change | -403.26% | -229.58% |
| INVESTING ACTIVITIES | ||
| Capital Expenditures | $1.300M | -$2.200M |
| YoY Change | -159.09% | -65.08% |
| Acquisitions | ||
| YoY Change | ||
| Other Investing Activities | $0.00 | $0.00 |
| YoY Change | ||
| Cash From Investing Activities | $1.300M | -$2.200M |
| YoY Change | -159.09% | -65.08% |
| FINANCING ACTIVITIES | ||
| Cash Dividend Paid | ||
| YoY Change | ||
| Common Stock Issuance & Retirement, Net | ||
| YoY Change | ||
| Debt Paid & Issued, Net | ||
| YoY Change | ||
| Cash From Financing Activities | -85.10M | 2.700M |
| YoY Change | -3251.85% | -111.3% |
| NET CHANGE | ||
| Cash From Operating Activities | 83.70M | -27.60M |
| Cash From Investing Activities | 1.300M | -2.200M |
| Cash From Financing Activities | -85.10M | 2.700M |
| Net Change In Cash | -100.0K | -27.10M |
| YoY Change | -99.63% | 204.49% |
| FREE CASH FLOW | ||
| Cash From Operating Activities | $83.70M | -$27.60M |
| Capital Expenditures | $1.300M | -$2.200M |
| Free Cash Flow | $82.40M | -$25.40M |
| YoY Change | -424.41% | -192.03% |
Facts In Submission
| Frame | Concept Type | Concept / XBRL Key | Value | Unit |
|---|---|---|---|---|
| CY2012Q3 | us-gaap |
Accumulated Depreciation Depletion And Amortization Property Plant And Equipment
AccumulatedDepreciationDepletionAndAmortizationPropertyPlantAndEquipment
|
60264000 | USD |
| CY2011Q4 | us-gaap |
Accumulated Depreciation Depletion And Amortization Property Plant And Equipment
AccumulatedDepreciationDepletionAndAmortizationPropertyPlantAndEquipment
|
58923000 | USD |
| CY2011Q4 | us-gaap |
Accumulated Other Comprehensive Income Loss Net Of Tax
AccumulatedOtherComprehensiveIncomeLossNetOfTax
|
605000 | USD |
| CY2012Q3 | us-gaap |
Accumulated Other Comprehensive Income Loss Net Of Tax
AccumulatedOtherComprehensiveIncomeLossNetOfTax
|
736000 | USD |
| CY2011Q4 | us-gaap |
Additional Paid In Capital Common Stock
AdditionalPaidInCapitalCommonStock
|
791166000 | USD |
| CY2012Q3 | us-gaap |
Additional Paid In Capital Common Stock
AdditionalPaidInCapitalCommonStock
|
757637000 | USD |
| us-gaap |
Allocated Share Based Compensation Expense
AllocatedShareBasedCompensationExpense
|
15400000 | USD | |
| CY2012Q3 | us-gaap |
Allocated Share Based Compensation Expense
AllocatedShareBasedCompensationExpense
|
9200000 | USD |
| us-gaap |
Allocated Share Based Compensation Expense
AllocatedShareBasedCompensationExpense
|
23900000 | USD | |
| CY2011Q3 | us-gaap |
Allocated Share Based Compensation Expense
AllocatedShareBasedCompensationExpense
|
5500000 | USD |
| CY2012Q3 | us-gaap |
Alternative Net Capital Requirement1
AlternativeNetCapitalRequirement1
|
1000000 | USD |
| CY2011Q3 | us-gaap |
Amortization Of Intangible Assets
AmortizationOfIntangibleAssets
|
2069000 | USD |
| us-gaap |
Amortization Of Intangible Assets
AmortizationOfIntangibleAssets
|
6207000 | USD | |
| CY2012Q3 | us-gaap |
Amortization Of Intangible Assets
AmortizationOfIntangibleAssets
|
1917000 | USD |
| us-gaap |
Amortization Of Intangible Assets
AmortizationOfIntangibleAssets
|
5751000 | USD | |
| CY2012Q3 | us-gaap |
Asset Management Fees
AssetManagementFees
|
17588000 | USD |
| CY2011Q3 | us-gaap |
Asset Management Fees
AssetManagementFees
|
15205000 | USD |
| us-gaap |
Asset Management Fees
AssetManagementFees
|
52774000 | USD | |
| us-gaap |
Asset Management Fees
AssetManagementFees
|
52927000 | USD | |
| CY2011Q4 | us-gaap |
Assets
Assets
|
1655721000 | USD |
| CY2012Q3 | us-gaap |
Assets
Assets
|
1960553000 | USD |
| CY2012Q3 | us-gaap |
Assets Sold Under Agreements To Repurchase Market Value
AssetsSoldUnderAgreementsToRepurchaseMarketValue
|
59963000 | USD |
| CY2012Q3 | us-gaap |
Assets Sold Under Agreements To Repurchase Repurchase Liability
AssetsSoldUnderAgreementsToRepurchaseRepurchaseLiability
|
50000000 | USD |
| CY2012Q3 | us-gaap |
Capital
Capital
|
170600000 | USD |
| CY2011Q4 | us-gaap |
Cash And Cash Equivalents At Carrying Value
CashAndCashEquivalentsAtCarryingValue
|
85807000 | USD |
| CY2012Q3 | us-gaap |
Cash And Cash Equivalents At Carrying Value
CashAndCashEquivalentsAtCarryingValue
|
41678000 | USD |
| CY2010Q4 | us-gaap |
Cash And Cash Equivalents At Carrying Value
CashAndCashEquivalentsAtCarryingValue
|
50602000 | USD |
| CY2011Q3 | us-gaap |
Cash And Cash Equivalents At Carrying Value
CashAndCashEquivalentsAtCarryingValue
|
42808000 | USD |
| us-gaap |
Cash And Cash Equivalents Period Increase Decrease
CashAndCashEquivalentsPeriodIncreaseDecrease
|
-7794000 | USD | |
| us-gaap |
Cash And Cash Equivalents Period Increase Decrease
CashAndCashEquivalentsPeriodIncreaseDecrease
|
-44129000 | USD | |
| CY2012Q3 | us-gaap |
Cash And Securities Segregated Under Federal And Other Regulations
CashAndSecuritiesSegregatedUnderFederalAndOtherRegulations
|
33011000 | USD |
| CY2011Q4 | us-gaap |
Cash And Securities Segregated Under Federal And Other Regulations
CashAndSecuritiesSegregatedUnderFederalAndOtherRegulations
|
25008000 | USD |
| CY2011Q4 | us-gaap |
Commissions Payable To Broker Dealers And Clearing Organizations
CommissionsPayableToBrokerDealersAndClearingOrganizations
|
3064000 | USD |
| CY2012Q3 | us-gaap |
Commissions Payable To Broker Dealers And Clearing Organizations
CommissionsPayableToBrokerDealersAndClearingOrganizations
|
15435000 | USD |
| CY2012Q3 | us-gaap |
Common Stock Par Or Stated Value Per Share
CommonStockParOrStatedValuePerShare
|
0.01 | |
| CY2011Q4 | us-gaap |
Common Stock Par Or Stated Value Per Share
CommonStockParOrStatedValuePerShare
|
0.01 | |
| CY2012Q3 | us-gaap |
Common Stock Shares Authorized
CommonStockSharesAuthorized
|
100000000 | shares |
| CY2011Q4 | us-gaap |
Common Stock Shares Authorized
CommonStockSharesAuthorized
|
100000000 | shares |
| CY2012Q3 | us-gaap |
Common Stock Shares Issued
CommonStockSharesIssued
|
19530359 | shares |
| CY2011Q4 | us-gaap |
Common Stock Shares Issued
CommonStockSharesIssued
|
19524512 | shares |
| CY2012Q3 | us-gaap |
Common Stock Shares Outstanding
CommonStockSharesOutstanding
|
15227977 | shares |
| CY2011Q4 | us-gaap |
Common Stock Shares Outstanding
CommonStockSharesOutstanding
|
15750188 | shares |
| CY2011Q4 | us-gaap |
Common Stock Value
CommonStockValue
|
195000 | USD |
| CY2012Q3 | us-gaap |
Common Stock Value
CommonStockValue
|
195000 | USD |
| us-gaap |
Communications And Information Technology
CommunicationsAndInformationTechnology
|
17611000 | USD | |
| CY2012Q3 | us-gaap |
Communications And Information Technology
CommunicationsAndInformationTechnology
|
5374000 | USD |
| CY2011Q3 | us-gaap |
Communications And Information Technology
CommunicationsAndInformationTechnology
|
5595000 | USD |
| us-gaap |
Communications And Information Technology
CommunicationsAndInformationTechnology
|
16421000 | USD | |
| us-gaap |
Comprehensive Income Net Of Tax
ComprehensiveIncomeNetOfTax
|
29575000 | USD | |
| CY2011Q3 | us-gaap |
Comprehensive Income Net Of Tax
ComprehensiveIncomeNetOfTax
|
-3694000 | USD |
| CY2012Q3 | us-gaap |
Comprehensive Income Net Of Tax
ComprehensiveIncomeNetOfTax
|
19786000 | USD |
| us-gaap |
Comprehensive Income Net Of Tax
ComprehensiveIncomeNetOfTax
|
14288000 | USD | |
| us-gaap |
Comprehensive Income Net Of Tax Attributable To Noncontrolling Interest
ComprehensiveIncomeNetOfTaxAttributableToNoncontrollingInterest
|
2671000 | USD | |
| CY2012Q3 | us-gaap |
Comprehensive Income Net Of Tax Attributable To Noncontrolling Interest
ComprehensiveIncomeNetOfTaxAttributableToNoncontrollingInterest
|
665000 | USD |
| CY2011Q3 | us-gaap |
Comprehensive Income Net Of Tax Attributable To Noncontrolling Interest
ComprehensiveIncomeNetOfTaxAttributableToNoncontrollingInterest
|
207000 | USD |
| us-gaap |
Comprehensive Income Net Of Tax Attributable To Noncontrolling Interest
ComprehensiveIncomeNetOfTaxAttributableToNoncontrollingInterest
|
846000 | USD | |
| CY2011Q3 | us-gaap |
Comprehensive Income Net Of Tax Including Portion Attributable To Noncontrolling Interest
ComprehensiveIncomeNetOfTaxIncludingPortionAttributableToNoncontrollingInterest
|
-3487000 | USD |
| CY2012Q3 | us-gaap |
Comprehensive Income Net Of Tax Including Portion Attributable To Noncontrolling Interest
ComprehensiveIncomeNetOfTaxIncludingPortionAttributableToNoncontrollingInterest
|
20451000 | USD |
| us-gaap |
Comprehensive Income Net Of Tax Including Portion Attributable To Noncontrolling Interest
ComprehensiveIncomeNetOfTaxIncludingPortionAttributableToNoncontrollingInterest
|
15134000 | USD | |
| us-gaap |
Comprehensive Income Net Of Tax Including Portion Attributable To Noncontrolling Interest
ComprehensiveIncomeNetOfTaxIncludingPortionAttributableToNoncontrollingInterest
|
32246000 | USD | |
| CY2012Q3 | us-gaap |
Cost Method Investments
CostMethodInvestments
|
26739000 | USD |
| CY2011Q4 | us-gaap |
Cost Method Investments
CostMethodInvestments
|
25672000 | USD |
| CY2012Q3 | us-gaap |
Cost Method Investments Fair Value Disclosure
CostMethodInvestmentsFairValueDisclosure
|
40700000 | USD |
| us-gaap |
Default Longterm Debt Description Of Violation Or Event Of Default
DefaultLongtermDebtDescriptionOfViolationOrEventOfDefault
|
The Credit Agreement includes customary events of default, including failure to pay principal when due or failure to pay interest within three business days of when due, failure to comply with the covenants in the Credit Agreement and related documents, failure to pay or another event of default under other material indebtedness in an amount exceeding $5 million, bankruptcy or insolvency of the Company or any of its subsidiaries, a change in control of the Company or a failure of Piper Jaffray to extend, renew or refinance its existing $250 million committed revolving secured credit facility on substantially the same terms as the existing committed facility. If there is any event of default under the Credit Agreement, the Agent may declare the entire principal and any accrued interest on the loans under the Credit Agreement to be due and payable and exercise other customary remedies. | ||
| us-gaap |
Deferred Compensation Arrangement With Individual Fair Value Of Shares Issued
DeferredCompensationArrangementWithIndividualFairValueOfSharesIssued
|
239000 | USD | |
| us-gaap |
Deferred Income Tax Expense Benefit
DeferredIncomeTaxExpenseBenefit
|
6056000 | USD | |
| us-gaap |
Deferred Income Tax Expense Benefit
DeferredIncomeTaxExpenseBenefit
|
16852000 | USD | |
| CY2011Q4 | us-gaap |
Deferred Tax Assets Liabilities Net
DeferredTaxAssetsLiabilitiesNet
|
45080000 | USD |
| CY2012Q3 | us-gaap |
Deferred Tax Assets Liabilities Net
DeferredTaxAssetsLiabilitiesNet
|
39024000 | USD |
| CY2012Q3 | us-gaap |
Deposits Paid For Securities Borrowed At Carrying Value
DepositsPaidForSecuritiesBorrowedAtCarryingValue
|
35327000 | USD |
| CY2011Q4 | us-gaap |
Deposits Paid For Securities Borrowed At Carrying Value
DepositsPaidForSecuritiesBorrowedAtCarryingValue
|
46298000 | USD |
| us-gaap |
Depreciation
Depreciation
|
5439000 | USD | |
| us-gaap |
Depreciation
Depreciation
|
5436000 | USD | |
| CY2012Q3 | us-gaap |
Derivative Fair Value Of Derivative Asset
DerivativeFairValueOfDerivativeAsset
|
635040000 | USD |
| CY2012Q3 | us-gaap |
Derivative Fair Value Of Derivative Liability
DerivativeFairValueOfDerivativeLiability
|
620246000 | USD |
| CY2011Q3 | us-gaap |
Discontinued Operation Income Loss From Discontinued Operation Before Income Tax
DiscontinuedOperationIncomeLossFromDiscontinuedOperationBeforeIncomeTax
|
-4828000 | USD |
| us-gaap |
Discontinued Operation Income Loss From Discontinued Operation Before Income Tax
DiscontinuedOperationIncomeLossFromDiscontinuedOperationBeforeIncomeTax
|
-8561000 | USD | |
| us-gaap |
Discontinued Operation Income Loss From Discontinued Operation Before Income Tax
DiscontinuedOperationIncomeLossFromDiscontinuedOperationBeforeIncomeTax
|
-20982000 | USD | |
| CY2012Q3 | us-gaap |
Discontinued Operation Income Loss From Discontinued Operation Before Income Tax
DiscontinuedOperationIncomeLossFromDiscontinuedOperationBeforeIncomeTax
|
-14226000 | USD |
| CY2011Q3 | us-gaap |
Disposal Group Including Discontinued Operation Operating Expense
DisposalGroupIncludingDiscontinuedOperationOperatingExpense
|
6952000 | USD |
| us-gaap |
Disposal Group Including Discontinued Operation Operating Expense
DisposalGroupIncludingDiscontinuedOperationOperatingExpense
|
27607000 | USD | |
| CY2012Q3 | us-gaap |
Disposal Group Including Discontinued Operation Operating Expense
DisposalGroupIncludingDiscontinuedOperationOperatingExpense
|
16900000 | USD |
| us-gaap |
Disposal Group Including Discontinued Operation Operating Expense
DisposalGroupIncludingDiscontinuedOperationOperatingExpense
|
20078000 | USD | |
| CY2011Q3 | us-gaap |
Disposal Group Including Discontinued Operation Revenue
DisposalGroupIncludingDiscontinuedOperationRevenue
|
2124000 | USD |
| CY2012Q3 | us-gaap |
Disposal Group Including Discontinued Operation Revenue
DisposalGroupIncludingDiscontinuedOperationRevenue
|
2674000 | USD |
| us-gaap |
Disposal Group Including Discontinued Operation Revenue
DisposalGroupIncludingDiscontinuedOperationRevenue
|
6625000 | USD | |
| us-gaap |
Disposal Group Including Discontinued Operation Revenue
DisposalGroupIncludingDiscontinuedOperationRevenue
|
11517000 | USD | |
| us-gaap |
Due To And From Broker Dealers And Clearing Organizations Disclosure
DueToAndFromBrokerDealersAndClearingOrganizationsDisclosure
|
<div style="font-family:Times New Roman;font-size:10pt;"><div style="line-height:120%;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;"></font><font style="font-family:inherit;font-size:10pt;font-style:italic;">Receivables from and Payables to Brokers, Dealers and Clearing Organizations</font></div><div style="line-height:120%;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;"><br clear="none"/></font></div><div style="line-height:120%;text-align:justify;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;">Amounts receivable from brokers, dealers and clearing organizations included:</font></div><div style="line-height:120%;text-align:center;font-size:10pt;"><div style="padding-left:0px;text-indent:0px;line-height:normal;padding-top:10px;"><table cellpadding="0" cellspacing="0" style="font-family:Times New Roman;font-size:10pt;margin-left:auto;margin-right:auto;width:100%;border-collapse:collapse;text-align:left;"><tr><td colspan="8" rowspan="1"></td></tr><tr><td width="68%" rowspan="1" colspan="1"></td><td width="1%" rowspan="1" colspan="1"></td><td width="13%" rowspan="1" colspan="1"></td><td width="1%" rowspan="1" colspan="1"></td><td width="2%" rowspan="1" colspan="1"></td><td width="1%" rowspan="1" colspan="1"></td><td width="13%" rowspan="1" colspan="1"></td><td width="1%" rowspan="1" colspan="1"></td></tr><tr><td style="vertical-align:bottom;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;" rowspan="1" colspan="1"><div style="text-align:left;font-size:8pt;"><font style="font-family:inherit;font-size:8pt;font-style:italic;">(Dollars in thousands)</font></div></td><td colspan="3" style="vertical-align:bottom;border-bottom:1px solid #000000;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;" rowspan="1"><div style="text-align:center;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;font-weight:bold;">September 30, <br clear="none"/>2012</font></div></td><td style="vertical-align:bottom;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;" rowspan="1" colspan="1"><div style="overflow:hidden;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;"> </font></div></td><td colspan="3" style="vertical-align:bottom;border-bottom:1px solid #000000;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;" rowspan="1"><div style="text-align:center;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;font-weight:bold;">December 31, <br clear="none"/>2011</font></div></td></tr><tr><td style="vertical-align:top;background-color:#cceeff;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;" rowspan="1" colspan="1"><div style="text-align:left;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;">Receivable arising from unsettled securities transactions</font></div></td><td style="vertical-align:bottom;padding-left:2px;padding-top:2px;padding-bottom:2px;background-color:#cceeff;border-top:1px solid #000000;" rowspan="1" colspan="1"><div style="text-align:left;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;font-weight:bold;">$</font></div></td><td style="vertical-align:bottom;background-color:#cceeff;padding-top:2px;padding-bottom:2px;border-top:1px solid #000000;" rowspan="1" colspan="1"><div style="text-align:right;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;font-weight:bold;">80,818</font></div></td><td style="vertical-align:bottom;background-color:#cceeff;border-top:1px solid #000000;" rowspan="1" colspan="1"><div style="text-align:left;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;"><br clear="none"/></font></div></td><td style="vertical-align:bottom;background-color:#cceeff;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;" rowspan="1" colspan="1"><div style="overflow:hidden;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;"> </font></div></td><td style="vertical-align:bottom;padding-left:2px;padding-top:2px;padding-bottom:2px;background-color:#cceeff;border-top:1px solid #000000;" rowspan="1" colspan="1"><div style="text-align:left;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;">$</font></div></td><td style="vertical-align:bottom;background-color:#cceeff;padding-top:2px;padding-bottom:2px;border-top:1px solid #000000;" rowspan="1" colspan="1"><div style="text-align:right;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;">279</font></div></td><td style="vertical-align:bottom;background-color:#cceeff;border-top:1px solid #000000;" rowspan="1" colspan="1"><div style="text-align:left;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;"><br clear="none"/></font></div></td></tr><tr><td style="vertical-align:top;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;" rowspan="1" colspan="1"><div style="text-align:left;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;">Deposits paid for securities borrowed</font></div></td><td colspan="2" style="vertical-align:bottom;padding-left:2px;padding-top:2px;padding-bottom:2px;" rowspan="1"><div style="text-align:right;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;font-weight:bold;">35,327</font></div></td><td style="vertical-align:bottom;" rowspan="1" colspan="1"><div style="text-align:left;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;"><br clear="none"/></font></div></td><td style="vertical-align:bottom;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;" rowspan="1" colspan="1"><div style="overflow:hidden;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;"> </font></div></td><td colspan="2" style="vertical-align:bottom;padding-left:2px;padding-top:2px;padding-bottom:2px;" rowspan="1"><div style="text-align:right;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;">46,298</font></div></td><td style="vertical-align:bottom;" rowspan="1" colspan="1"><div style="text-align:left;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;"><br clear="none"/></font></div></td></tr><tr><td style="vertical-align:top;background-color:#cceeff;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;" rowspan="1" colspan="1"><div style="text-align:left;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;">Receivable from clearing organizations</font></div></td><td colspan="2" style="vertical-align:bottom;background-color:#cceeff;padding-left:2px;padding-top:2px;padding-bottom:2px;" rowspan="1"><div style="text-align:right;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;font-weight:bold;">4,380</font></div></td><td style="vertical-align:bottom;background-color:#cceeff;" rowspan="1" colspan="1"><div style="text-align:left;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;"><br clear="none"/></font></div></td><td style="vertical-align:bottom;background-color:#cceeff;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;" rowspan="1" colspan="1"><div style="overflow:hidden;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;"> </font></div></td><td colspan="2" style="vertical-align:bottom;background-color:#cceeff;padding-left:2px;padding-top:2px;padding-bottom:2px;" rowspan="1"><div style="text-align:right;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;">20,453</font></div></td><td style="vertical-align:bottom;background-color:#cceeff;" rowspan="1" colspan="1"><div style="text-align:left;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;"><br clear="none"/></font></div></td></tr><tr><td style="vertical-align:top;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;" rowspan="1" colspan="1"><div style="text-align:left;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;">Deposits with clearing organizations</font></div></td><td colspan="2" style="vertical-align:bottom;padding-left:2px;padding-top:2px;padding-bottom:2px;" rowspan="1"><div style="text-align:right;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;font-weight:bold;">30,251</font></div></td><td style="vertical-align:bottom;" rowspan="1" colspan="1"><div style="text-align:left;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;"><br clear="none"/></font></div></td><td style="vertical-align:bottom;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;" rowspan="1" colspan="1"><div style="overflow:hidden;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;"> </font></div></td><td colspan="2" style="vertical-align:bottom;padding-left:2px;padding-top:2px;padding-bottom:2px;" rowspan="1"><div style="text-align:right;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;">31,061</font></div></td><td style="vertical-align:bottom;" rowspan="1" colspan="1"><div style="text-align:left;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;"><br clear="none"/></font></div></td></tr><tr><td style="vertical-align:top;background-color:#cceeff;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;" rowspan="1" colspan="1"><div style="text-align:left;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;">Securities failed to deliver</font></div></td><td colspan="2" style="vertical-align:bottom;background-color:#cceeff;padding-left:2px;padding-top:2px;padding-bottom:2px;" rowspan="1"><div style="text-align:right;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;font-weight:bold;">9,152</font></div></td><td style="vertical-align:bottom;background-color:#cceeff;" rowspan="1" colspan="1"><div style="text-align:left;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;"><br clear="none"/></font></div></td><td style="vertical-align:bottom;background-color:#cceeff;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;" rowspan="1" colspan="1"><div style="overflow:hidden;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;"> </font></div></td><td colspan="2" style="vertical-align:bottom;background-color:#cceeff;padding-left:2px;padding-top:2px;padding-bottom:2px;" rowspan="1"><div style="text-align:right;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;">23,140</font></div></td><td style="vertical-align:bottom;background-color:#cceeff;" rowspan="1" colspan="1"><div style="text-align:left;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;"><br clear="none"/></font></div></td></tr><tr><td style="vertical-align:top;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;" rowspan="1" colspan="1"><div style="text-align:left;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;">Other</font></div></td><td colspan="2" style="vertical-align:bottom;border-bottom:1px solid #000000;padding-left:2px;padding-top:2px;padding-bottom:2px;" rowspan="1"><div style="text-align:right;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;font-weight:bold;">9,527</font></div></td><td style="vertical-align:bottom;border-bottom:1px solid #000000;" rowspan="1" colspan="1"><div style="text-align:left;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;"><br clear="none"/></font></div></td><td style="vertical-align:bottom;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;" rowspan="1" colspan="1"><div style="overflow:hidden;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;"> </font></div></td><td colspan="2" style="vertical-align:bottom;border-bottom:1px solid #000000;padding-left:2px;padding-top:2px;padding-bottom:2px;" rowspan="1"><div style="text-align:right;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;">3,430</font></div></td><td style="vertical-align:bottom;border-bottom:1px solid #000000;" rowspan="1" colspan="1"><div style="text-align:left;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;"><br clear="none"/></font></div></td></tr><tr><td style="vertical-align:bottom;background-color:#cceeff;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;" rowspan="1" colspan="1"><div style="overflow:hidden;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;"> </font></div></td><td style="vertical-align:bottom;border-bottom:3px double #000000;padding-left:2px;padding-top:2px;padding-bottom:2px;background-color:#cceeff;" rowspan="1" colspan="1"><div style="text-align:left;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;font-weight:bold;">$</font></div></td><td style="vertical-align:bottom;border-bottom:3px double #000000;background-color:#cceeff;padding-top:2px;padding-bottom:2px;" rowspan="1" colspan="1"><div style="text-align:right;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;font-weight:bold;">169,455</font></div></td><td style="vertical-align:bottom;border-bottom:3px double #000000;background-color:#cceeff;" rowspan="1" colspan="1"><div style="text-align:left;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;"><br clear="none"/></font></div></td><td style="vertical-align:bottom;background-color:#cceeff;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;" rowspan="1" colspan="1"><div style="overflow:hidden;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;"> </font></div></td><td style="vertical-align:bottom;border-bottom:3px double #000000;padding-left:2px;padding-top:2px;padding-bottom:2px;background-color:#cceeff;" rowspan="1" colspan="1"><div style="text-align:left;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;">$</font></div></td><td style="vertical-align:bottom;border-bottom:3px double #000000;background-color:#cceeff;padding-top:2px;padding-bottom:2px;" rowspan="1" colspan="1"><div style="text-align:right;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;">124,661</font></div></td><td style="vertical-align:bottom;border-bottom:3px double #000000;background-color:#cceeff;" rowspan="1" colspan="1"><div style="text-align:left;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;"><br clear="none"/></font></div></td></tr></table></div></div><div style="line-height:120%;text-align:center;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;"><br clear="none"/></font></div><div style="line-height:120%;text-align:justify;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;">Amounts payable to brokers, dealers and clearing organizations included:</font></div><div style="line-height:120%;text-align:center;font-size:10pt;"><div style="padding-left:0px;text-indent:0px;line-height:normal;padding-top:10px;"><table cellpadding="0" cellspacing="0" style="font-family:Times New Roman;font-size:10pt;margin-left:auto;margin-right:auto;width:100%;border-collapse:collapse;text-align:left;"><tr><td colspan="8" rowspan="1"></td></tr><tr><td width="68%" rowspan="1" colspan="1"></td><td width="1%" rowspan="1" colspan="1"></td><td width="13%" rowspan="1" colspan="1"></td><td width="1%" rowspan="1" colspan="1"></td><td width="2%" rowspan="1" colspan="1"></td><td width="1%" rowspan="1" colspan="1"></td><td width="13%" rowspan="1" colspan="1"></td><td width="1%" rowspan="1" colspan="1"></td></tr><tr><td style="vertical-align:bottom;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;" rowspan="1" colspan="1"><div style="text-align:left;font-size:8pt;"><font style="font-family:inherit;font-size:8pt;font-style:italic;">(Dollars in thousands)</font></div></td><td colspan="3" style="vertical-align:bottom;border-bottom:1px solid #000000;padding-top:2px;padding-bottom:2px;" rowspan="1"><div style="text-align:center;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;font-weight:bold;">September 30, <br clear="none"/>2012</font></div></td><td style="vertical-align:bottom;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;" rowspan="1" colspan="1"><div style="overflow:hidden;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;"> </font></div></td><td colspan="3" style="vertical-align:bottom;border-bottom:1px solid #000000;padding-top:2px;padding-bottom:2px;" rowspan="1"><div style="text-align:center;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;font-weight:bold;">December 31, <br clear="none"/>2011</font></div></td></tr><tr><td style="vertical-align:top;background-color:#cceeff;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;" rowspan="1" colspan="1"><div style="text-align:left;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;">Payable arising from unsettled securities transactions, net</font></div></td><td style="vertical-align:bottom;padding-left:2px;padding-top:2px;padding-bottom:2px;background-color:#cceeff;border-top:1px solid #000000;" rowspan="1" colspan="1"><div style="text-align:left;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;font-weight:bold;">$</font></div></td><td style="vertical-align:bottom;background-color:#cceeff;padding-top:2px;padding-bottom:2px;border-top:1px solid #000000;" rowspan="1" colspan="1"><div style="text-align:right;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;font-weight:bold;">119,089</font></div></td><td style="vertical-align:bottom;background-color:#cceeff;border-top:1px solid #000000;" rowspan="1" colspan="1"><div style="text-align:left;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;"><br clear="none"/></font></div></td><td style="vertical-align:bottom;background-color:#cceeff;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;" rowspan="1" colspan="1"><div style="overflow:hidden;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;"> </font></div></td><td style="vertical-align:bottom;padding-left:2px;padding-top:2px;padding-bottom:2px;background-color:#cceeff;border-top:1px solid #000000;" rowspan="1" colspan="1"><div style="text-align:left;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;">$</font></div></td><td style="vertical-align:bottom;background-color:#cceeff;padding-top:2px;padding-bottom:2px;border-top:1px solid #000000;" rowspan="1" colspan="1"><div style="text-align:right;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;">29,005</font></div></td><td style="vertical-align:bottom;background-color:#cceeff;border-top:1px solid #000000;" rowspan="1" colspan="1"><div style="text-align:left;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;"><br clear="none"/></font></div></td></tr><tr><td style="vertical-align:top;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;" rowspan="1" colspan="1"><div style="text-align:left;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;">Payable to clearing organizations</font></div></td><td colspan="2" style="vertical-align:bottom;padding-left:2px;padding-top:2px;padding-bottom:2px;" rowspan="1"><div style="text-align:right;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;font-weight:bold;">15,435</font></div></td><td style="vertical-align:bottom;" rowspan="1" colspan="1"><div style="text-align:left;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;"><br clear="none"/></font></div></td><td style="vertical-align:bottom;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;" rowspan="1" colspan="1"><div style="overflow:hidden;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;"> </font></div></td><td colspan="2" style="vertical-align:bottom;padding-left:2px;padding-top:2px;padding-bottom:2px;" rowspan="1"><div style="text-align:right;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;">3,064</font></div></td><td style="vertical-align:bottom;" rowspan="1" colspan="1"><div style="text-align:left;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;"><br clear="none"/></font></div></td></tr><tr><td style="vertical-align:top;background-color:#cceeff;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;" rowspan="1" colspan="1"><div style="text-align:left;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;">Securities failed to receive</font></div></td><td colspan="2" style="vertical-align:bottom;background-color:#cceeff;padding-left:2px;padding-top:2px;padding-bottom:2px;" rowspan="1"><div style="text-align:right;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;font-weight:bold;">8,837</font></div></td><td style="vertical-align:bottom;background-color:#cceeff;" rowspan="1" colspan="1"><div style="text-align:left;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;"><br clear="none"/></font></div></td><td style="vertical-align:bottom;background-color:#cceeff;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;" rowspan="1" colspan="1"><div style="overflow:hidden;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;"> </font></div></td><td colspan="2" style="vertical-align:bottom;background-color:#cceeff;padding-left:2px;padding-top:2px;padding-bottom:2px;" rowspan="1"><div style="text-align:right;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;">1,402</font></div></td><td style="vertical-align:bottom;background-color:#cceeff;" rowspan="1" colspan="1"><div style="text-align:left;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;"><br clear="none"/></font></div></td></tr><tr><td style="vertical-align:top;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;" rowspan="1" colspan="1"><div style="text-align:left;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;">Other</font></div></td><td colspan="2" style="vertical-align:bottom;border-bottom:1px solid #000000;padding-left:2px;padding-top:2px;padding-bottom:2px;" rowspan="1"><div style="text-align:right;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;font-weight:bold;">7,941</font></div></td><td style="vertical-align:bottom;border-bottom:1px solid #000000;" rowspan="1" colspan="1"><div style="text-align:left;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;"><br clear="none"/></font></div></td><td style="vertical-align:bottom;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;" rowspan="1" colspan="1"><div style="overflow:hidden;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;"> </font></div></td><td colspan="2" style="vertical-align:bottom;border-bottom:1px solid #000000;padding-left:2px;padding-top:2px;padding-bottom:2px;" rowspan="1"><div style="text-align:right;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;">1,965</font></div></td><td style="vertical-align:bottom;border-bottom:1px solid #000000;" rowspan="1" colspan="1"><div style="text-align:left;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;"><br clear="none"/></font></div></td></tr><tr><td style="vertical-align:bottom;background-color:#cceeff;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;" rowspan="1" colspan="1"><div style="overflow:hidden;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;"> </font></div></td><td style="vertical-align:bottom;border-bottom:3px double #000000;padding-left:2px;padding-top:2px;padding-bottom:2px;background-color:#cceeff;" rowspan="1" colspan="1"><div style="text-align:left;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;font-weight:bold;">$</font></div></td><td style="vertical-align:bottom;border-bottom:3px double #000000;background-color:#cceeff;padding-top:2px;padding-bottom:2px;" rowspan="1" colspan="1"><div style="text-align:right;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;font-weight:bold;">151,302</font></div></td><td style="vertical-align:bottom;border-bottom:3px double #000000;background-color:#cceeff;" rowspan="1" colspan="1"><div style="text-align:left;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;"><br clear="none"/></font></div></td><td style="vertical-align:bottom;background-color:#cceeff;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;" rowspan="1" colspan="1"><div style="overflow:hidden;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;"> </font></div></td><td style="vertical-align:bottom;border-bottom:3px double #000000;padding-left:2px;padding-top:2px;padding-bottom:2px;background-color:#cceeff;" rowspan="1" colspan="1"><div style="text-align:left;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;">$</font></div></td><td style="vertical-align:bottom;border-bottom:3px double #000000;background-color:#cceeff;padding-top:2px;padding-bottom:2px;" rowspan="1" colspan="1"><div style="text-align:right;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;">35,436</font></div></td><td style="vertical-align:bottom;border-bottom:3px double #000000;background-color:#cceeff;" rowspan="1" colspan="1"><div style="text-align:left;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;"><br clear="none"/></font></div></td></tr></table></div><font style="font-family:inherit;font-size:10pt;"><br clear="none"/></font></div><div style="line-height:120%;text-align:left;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;"><br clear="none"/></font></div><div style="line-height:120%;text-align:justify;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;">Deposits paid for securities borrowed approximate the market value of the securities. Securities failed to deliver and receive represent the contract value of securities that have not been delivered or received by the Company on settlement date.</font></div></div> | ||
| CY2011Q3 | us-gaap |
Earnings Per Share Basic
EarningsPerShareBasic
|
-0.23 | |
| us-gaap |
Earnings Per Share Basic
EarningsPerShareBasic
|
1.60 | ||
| CY2012Q3 | us-gaap |
Earnings Per Share Basic
EarningsPerShareBasic
|
1.11 | |
| us-gaap |
Earnings Per Share Basic
EarningsPerShareBasic
|
0.74 | ||
| us-gaap |
Earnings Per Share Diluted
EarningsPerShareDiluted
|
0.74 | ||
| us-gaap |
Earnings Per Share Diluted
EarningsPerShareDiluted
|
1.60 | ||
| CY2011Q3 | us-gaap |
Earnings Per Share Diluted
EarningsPerShareDiluted
|
-0.23 | |
| CY2012Q3 | us-gaap |
Earnings Per Share Diluted
EarningsPerShareDiluted
|
1.11 | |
| us-gaap |
Effect Of Exchange Rate On Cash And Cash Equivalents
EffectOfExchangeRateOnCashAndCashEquivalents
|
-199000 | USD | |
| us-gaap |
Effect Of Exchange Rate On Cash And Cash Equivalents
EffectOfExchangeRateOnCashAndCashEquivalents
|
-10000 | USD | |
| us-gaap |
Effective Income Tax Rate Continuing Operations
EffectiveIncomeTaxRateContinuingOperations
|
0.317 | ||
| CY2012Q3 | us-gaap |
Effective Income Tax Rate Continuing Operations
EffectiveIncomeTaxRateContinuingOperations
|
0.405 | |
| us-gaap |
Effective Income Tax Rate Continuing Operations
EffectiveIncomeTaxRateContinuingOperations
|
0.261 | ||
| CY2011Q3 | us-gaap |
Effective Income Tax Rate Continuing Operations
EffectiveIncomeTaxRateContinuingOperations
|
0.265 | |
| CY2011Q4 | us-gaap |
Employee Related Liabilities Current And Noncurrent
EmployeeRelatedLiabilitiesCurrentAndNoncurrent
|
109588000 | USD |
| CY2012Q3 | us-gaap |
Employee Related Liabilities Current And Noncurrent
EmployeeRelatedLiabilitiesCurrentAndNoncurrent
|
97673000 | USD |
| CY2012Q3 | us-gaap |
Employee Service Share Based Compensation Nonvested Awards Total Compensation Cost Not Yet Recognized
EmployeeServiceShareBasedCompensationNonvestedAwardsTotalCompensationCostNotYetRecognized
|
0 | USD |
| us-gaap |
Employee Service Share Based Compensation Nonvested Awards Total Compensation Cost Not Yet Recognized Period For Recognition1
EmployeeServiceShareBasedCompensationNonvestedAwardsTotalCompensationCostNotYetRecognizedPeriodForRecognition1
|
P2Y15D | ||
| CY2011Q3 | us-gaap |
Employee Service Share Based Compensation Tax Benefit From Compensation Expense
EmployeeServiceShareBasedCompensationTaxBenefitFromCompensationExpense
|
2100000 | USD |
| us-gaap |
Employee Service Share Based Compensation Tax Benefit From Compensation Expense
EmployeeServiceShareBasedCompensationTaxBenefitFromCompensationExpense
|
9300000 | USD | |
| us-gaap |
Employee Service Share Based Compensation Tax Benefit From Compensation Expense
EmployeeServiceShareBasedCompensationTaxBenefitFromCompensationExpense
|
6000000 | USD | |
| CY2012Q3 | us-gaap |
Employee Service Share Based Compensation Tax Benefit From Compensation Expense
EmployeeServiceShareBasedCompensationTaxBenefitFromCompensationExpense
|
3600000 | USD |
| CY2011Q4 | us-gaap |
Equity Method Investments
EquityMethodInvestments
|
16157000 | USD |
| CY2012Q3 | us-gaap |
Equity Method Investments
EquityMethodInvestments
|
18553000 | USD |
| CY2012Q3 | us-gaap |
Excess Capital
ExcessCapital
|
169600000 | USD |
| CY2012Q3 | us-gaap |
Fair Value Measurement With Unobservable Inputs Reconciliation Recurring Basis Asset Purchases
FairValueMeasurementWithUnobservableInputsReconciliationRecurringBasisAssetPurchases
|
148401000 | USD |
| CY2011Q3 | us-gaap |
Fair Value Measurement With Unobservable Inputs Reconciliation Recurring Basis Asset Purchases
FairValueMeasurementWithUnobservableInputsReconciliationRecurringBasisAssetPurchases
|
112140000 | USD |
| us-gaap |
Fair Value Measurement With Unobservable Inputs Reconciliation Recurring Basis Asset Purchases
FairValueMeasurementWithUnobservableInputsReconciliationRecurringBasisAssetPurchases
|
366364000 | USD | |
| us-gaap |
Fair Value Measurement With Unobservable Inputs Reconciliation Recurring Basis Asset Purchases
FairValueMeasurementWithUnobservableInputsReconciliationRecurringBasisAssetPurchases
|
285593000 | USD | |
| CY2012Q3 | us-gaap |
Fair Value Measurement With Unobservable Inputs Reconciliation Recurring Basis Asset Sales
FairValueMeasurementWithUnobservableInputsReconciliationRecurringBasisAssetSales
|
146269000 | USD |
| CY2011Q3 | us-gaap |
Fair Value Measurement With Unobservable Inputs Reconciliation Recurring Basis Asset Sales
FairValueMeasurementWithUnobservableInputsReconciliationRecurringBasisAssetSales
|
66147000 | USD |
| us-gaap |
Fair Value Measurement With Unobservable Inputs Reconciliation Recurring Basis Asset Sales
FairValueMeasurementWithUnobservableInputsReconciliationRecurringBasisAssetSales
|
330951000 | USD | |
| us-gaap |
Fair Value Measurement With Unobservable Inputs Reconciliation Recurring Basis Asset Sales
FairValueMeasurementWithUnobservableInputsReconciliationRecurringBasisAssetSales
|
252168000 | USD | |
| CY2012Q3 | us-gaap |
Fair Value Measurement With Unobservable Inputs Reconciliation Recurring Basis Asset Transfers Into Level3
FairValueMeasurementWithUnobservableInputsReconciliationRecurringBasisAssetTransfersIntoLevel3
|
266000 | USD |
| CY2011Q3 | us-gaap |
Fair Value Measurement With Unobservable Inputs Reconciliation Recurring Basis Asset Transfers Into Level3
FairValueMeasurementWithUnobservableInputsReconciliationRecurringBasisAssetTransfersIntoLevel3
|
8914000 | USD |
| us-gaap |
Fair Value Measurement With Unobservable Inputs Reconciliation Recurring Basis Asset Transfers Into Level3
FairValueMeasurementWithUnobservableInputsReconciliationRecurringBasisAssetTransfersIntoLevel3
|
3452000 | USD | |
| us-gaap |
Fair Value Measurement With Unobservable Inputs Reconciliation Recurring Basis Asset Transfers Into Level3
FairValueMeasurementWithUnobservableInputsReconciliationRecurringBasisAssetTransfersIntoLevel3
|
6539000 | USD | |
| CY2012Q3 | us-gaap |
Fair Value Measurement With Unobservable Inputs Reconciliation Recurring Basis Asset Transfers Out Of Level3
FairValueMeasurementWithUnobservableInputsReconciliationRecurringBasisAssetTransfersOutOfLevel3
|
266000 | USD |
| CY2011Q3 | us-gaap |
Fair Value Measurement With Unobservable Inputs Reconciliation Recurring Basis Asset Transfers Out Of Level3
FairValueMeasurementWithUnobservableInputsReconciliationRecurringBasisAssetTransfersOutOfLevel3
|
10340000 | USD |
| us-gaap |
Fair Value Measurement With Unobservable Inputs Reconciliation Recurring Basis Asset Transfers Out Of Level3
FairValueMeasurementWithUnobservableInputsReconciliationRecurringBasisAssetTransfersOutOfLevel3
|
4529000 | USD | |
| us-gaap |
Fair Value Measurement With Unobservable Inputs Reconciliation Recurring Basis Asset Transfers Out Of Level3
FairValueMeasurementWithUnobservableInputsReconciliationRecurringBasisAssetTransfersOutOfLevel3
|
7421000 | USD | |
| CY2012Q3 | us-gaap |
Fair Value Measurement With Unobservable Inputs Reconciliation Recurring Basis Asset Value
FairValueMeasurementWithUnobservableInputsReconciliationRecurringBasisAssetValue
|
144162000 | USD |
| CY2012Q2 | us-gaap |
Fair Value Measurement With Unobservable Inputs Reconciliation Recurring Basis Asset Value
FairValueMeasurementWithUnobservableInputsReconciliationRecurringBasisAssetValue
|
116399000 | USD |
| CY2011Q3 | us-gaap |
Fair Value Measurement With Unobservable Inputs Reconciliation Recurring Basis Asset Value
FairValueMeasurementWithUnobservableInputsReconciliationRecurringBasisAssetValue
|
107650000 | USD |
| CY2011Q2 | us-gaap |
Fair Value Measurement With Unobservable Inputs Reconciliation Recurring Basis Asset Value
FairValueMeasurementWithUnobservableInputsReconciliationRecurringBasisAssetValue
|
65218000 | USD |
| CY2011Q4 | us-gaap |
Fair Value Measurement With Unobservable Inputs Reconciliation Recurring Basis Asset Value
FairValueMeasurementWithUnobservableInputsReconciliationRecurringBasisAssetValue
|
80554000 | USD |
| CY2010Q4 | us-gaap |
Fair Value Measurement With Unobservable Inputs Reconciliation Recurring Basis Asset Value
FairValueMeasurementWithUnobservableInputsReconciliationRecurringBasisAssetValue
|
76253000 | USD |
| CY2012Q3 | us-gaap |
Fair Value Of Securities Received As Collateral That Can Be Resold Or Repledged
FairValueOfSecuritiesReceivedAsCollateralThatCanBeResoldOrRepledged
|
129500000 | USD |
| CY2011Q4 | us-gaap |
Fair Value Of Securities Received As Collateral That Can Be Resold Or Repledged
FairValueOfSecuritiesReceivedAsCollateralThatCanBeResoldOrRepledged
|
221900000 | USD |
| CY2012Q3 | us-gaap |
Fair Value Of Securities Received As Collateral That Have Been Resold Or Repledged
FairValueOfSecuritiesReceivedAsCollateralThatHaveBeenResoldOrRepledged
|
116300000 | USD |
| CY2011Q4 | us-gaap |
Fair Value Of Securities Received As Collateral That Have Been Resold Or Repledged
FairValueOfSecuritiesReceivedAsCollateralThatHaveBeenResoldOrRepledged
|
196900000 | USD |
| us-gaap |
Fair Value Option Changes In Fair Value Gain Loss1
FairValueOptionChangesInFairValueGainLoss1
|
2300000 | USD | |
| CY2011Q4 | us-gaap |
Financial Instruments Owned And Not Pledged At Fair Value
FinancialInstrumentsOwnedAndNotPledgedAtFairValue
|
391694000 | USD |
| CY2012Q3 | us-gaap |
Financial Instruments Owned And Not Pledged At Fair Value
FinancialInstrumentsOwnedAndNotPledgedAtFairValue
|
421191000 | USD |
| CY2011Q4 | us-gaap |
Financial Instruments Owned And Pledged As Collateral At Fair Value
FinancialInstrumentsOwnedAndPledgedAsCollateralAtFairValue
|
405887000 | USD |
| CY2012Q3 | us-gaap |
Financial Instruments Owned And Pledged As Collateral At Fair Value
FinancialInstrumentsOwnedAndPledgedAsCollateralAtFairValue
|
734073000 | USD |
| CY2011Q4 | us-gaap |
Financial Instruments Owned At Fair Value
FinancialInstrumentsOwnedAtFairValue
|
797581000 | USD |
| CY2012Q3 | us-gaap |
Financial Instruments Owned At Fair Value
FinancialInstrumentsOwnedAtFairValue
|
1155264000 | USD |
| CY2011Q4 | us-gaap |
Financial Instruments Sold Not Yet Purchased At Fair Value
FinancialInstrumentsSoldNotYetPurchasedAtFairValue
|
303504000 | USD |
| CY2012Q3 | us-gaap |
Financial Instruments Sold Not Yet Purchased At Fair Value
FinancialInstrumentsSoldNotYetPurchasedAtFairValue
|
271696000 | USD |
| CY2012Q3 | us-gaap |
Finite Lived Intangible Assets Accumulated Amortization
FiniteLivedIntangibleAssetsAccumulatedAmortization
|
27459000 | USD |
| CY2011Q4 | us-gaap |
Finite Lived Intangible Assets Accumulated Amortization
FiniteLivedIntangibleAssetsAccumulatedAmortization
|
21708000 | USD |
| CY2012Q3 | us-gaap |
Floor Brokerage Exchange And Clearance Fees
FloorBrokerageExchangeAndClearanceFees
|
1827000 | USD |
| us-gaap |
Floor Brokerage Exchange And Clearance Fees
FloorBrokerageExchangeAndClearanceFees
|
5939000 | USD | |
| CY2011Q3 | us-gaap |
Floor Brokerage Exchange And Clearance Fees
FloorBrokerageExchangeAndClearanceFees
|
2143000 | USD |
| us-gaap |
Floor Brokerage Exchange And Clearance Fees
FloorBrokerageExchangeAndClearanceFees
|
6684000 | USD | |
| CY2012Q3 | us-gaap |
Good Faith And Margin Deposits With Broker Dealers
GoodFaithAndMarginDepositsWithBrokerDealers
|
30251000 | USD |
| CY2011Q4 | us-gaap |
Good Faith And Margin Deposits With Broker Dealers
GoodFaithAndMarginDepositsWithBrokerDealers
|
31061000 | USD |
| CY2012Q3 | us-gaap |
Goodwill
Goodwill
|
202352000 | USD |
| CY2011Q4 | us-gaap |
Goodwill
Goodwill
|
202352000 | USD |
| CY2011Q3 | us-gaap |
Income Loss From Continuing Operations
IncomeLossFromContinuingOperations
|
3560000 | USD |
| us-gaap |
Income Loss From Continuing Operations
IncomeLossFromContinuingOperations
|
24791000 | USD | |
| us-gaap |
Income Loss From Continuing Operations
IncomeLossFromContinuingOperations
|
29457000 | USD | |
| CY2012Q3 | us-gaap |
Income Loss From Continuing Operations
IncomeLossFromContinuingOperations
|
12861000 | USD |
| CY2012Q3 | us-gaap |
Income Loss From Continuing Operations Before Income Taxes Minority Interest And Income Loss From Equity Method Investments
IncomeLossFromContinuingOperationsBeforeIncomeTaxesMinorityInterestAndIncomeLossFromEquityMethodInvestments
|
22714000 | USD |
| us-gaap |
Income Loss From Continuing Operations Before Income Taxes Minority Interest And Income Loss From Equity Method Investments
IncomeLossFromContinuingOperationsBeforeIncomeTaxesMinorityInterestAndIncomeLossFromEquityMethodInvestments
|
37529000 | USD | |
| us-gaap |
Income Loss From Continuing Operations Before Income Taxes Minority Interest And Income Loss From Equity Method Investments
IncomeLossFromContinuingOperationsBeforeIncomeTaxesMinorityInterestAndIncomeLossFromEquityMethodInvestments
|
43493000 | USD | |
| CY2011Q3 | us-gaap |
Income Loss From Continuing Operations Before Income Taxes Minority Interest And Income Loss From Equity Method Investments
IncomeLossFromContinuingOperationsBeforeIncomeTaxesMinorityInterestAndIncomeLossFromEquityMethodInvestments
|
5128000 | USD |
| us-gaap |
Increase Decrease In Other Receivables
IncreaseDecreaseInOtherReceivables
|
-958000 | USD | |
| us-gaap |
Increase Decrease In Other Receivables
IncreaseDecreaseInOtherReceivables
|
17353000 | USD | |
| CY2012Q3 | us-gaap |
Income Loss From Continuing Operations Including Portion Attributable To Noncontrolling Interest
IncomeLossFromContinuingOperationsIncludingPortionAttributableToNoncontrollingInterest
|
13526000 | USD |
| CY2011Q3 | us-gaap |
Income Loss From Continuing Operations Including Portion Attributable To Noncontrolling Interest
IncomeLossFromContinuingOperationsIncludingPortionAttributableToNoncontrollingInterest
|
3767000 | USD |
| us-gaap |
Income Loss From Continuing Operations Including Portion Attributable To Noncontrolling Interest
IncomeLossFromContinuingOperationsIncludingPortionAttributableToNoncontrollingInterest
|
32128000 | USD | |
| us-gaap |
Income Loss From Continuing Operations Including Portion Attributable To Noncontrolling Interest
IncomeLossFromContinuingOperationsIncludingPortionAttributableToNoncontrollingInterest
|
25637000 | USD | |
| CY2011Q3 | us-gaap |
Income Loss From Continuing Operations Per Basic Share
IncomeLossFromContinuingOperationsPerBasicShare
|
0.22 | |
| us-gaap |
Income Loss From Continuing Operations Per Basic Share
IncomeLossFromContinuingOperationsPerBasicShare
|
1.60 | ||
| CY2012Q3 | us-gaap |
Income Loss From Continuing Operations Per Basic Share
IncomeLossFromContinuingOperationsPerBasicShare
|
0.72 | |
| us-gaap |
Income Loss From Continuing Operations Per Basic Share
IncomeLossFromContinuingOperationsPerBasicShare
|
1.29 | ||
| us-gaap |
Income Loss From Continuing Operations Per Diluted Share
IncomeLossFromContinuingOperationsPerDilutedShare
|
1.29 | ||
| CY2012Q3 | us-gaap |
Income Loss From Continuing Operations Per Diluted Share
IncomeLossFromContinuingOperationsPerDilutedShare
|
0.72 | |
| us-gaap |
Income Loss From Continuing Operations Per Diluted Share
IncomeLossFromContinuingOperationsPerDilutedShare
|
1.60 | ||
| CY2011Q3 | us-gaap |
Income Loss From Continuing Operations Per Diluted Share
IncomeLossFromContinuingOperationsPerDilutedShare
|
0.22 | |
| us-gaap |
Income Loss From Discontinued Operations Net Of Tax
IncomeLossFromDiscontinuedOperationsNetOfTax
|
-13000 | USD | |
| CY2011Q3 | us-gaap |
Income Loss From Discontinued Operations Net Of Tax
IncomeLossFromDiscontinuedOperationsNetOfTax
|
-7143000 | USD |
| CY2012Q3 | us-gaap |
Income Loss From Discontinued Operations Net Of Tax
IncomeLossFromDiscontinuedOperationsNetOfTax
|
6803000 | USD |
| us-gaap |
Income Loss From Discontinued Operations Net Of Tax
IncomeLossFromDiscontinuedOperationsNetOfTax
|
-10447000 | USD | |
| us-gaap |
Income Loss From Discontinued Operations Net Of Tax Attributable To Reporting Entity
IncomeLossFromDiscontinuedOperationsNetOfTaxAttributableToReportingEntity
|
-10447000 | USD | |
| CY2011Q3 | us-gaap |
Income Loss From Discontinued Operations Net Of Tax Attributable To Reporting Entity
IncomeLossFromDiscontinuedOperationsNetOfTaxAttributableToReportingEntity
|
-7143000 | USD |
| CY2012Q3 | us-gaap |
Income Loss From Discontinued Operations Net Of Tax Attributable To Reporting Entity
IncomeLossFromDiscontinuedOperationsNetOfTaxAttributableToReportingEntity
|
6803000 | USD |
| us-gaap |
Income Loss From Discontinued Operations Net Of Tax Attributable To Reporting Entity
IncomeLossFromDiscontinuedOperationsNetOfTaxAttributableToReportingEntity
|
-13000 | USD | |
| us-gaap |
Income Loss From Discontinued Operations Net Of Tax Per Basic Share
IncomeLossFromDiscontinuedOperationsNetOfTaxPerBasicShare
|
0 | ||
| CY2011Q3 | us-gaap |
Income Loss From Discontinued Operations Net Of Tax Per Basic Share
IncomeLossFromDiscontinuedOperationsNetOfTaxPerBasicShare
|
-0.45 | |
| CY2012Q3 | us-gaap |
Income Loss From Discontinued Operations Net Of Tax Per Basic Share
IncomeLossFromDiscontinuedOperationsNetOfTaxPerBasicShare
|
0.38 | |
| us-gaap |
Income Loss From Discontinued Operations Net Of Tax Per Basic Share
IncomeLossFromDiscontinuedOperationsNetOfTaxPerBasicShare
|
-0.54 | ||
| CY2011Q3 | us-gaap |
Income Loss From Discontinued Operations Net Of Tax Per Diluted Share
IncomeLossFromDiscontinuedOperationsNetOfTaxPerDilutedShare
|
-0.45 | |
| CY2012Q3 | us-gaap |
Income Loss From Discontinued Operations Net Of Tax Per Diluted Share
IncomeLossFromDiscontinuedOperationsNetOfTaxPerDilutedShare
|
0.38 | |
| us-gaap |
Income Loss From Discontinued Operations Net Of Tax Per Diluted Share
IncomeLossFromDiscontinuedOperationsNetOfTaxPerDilutedShare
|
0 | ||
| us-gaap |
Income Loss From Discontinued Operations Net Of Tax Per Diluted Share
IncomeLossFromDiscontinuedOperationsNetOfTaxPerDilutedShare
|
-0.54 | ||
| CY2012Q3 | us-gaap |
Income Tax Expense Benefit
IncomeTaxExpenseBenefit
|
9188000 | USD |
| us-gaap |
Income Tax Expense Benefit
IncomeTaxExpenseBenefit
|
11365000 | USD | |
| us-gaap |
Income Tax Expense Benefit
IncomeTaxExpenseBenefit
|
11892000 | USD | |
| CY2011Q3 | us-gaap |
Income Tax Expense Benefit
IncomeTaxExpenseBenefit
|
1361000 | USD |
| CY2011Q4 | us-gaap |
Income Tax Receivable
IncomeTaxReceivable
|
0 | USD |
| CY2012Q3 | us-gaap |
Income Tax Receivable
IncomeTaxReceivable
|
8496000 | USD |
| us-gaap |
Income Taxes Paid Net
IncomeTaxesPaidNet
|
20618000 | USD | |
| us-gaap |
Income Taxes Paid Net
IncomeTaxesPaidNet
|
-1784000 | USD | |
| us-gaap |
Increase Decrease In Brokerage Receivables
IncreaseDecreaseInBrokerageReceivables
|
44790000 | USD | |
| us-gaap |
Increase Decrease In Brokerage Receivables
IncreaseDecreaseInBrokerageReceivables
|
-44031000 | USD | |
| us-gaap |
Increase Decrease In Employee Related Liabilities
IncreaseDecreaseInEmployeeRelatedLiabilities
|
-7306000 | USD | |
| us-gaap |
Increase Decrease In Employee Related Liabilities
IncreaseDecreaseInEmployeeRelatedLiabilities
|
-45861000 | USD | |
| us-gaap |
Increase Decrease In Financial Instruments Used In Operating Activities
IncreaseDecreaseInFinancialInstrumentsUsedInOperatingActivities
|
389491000 | USD | |
| us-gaap |
Increase Decrease In Financial Instruments Used In Operating Activities
IncreaseDecreaseInFinancialInstrumentsUsedInOperatingActivities
|
267613000 | USD | |
| us-gaap |
Increase Decrease In Other Operating Assets
IncreaseDecreaseInOtherOperatingAssets
|
9087000 | USD | |
| us-gaap |
Increase Decrease In Other Operating Assets
IncreaseDecreaseInOtherOperatingAssets
|
22665000 | USD | |
| us-gaap |
Increase Decrease In Other Operating Liabilities
IncreaseDecreaseInOtherOperatingLiabilities
|
3587000 | USD | |
| us-gaap |
Increase Decrease In Other Operating Liabilities
IncreaseDecreaseInOtherOperatingLiabilities
|
-35870000 | USD | |
| us-gaap |
Increase Decrease In Payables To Broker Dealers
IncreaseDecreaseInPayablesToBrokerDealers
|
115867000 | USD | |
| us-gaap |
Increase Decrease In Payables To Broker Dealers
IncreaseDecreaseInPayablesToBrokerDealers
|
67647000 | USD | |
| us-gaap |
Increase Decrease In Payables To Customers
IncreaseDecreaseInPayablesToCustomers
|
-15653000 | USD | |
| us-gaap |
Increase Decrease In Payables To Customers
IncreaseDecreaseInPayablesToCustomers
|
21988000 | USD | |
| us-gaap |
Increase Decrease In Payables Under Repurchase Agreements
IncreaseDecreaseInPayablesUnderRepurchaseAgreements
|
0 | USD | |
| us-gaap |
Increase Decrease In Payables Under Repurchase Agreements
IncreaseDecreaseInPayablesUnderRepurchaseAgreements
|
3759000 | USD | |
| us-gaap |
Increase Decrease In Receivables Under Repurchase Agreements
IncreaseDecreaseInReceivablesUnderRepurchaseAgreements
|
-71983000 | USD | |
| us-gaap |
Increase Decrease In Receivables Under Repurchase Agreements
IncreaseDecreaseInReceivablesUnderRepurchaseAgreements
|
-63338000 | USD | |
| CY2011Q4 | us-gaap |
Intangible Assets Net Excluding Goodwill
IntangibleAssetsNetExcludingGoodwill
|
51304000 | USD |
| CY2012Q3 | us-gaap |
Intangible Assets Net Excluding Goodwill
IntangibleAssetsNetExcludingGoodwill
|
45553000 | USD |
| CY2012Q3 | us-gaap |
Interest Income Operating
InterestIncomeOperating
|
12457000 | USD |
| us-gaap |
Interest Income Operating
InterestIncomeOperating
|
35742000 | USD | |
| CY2011Q3 | us-gaap |
Interest Income Operating
InterestIncomeOperating
|
15116000 | USD |
| us-gaap |
Interest Income Operating
InterestIncomeOperating
|
42407000 | USD | |
| us-gaap |
Interest Paid
InterestPaid
|
20756000 | USD | |
| us-gaap |
Interest Paid
InterestPaid
|
26642000 | USD | |
| us-gaap |
Investment Banking Revenue
InvestmentBankingRevenue
|
151834000 | USD | |
| us-gaap |
Investment Banking Revenue
InvestmentBankingRevenue
|
148536000 | USD | |
| CY2011Q3 | us-gaap |
Investment Banking Revenue
InvestmentBankingRevenue
|
44031000 | USD |
| CY2012Q3 | us-gaap |
Investment Banking Revenue
InvestmentBankingRevenue
|
51083000 | USD |
| us-gaap |
Labor And Related Expense
LaborAndRelatedExpense
|
207591000 | USD | |
| us-gaap |
Labor And Related Expense
LaborAndRelatedExpense
|
211564000 | USD | |
| CY2012Q3 | us-gaap |
Labor And Related Expense
LaborAndRelatedExpense
|
78738000 | USD |
| CY2011Q3 | us-gaap |
Labor And Related Expense
LaborAndRelatedExpense
|
60505000 | USD |
| CY2011Q4 | us-gaap |
Liabilities
Liabilities
|
905121000 | USD |
| CY2012Q3 | us-gaap |
Liabilities
Liabilities
|
1189977000 | USD |
| CY2011Q4 | us-gaap |
Liabilities And Stockholders Equity
LiabilitiesAndStockholdersEquity
|
1655721000 | USD |
| CY2012Q3 | us-gaap |
Liabilities And Stockholders Equity
LiabilitiesAndStockholdersEquity
|
1960553000 | USD |
| us-gaap |
Line Of Credit Facility Commitment Fee Percentage
LineOfCreditFacilityCommitmentFeePercentage
|
0.0050 | ||
| CY2012Q3 | us-gaap |
Long Term Debt
LongTermDebt
|
83488000 | USD |
| CY2011Q4 | us-gaap |
Long Term Debt
LongTermDebt
|
115000000 | USD |
| CY2012Q3 | us-gaap |
Marketing And Advertising Expense
MarketingAndAdvertisingExpense
|
4285000 | USD |
| CY2011Q3 | us-gaap |
Marketing And Advertising Expense
MarketingAndAdvertisingExpense
|
5059000 | USD |
| us-gaap |
Marketing And Advertising Expense
MarketingAndAdvertisingExpense
|
15097000 | USD | |
| us-gaap |
Marketing And Advertising Expense
MarketingAndAdvertisingExpense
|
16868000 | USD | |
| CY2012Q3 | us-gaap |
Minority Interest
MinorityInterest
|
45960000 | USD |
| CY2011Q4 | us-gaap |
Minority Interest
MinorityInterest
|
32209000 | USD |
| us-gaap |
Minority Interest Decrease From Distributions To Noncontrolling Interest Holders
MinorityInterestDecreaseFromDistributionsToNoncontrollingInterestHolders
|
4000 | USD | |
| us-gaap |
Minority Interest Increase From Stock Issuance
MinorityInterestIncreaseFromStockIssuance
|
11084000 | USD | |
| us-gaap |
Net Cash Provided By Used In Financing Activities
NetCashProvidedByUsedInFinancingActivities
|
155745000 | USD | |
| us-gaap |
Net Cash Provided By Used In Financing Activities
NetCashProvidedByUsedInFinancingActivities
|
109500000 | USD | |
| us-gaap |
Net Cash Provided By Used In Investing Activities
NetCashProvidedByUsedInInvestingActivities
|
-6590000 | USD | |
| us-gaap |
Net Cash Provided By Used In Investing Activities
NetCashProvidedByUsedInInvestingActivities
|
-248000 | USD | |
| us-gaap |
Net Cash Provided By Used In Operating Activities
NetCashProvidedByUsedInOperatingActivities
|
-199616000 | USD | |
| us-gaap |
Net Cash Provided By Used In Operating Activities
NetCashProvidedByUsedInOperatingActivities
|
-110505000 | USD | |
| CY2011Q3 | us-gaap |
Net Income Loss
NetIncomeLoss
|
-3583000 | USD |
| us-gaap |
Net Income Loss
NetIncomeLoss
|
29444000 | USD | |
| CY2012Q3 | us-gaap |
Net Income Loss
NetIncomeLoss
|
19664000 | USD |
| us-gaap |
Net Income Loss
NetIncomeLoss
|
14344000 | USD | |
| us-gaap |
Net Income Loss Attributable To Noncontrolling Interest
NetIncomeLossAttributableToNoncontrollingInterest
|
2671000 | USD | |
| us-gaap |
Net Income Loss Attributable To Noncontrolling Interest
NetIncomeLossAttributableToNoncontrollingInterest
|
846000 | USD | |
| CY2012Q3 | us-gaap |
Net Income Loss Attributable To Noncontrolling Interest
NetIncomeLossAttributableToNoncontrollingInterest
|
665000 | USD |
| CY2011Q3 | us-gaap |
Net Income Loss Attributable To Noncontrolling Interest
NetIncomeLossAttributableToNoncontrollingInterest
|
207000 | USD |
| CY2011Q3 | us-gaap |
Noninterest Expense
NoninterestExpense
|
90729000 | USD |
| CY2012Q3 | us-gaap |
Noninterest Expense
NoninterestExpense
|
110243000 | USD |
| us-gaap |
Noninterest Expense
NoninterestExpense
|
306488000 | USD | |
| us-gaap |
Noninterest Expense
NoninterestExpense
|
308776000 | USD | |
| us-gaap |
Number Of Reportable Segments
NumberOfReportableSegments
|
2 | segment | |
| CY2012Q3 | us-gaap |
Occupancy Net
OccupancyNet
|
6232000 | USD |
| CY2011Q3 | us-gaap |
Occupancy Net
OccupancyNet
|
6638000 | USD |
| us-gaap |
Occupancy Net
OccupancyNet
|
22427000 | USD | |
| us-gaap |
Occupancy Net
OccupancyNet
|
20171000 | USD | |
| CY2012Q3 | us-gaap |
Operating Leases Future Minimum Payments Due
OperatingLeasesFutureMinimumPaymentsDue
|
85468000 | USD |
| CY2012Q3 | us-gaap |
Operating Leases Future Minimum Payments Due Current
OperatingLeasesFutureMinimumPaymentsDueCurrent
|
3307000 | USD |
| CY2012Q3 | us-gaap |
Operating Leases Future Minimum Payments Due In Five Years
OperatingLeasesFutureMinimumPaymentsDueInFiveYears
|
8865000 | USD |
| CY2012Q3 | us-gaap |
Operating Leases Future Minimum Payments Due In Four Years
OperatingLeasesFutureMinimumPaymentsDueInFourYears
|
8683000 | USD |
| CY2012Q3 | us-gaap |
Operating Leases Future Minimum Payments Due In Three Years
OperatingLeasesFutureMinimumPaymentsDueInThreeYears
|
9939000 | USD |
| CY2012Q3 | us-gaap |
Operating Leases Future Minimum Payments Due In Two Years
OperatingLeasesFutureMinimumPaymentsDueInTwoYears
|
12523000 | USD |
| CY2012Q3 | us-gaap |
Operating Leases Future Minimum Payments Due Thereafter
OperatingLeasesFutureMinimumPaymentsDueThereafter
|
42151000 | USD |
| CY2011Q4 | us-gaap |
Other Assets
OtherAssets
|
121303000 | USD |
| CY2012Q3 | us-gaap |
Other Assets
OtherAssets
|
137985000 | USD |
| CY2011Q4 | us-gaap |
Other Assets Miscellaneous
OtherAssetsMiscellaneous
|
1858000 | USD |
| CY2012Q3 | us-gaap |
Other Assets Miscellaneous
OtherAssetsMiscellaneous
|
1223000 | USD |
| us-gaap |
Other Comprehensive Income Loss Foreign Currency Transaction And Translation Adjustment Net Of Tax
OtherComprehensiveIncomeLossForeignCurrencyTransactionAndTranslationAdjustmentNetOfTax
|
-56000 | USD | |
| us-gaap |
Other Comprehensive Income Loss Foreign Currency Transaction And Translation Adjustment Net Of Tax
OtherComprehensiveIncomeLossForeignCurrencyTransactionAndTranslationAdjustmentNetOfTax
|
131000 | USD | |
| CY2011Q3 | us-gaap |
Other Comprehensive Income Loss Foreign Currency Transaction And Translation Adjustment Net Of Tax
OtherComprehensiveIncomeLossForeignCurrencyTransactionAndTranslationAdjustmentNetOfTax
|
-111000 | USD |
| CY2012Q3 | us-gaap |
Other Comprehensive Income Loss Foreign Currency Transaction And Translation Adjustment Net Of Tax
OtherComprehensiveIncomeLossForeignCurrencyTransactionAndTranslationAdjustmentNetOfTax
|
122000 | USD |
| us-gaap |
Other Comprehensive Income Loss Net Of Tax
OtherComprehensiveIncomeLossNetOfTax
|
131000 | USD | |
| CY2011Q4 | us-gaap |
Other Liabilities
OtherLiabilities
|
34439000 | USD |
| CY2012Q3 | us-gaap |
Other Liabilities
OtherLiabilities
|
37943000 | USD |
| us-gaap |
Other Noninterest Expense
OtherNoninterestExpense
|
8468000 | USD | |
| CY2011Q3 | us-gaap |
Other Noninterest Expense
OtherNoninterestExpense
|
2457000 | USD |
| CY2012Q3 | us-gaap |
Other Noninterest Expense
OtherNoninterestExpense
|
4313000 | USD |
| us-gaap |
Other Noninterest Expense
OtherNoninterestExpense
|
9164000 | USD | |
| CY2012Q3 | us-gaap |
Other Payables To Broker Dealers And Clearing Organizations
OtherPayablesToBrokerDealersAndClearingOrganizations
|
7941000 | USD |
| CY2011Q4 | us-gaap |
Other Payables To Broker Dealers And Clearing Organizations
OtherPayablesToBrokerDealersAndClearingOrganizations
|
1965000 | USD |
| CY2011Q4 | us-gaap |
Other Receivables
OtherReceivables
|
41570000 | USD |
| CY2012Q3 | us-gaap |
Other Receivables
OtherReceivables
|
52851000 | USD |
| CY2011Q4 | us-gaap |
Other Receivables From Broker Dealers And Clearing Organizations
OtherReceivablesFromBrokerDealersAndClearingOrganizations
|
3430000 | USD |
| CY2012Q3 | us-gaap |
Other Receivables From Broker Dealers And Clearing Organizations
OtherReceivablesFromBrokerDealersAndClearingOrganizations
|
9527000 | USD |
| us-gaap |
Other Restructuring Costs
OtherRestructuringCosts
|
1200000 | USD | |
| CY2011Q4 | us-gaap |
Payables To Broker Dealers And Clearing Organizations
PayablesToBrokerDealersAndClearingOrganizations
|
35436000 | USD |
| CY2012Q3 | us-gaap |
Payables To Broker Dealers And Clearing Organizations
PayablesToBrokerDealersAndClearingOrganizations
|
151302000 | USD |
| CY2011Q4 | us-gaap |
Payables To Customers
PayablesToCustomers
|
29373000 | USD |
| CY2012Q3 | us-gaap |
Payables To Customers
PayablesToCustomers
|
51403000 | USD |
| us-gaap |
Payments For Repurchase Of Common Stock
PaymentsForRepurchaseOfCommonStock
|
20280000 | USD | |
| us-gaap |
Payments For Repurchase Of Common Stock
PaymentsForRepurchaseOfCommonStock
|
42514000 | USD | |
| us-gaap |
Payments To Acquire Businesses Net Of Cash Acquired
PaymentsToAcquireBusinessesNetOfCashAcquired
|
56000 | USD | |
| us-gaap |
Payments To Acquire Businesses Net Of Cash Acquired
PaymentsToAcquireBusinessesNetOfCashAcquired
|
0 | USD | |
| us-gaap |
Payments To Acquire Property Plant And Equipment
PaymentsToAcquirePropertyPlantAndEquipment
|
6534000 | USD | |
| us-gaap |
Payments To Acquire Property Plant And Equipment
PaymentsToAcquirePropertyPlantAndEquipment
|
248000 | USD | |
| CY2012Q3 | us-gaap |
Prepaid Expense Current And Noncurrent
PrepaidExpenseCurrentAndNoncurrent
|
4651000 | USD |
| CY2011Q4 | us-gaap |
Prepaid Expense Current And Noncurrent
PrepaidExpenseCurrentAndNoncurrent
|
6036000 | USD |
| us-gaap |
Proceeds From Payments For In Securities Sold Under Agreements To Repurchase
ProceedsFromPaymentsForInSecuritiesSoldUnderAgreementsToRepurchase
|
-59080000 | USD | |
| us-gaap |
Proceeds From Payments For In Securities Sold Under Agreements To Repurchase
ProceedsFromPaymentsForInSecuritiesSoldUnderAgreementsToRepurchase
|
118897000 | USD | |
| us-gaap |
Proceeds From Repayments Of Short Term Debt
ProceedsFromRepaymentsOfShortTermDebt
|
-7655000 | USD | |
| us-gaap |
Proceeds From Repayments Of Short Term Debt
ProceedsFromRepaymentsOfShortTermDebt
|
277771000 | USD | |
| us-gaap |
Proceeds From Stock Options Exercised
ProceedsFromStockOptionsExercised
|
0 | USD | |
| us-gaap |
Proceeds From Stock Options Exercised
ProceedsFromStockOptionsExercised
|
40000 | USD | |
| us-gaap |
Professional Fees
ProfessionalFees
|
20632000 | USD | |
| us-gaap |
Professional Fees
ProfessionalFees
|
21027000 | USD | |
| CY2011Q3 | us-gaap |
Professional Fees
ProfessionalFees
|
6263000 | USD |
| CY2012Q3 | us-gaap |
Professional Fees
ProfessionalFees
|
7557000 | USD |
| CY2011Q3 | us-gaap |
Profit Loss
ProfitLoss
|
-3376000 | USD |
| CY2012Q3 | us-gaap |
Profit Loss
ProfitLoss
|
20329000 | USD |
| us-gaap |
Profit Loss
ProfitLoss
|
32115000 | USD | |
| us-gaap |
Profit Loss
ProfitLoss
|
15190000 | USD | |
| CY2012Q3 | us-gaap |
Property Plant And Equipment Net
PropertyPlantAndEquipmentNet
|
16651000 | USD |
| CY2011Q4 | us-gaap |
Property Plant And Equipment Net
PropertyPlantAndEquipmentNet
|
21793000 | USD |
| CY2011Q4 | us-gaap |
Receivables From Brokers Dealers And Clearing Organizations
ReceivablesFromBrokersDealersAndClearingOrganizations
|
124661000 | USD |
| CY2012Q3 | us-gaap |
Receivables From Brokers Dealers And Clearing Organizations
ReceivablesFromBrokersDealersAndClearingOrganizations
|
169455000 | USD |
| CY2011Q4 | us-gaap |
Receivables From Clearing Organizations
ReceivablesFromClearingOrganizations
|
20453000 | USD |
| CY2012Q3 | us-gaap |
Receivables From Clearing Organizations
ReceivablesFromClearingOrganizations
|
4380000 | USD |
| CY2012Q3 | us-gaap |
Receivables From Customers
ReceivablesFromCustomers
|
17590000 | USD |
| CY2011Q4 | us-gaap |
Receivables From Customers
ReceivablesFromCustomers
|
24196000 | USD |
| us-gaap |
Restricted Stock Award Forfeitures
RestrictedStockAwardForfeitures
|
3400000 | USD | |
| us-gaap |
Restricted Stock Award Forfeitures
RestrictedStockAwardForfeitures
|
1500000 | USD | |
| CY2012Q3 | us-gaap |
Restricted Stock Award Forfeitures
RestrictedStockAwardForfeitures
|
200000 | USD |
| CY2011Q3 | us-gaap |
Restructuring Charges
RestructuringCharges
|
0 | USD |
| us-gaap |
Restructuring Charges
RestructuringCharges
|
3642000 | USD | |
| CY2012Q3 | us-gaap |
Restructuring Charges
RestructuringCharges
|
0 | USD |
| us-gaap |
Restructuring Charges
RestructuringCharges
|
0 | USD | |
| CY2012Q3 | us-gaap |
Retained Earnings Accumulated Deficit
RetainedEarningsAccumulatedDeficit
|
106979000 | USD |
| CY2011Q4 | us-gaap |
Retained Earnings Accumulated Deficit
RetainedEarningsAccumulatedDeficit
|
77535000 | USD |
| CY2012Q3 | us-gaap |
Revenues
Revenues
|
140082000 | USD |
| us-gaap |
Revenues
Revenues
|
372453000 | USD | |
| CY2011Q3 | us-gaap |
Revenues
Revenues
|
104751000 | USD |
| us-gaap |
Revenues
Revenues
|
368765000 | USD | |
| CY2012Q3 | us-gaap |
Revenues Net Of Interest Expense
RevenuesNetOfInterestExpense
|
132957000 | USD |
| us-gaap |
Revenues Net Of Interest Expense
RevenuesNetOfInterestExpense
|
352269000 | USD | |
| CY2011Q3 | us-gaap |
Revenues Net Of Interest Expense
RevenuesNetOfInterestExpense
|
95857000 | USD |
| us-gaap |
Revenues Net Of Interest Expense
RevenuesNetOfInterestExpense
|
344017000 | USD | |
| CY2012Q3 | us-gaap |
Variable Interest Entity Consolidated Carrying Amount Liabilities
VariableInterestEntityConsolidatedCarryingAmountLiabilities
|
0 | USD |
| CY2012Q3 | us-gaap |
Variable Interest Entity Entity Maximum Loss Exposure Amount
VariableInterestEntityEntityMaximumLossExposureAmount
|
6600000 | USD |
| CY2011Q3 | us-gaap |
Weighted Average Number Of Diluted Shares Outstanding
WeightedAverageNumberOfDilutedSharesOutstanding
|
15889000 | shares |
| CY2012Q3 | us-gaap |
Weighted Average Number Of Diluted Shares Outstanding
WeightedAverageNumberOfDilutedSharesOutstanding
|
15210000 | shares |
| us-gaap |
Schedule Of Repurchase Agreements
ScheduleOfRepurchaseAgreements
|
<div style="font-family:Times New Roman;font-size:10pt;"><div style="line-height:120%;text-align:justify;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;">The following is a summary of the Company’s securities sold under agreements to repurchase (“Repurchase Liabilities”), the fair market value of related collateral pledged and the interest rate charged by the Company’s counterparty, which is based on LIBOR plus an applicable margin, as of </font><font style="font-family:inherit;font-size:10pt;color:#000000;text-decoration:none;">September 30, 2012</font><font style="font-family:inherit;font-size:10pt;">:</font></div><div style="line-height:120%;text-align:center;font-size:10pt;"><div style="padding-left:0px;text-indent:0px;line-height:normal;padding-top:10px;"><table cellpadding="0" cellspacing="0" style="font-family:Times New Roman;font-size:10pt;margin-left:auto;margin-right:auto;width:100%;border-collapse:collapse;text-align:left;"><tr><td colspan="10" rowspan="1"></td></tr><tr><td width="51%" rowspan="1" colspan="1"></td><td width="1%" rowspan="1" colspan="1"></td><td width="13%" rowspan="1" colspan="1"></td><td width="1%" rowspan="1" colspan="1"></td><td width="2%" rowspan="1" colspan="1"></td><td width="1%" rowspan="1" colspan="1"></td><td width="13%" rowspan="1" colspan="1"></td><td width="1%" rowspan="1" colspan="1"></td><td width="2%" rowspan="1" colspan="1"></td><td width="15%" rowspan="1" colspan="1"></td></tr><tr><td style="vertical-align:bottom;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;" rowspan="1" colspan="1"><div style="text-align:left;font-size:8pt;"><font style="font-family:inherit;font-size:8pt;font-style:italic;">(Dollars in thousands)</font></div></td><td colspan="3" style="vertical-align:bottom;border-bottom:1px solid #000000;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;" rowspan="1"><div style="text-align:center;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;font-weight:bold;">Repurchase</font></div><div style="text-align:center;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;font-weight:bold;">Liabilities</font></div></td><td style="vertical-align:bottom;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;" rowspan="1" colspan="1"><div style="overflow:hidden;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;"> </font></div></td><td colspan="3" style="vertical-align:bottom;border-bottom:1px solid #000000;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;" rowspan="1"><div style="text-align:center;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;font-weight:bold;">Fair Market</font></div><div style="text-align:center;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;font-weight:bold;">Value</font></div></td><td style="vertical-align:bottom;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;" rowspan="1" colspan="1"><div style="overflow:hidden;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;"> </font></div></td><td style="vertical-align:bottom;border-bottom:1px solid #000000;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;" rowspan="1" colspan="1"><div style="text-align:center;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;font-weight:bold;">Interest Rate</font></div></td></tr><tr><td style="vertical-align:top;background-color:#cceeff;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;" rowspan="1" colspan="1"><div style="font-size:10pt;"><font style="font-family:inherit;font-size:10pt;font-weight:bold;">Term over 90 day maturities:</font></div></td><td colspan="3" style="vertical-align:bottom;background-color:#cceeff;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;" rowspan="1"><div style="overflow:hidden;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;"> </font></div></td><td style="vertical-align:bottom;background-color:#cceeff;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;" rowspan="1" colspan="1"><div style="overflow:hidden;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;"> </font></div></td><td colspan="3" style="vertical-align:bottom;background-color:#cceeff;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;" rowspan="1"><div style="overflow:hidden;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;"> </font></div></td><td style="vertical-align:bottom;background-color:#cceeff;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;" rowspan="1" colspan="1"><div style="overflow:hidden;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;"> </font></div></td><td style="vertical-align:bottom;background-color:#cceeff;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;" rowspan="1" colspan="1"><div style="overflow:hidden;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;"> </font></div></td></tr><tr><td style="vertical-align:top;padding-left:12px;padding-top:2px;padding-bottom:2px;padding-right:2px;" rowspan="1" colspan="1"><div style="text-align:left;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;">Municipal securities:</font></div></td><td colspan="3" style="vertical-align:bottom;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;" rowspan="1"><div style="overflow:hidden;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;"> </font></div></td><td style="vertical-align:bottom;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;" rowspan="1" colspan="1"><div style="overflow:hidden;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;"> </font></div></td><td colspan="3" style="vertical-align:bottom;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;" rowspan="1"><div style="overflow:hidden;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;"> </font></div></td><td style="vertical-align:bottom;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;" rowspan="1" colspan="1"><div style="overflow:hidden;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;"> </font></div></td><td style="vertical-align:bottom;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;" rowspan="1" colspan="1"><div style="overflow:hidden;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;"> </font></div></td></tr><tr><td style="vertical-align:top;background-color:#cceeff;padding-left:28px;padding-top:2px;padding-bottom:2px;padding-right:2px;" rowspan="1" colspan="1"><div style="text-align:left;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;">Tax-exempt securities</font></div></td><td style="vertical-align:bottom;padding-left:2px;padding-top:2px;padding-bottom:2px;background-color:#cceeff;" rowspan="1" colspan="1"><div style="text-align:left;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;">$</font></div></td><td style="vertical-align:bottom;background-color:#cceeff;padding-top:2px;padding-bottom:2px;" rowspan="1" colspan="1"><div style="text-align:right;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;">42,601</font></div></td><td style="vertical-align:bottom;background-color:#cceeff;" rowspan="1" colspan="1"><div style="text-align:left;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;"><br clear="none"/></font></div></td><td style="vertical-align:bottom;background-color:#cceeff;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;" rowspan="1" colspan="1"><div style="overflow:hidden;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;"> </font></div></td><td style="vertical-align:bottom;padding-left:2px;padding-top:2px;padding-bottom:2px;background-color:#cceeff;" rowspan="1" colspan="1"><div style="text-align:left;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;">$</font></div></td><td style="vertical-align:bottom;background-color:#cceeff;padding-top:2px;padding-bottom:2px;" rowspan="1" colspan="1"><div style="text-align:right;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;">51,084</font></div></td><td style="vertical-align:bottom;background-color:#cceeff;" rowspan="1" colspan="1"><div style="text-align:left;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;"><br clear="none"/></font></div></td><td style="vertical-align:bottom;background-color:#cceeff;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;" rowspan="1" colspan="1"><div style="overflow:hidden;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;"> </font></div></td><td style="vertical-align:bottom;background-color:#cceeff;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;" rowspan="1" colspan="1"><div style="text-align:center;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;">1.90%</font></div></td></tr><tr><td style="vertical-align:top;padding-left:28px;padding-top:2px;padding-bottom:2px;padding-right:2px;" rowspan="1" colspan="1"><div style="text-align:left;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;">Short-term securities</font></div></td><td colspan="2" style="vertical-align:bottom;border-bottom:1px solid #000000;padding-left:2px;padding-top:2px;padding-bottom:2px;" rowspan="1"><div style="text-align:right;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;">7,399</font></div></td><td style="vertical-align:bottom;border-bottom:1px solid #000000;" rowspan="1" colspan="1"><div style="text-align:left;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;"><br clear="none"/></font></div></td><td style="vertical-align:bottom;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;" rowspan="1" colspan="1"><div style="overflow:hidden;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;"> </font></div></td><td colspan="2" style="vertical-align:bottom;border-bottom:1px solid #000000;padding-left:2px;padding-top:2px;padding-bottom:2px;" rowspan="1"><div style="text-align:right;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;">8,879</font></div></td><td style="vertical-align:bottom;border-bottom:1px solid #000000;" rowspan="1" colspan="1"><div style="text-align:left;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;"><br clear="none"/></font></div></td><td style="vertical-align:bottom;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;" rowspan="1" colspan="1"><div style="overflow:hidden;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;"> </font></div></td><td style="vertical-align:bottom;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;" rowspan="1" colspan="1"><div style="text-align:center;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;">1.90%</font></div></td></tr><tr><td style="vertical-align:bottom;background-color:#cceeff;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;" rowspan="1" colspan="1"><div style="overflow:hidden;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;"> </font></div></td><td style="vertical-align:bottom;border-bottom:3px double #000000;padding-left:2px;padding-top:2px;padding-bottom:2px;background-color:#cceeff;" rowspan="1" colspan="1"><div style="text-align:left;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;">$</font></div></td><td style="vertical-align:bottom;border-bottom:3px double #000000;background-color:#cceeff;padding-top:2px;padding-bottom:2px;" rowspan="1" colspan="1"><div style="text-align:right;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;">50,000</font></div></td><td style="vertical-align:bottom;border-bottom:3px double #000000;background-color:#cceeff;" rowspan="1" colspan="1"><div style="text-align:left;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;"><br clear="none"/></font></div></td><td style="vertical-align:bottom;background-color:#cceeff;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;" rowspan="1" colspan="1"><div style="overflow:hidden;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;"> </font></div></td><td style="vertical-align:bottom;border-bottom:3px double #000000;padding-left:2px;padding-top:2px;padding-bottom:2px;background-color:#cceeff;" rowspan="1" colspan="1"><div style="text-align:left;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;">$</font></div></td><td style="vertical-align:bottom;border-bottom:3px double #000000;background-color:#cceeff;padding-top:2px;padding-bottom:2px;" rowspan="1" colspan="1"><div style="text-align:right;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;">59,963</font></div></td><td style="vertical-align:bottom;border-bottom:3px double #000000;background-color:#cceeff;" rowspan="1" colspan="1"><div style="text-align:left;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;"><br clear="none"/></font></div></td><td style="vertical-align:bottom;background-color:#cceeff;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;" rowspan="1" colspan="1"><div style="overflow:hidden;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;"> </font></div></td><td style="vertical-align:bottom;background-color:#cceeff;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;" rowspan="1" colspan="1"><div style="overflow:hidden;font-size:10pt;"><font style="font-family:inherit;font-size:10pt;"> </font></div></td></tr></table></div></div></div> | ||
| CY2012Q3 | us-gaap |
Securities Failed To Deliver
SecuritiesFailedToDeliver
|
9152000 | USD |
| CY2011Q4 | us-gaap |
Securities Failed To Deliver
SecuritiesFailedToDeliver
|
23140000 | USD |
| CY2011Q4 | us-gaap |
Securities Failed To Receive
SecuritiesFailedToReceive
|
1402000 | USD |
| CY2012Q3 | us-gaap |
Securities Failed To Receive
SecuritiesFailedToReceive
|
8837000 | USD |
| CY2012Q3 | us-gaap |
Securities Purchased Under Agreements To Resell
SecuritiesPurchasedUnderAgreementsToResell
|
88163000 | USD |
| CY2011Q4 | us-gaap |
Securities Purchased Under Agreements To Resell
SecuritiesPurchasedUnderAgreementsToResell
|
160146000 | USD |
| CY2012Q3 | us-gaap |
Securities Sold Under Agreements To Repurchase
SecuritiesSoldUnderAgreementsToRepurchase
|
50000000 | USD |
| CY2011Q4 | us-gaap |
Securities Sold Under Agreements To Repurchase
SecuritiesSoldUnderAgreementsToRepurchase
|
109080000 | USD |
| us-gaap |
Severance Costs
SeveranceCosts
|
2400000 | USD | |
| us-gaap |
Share Based Compensation
ShareBasedCompensation
|
14532000 | USD | |
| us-gaap |
Share Based Compensation
ShareBasedCompensation
|
21114000 | USD | |
| CY2012Q3 | us-gaap |
Share Based Compensation Arrangement By Share Based Payment Award Options Exercisable Number
ShareBasedCompensationArrangementByShareBasedPaymentAwardOptionsExercisableNumber
|
499253 | shares |
| CY2012Q3 | us-gaap |
Share Based Compensation Arrangement By Share Based Payment Award Options Exercisable Weighted Average Exercise Price
ShareBasedCompensationArrangementByShareBasedPaymentAwardOptionsExercisableWeightedAverageExercisePrice
|
44.73 | |
| us-gaap |
Share Based Compensation Arrangement By Share Based Payment Award Options Forfeitures In Period
ShareBasedCompensationArrangementByShareBasedPaymentAwardOptionsForfeituresInPeriod
|
3370 | shares | |
| us-gaap |
Share Based Compensation Arrangement By Share Based Payment Award Options Grants In Period
ShareBasedCompensationArrangementByShareBasedPaymentAwardOptionsGrantsInPeriod
|
0 | shares | |
| CY2012Q3 | us-gaap |
Share Based Compensation Arrangement By Share Based Payment Award Options Outstanding Intrinsic Value
ShareBasedCompensationArrangementByShareBasedPaymentAwardOptionsOutstandingIntrinsicValue
|
0 | USD |
| CY2011Q4 | us-gaap |
Share Based Compensation Arrangement By Share Based Payment Award Options Outstanding Intrinsic Value
ShareBasedCompensationArrangementByShareBasedPaymentAwardOptionsOutstandingIntrinsicValue
|
0 | USD |
| CY2012Q3 | us-gaap |
Share Based Compensation Arrangement By Share Based Payment Award Options Outstanding Number
ShareBasedCompensationArrangementByShareBasedPaymentAwardOptionsOutstandingNumber
|
499253 | shares |
| CY2011Q4 | us-gaap |
Share Based Compensation Arrangement By Share Based Payment Award Options Outstanding Number
ShareBasedCompensationArrangementByShareBasedPaymentAwardOptionsOutstandingNumber
|
502623 | shares |
| CY2012Q3 | us-gaap |
Share Based Compensation Arrangement By Share Based Payment Award Options Outstanding Weighted Average Exercise Price
ShareBasedCompensationArrangementByShareBasedPaymentAwardOptionsOutstandingWeightedAverageExercisePrice
|
44.73 | |
| CY2011Q4 | us-gaap |
Share Based Compensation Arrangement By Share Based Payment Award Options Outstanding Weighted Average Exercise Price
ShareBasedCompensationArrangementByShareBasedPaymentAwardOptionsOutstandingWeightedAverageExercisePrice
|
44.71 | |
| us-gaap |
Share Based Compensation Arrangements By Share Based Payment Award Options Exercises In Period Weighted Average Exercise Price
ShareBasedCompensationArrangementsByShareBasedPaymentAwardOptionsExercisesInPeriodWeightedAverageExercisePrice
|
0.00 | ||
| us-gaap |
Share Based Compensation Arrangements By Share Based Payment Award Options Forfeitures In Period Weighted Average Exercise Price
ShareBasedCompensationArrangementsByShareBasedPaymentAwardOptionsForfeituresInPeriodWeightedAverageExercisePrice
|
41.48 | ||
| us-gaap |
Share Based Compensation Arrangements By Share Based Payment Award Options Grants In Period Weighted Average Exercise Price
ShareBasedCompensationArrangementsByShareBasedPaymentAwardOptionsGrantsInPeriodWeightedAverageExercisePrice
|
0.00 | ||
| CY2012Q3 | us-gaap |
Sharebased Compensation Arrangement By Sharebased Payment Award Options Exercisable Intrinsic Value1
SharebasedCompensationArrangementBySharebasedPaymentAwardOptionsExercisableIntrinsicValue1
|
0 | USD |
| us-gaap |
Sharebased Compensation Arrangement By Sharebased Payment Award Options Exercisable Weighted Average Remaining Contractual Term1
SharebasedCompensationArrangementBySharebasedPaymentAwardOptionsExercisableWeightedAverageRemainingContractualTerm1
|
P3Y1M6D | ||
| us-gaap |
Sharebased Compensation Arrangement By Sharebased Payment Award Options Outstanding Weighted Average Remaining Contractual Term2
SharebasedCompensationArrangementBySharebasedPaymentAwardOptionsOutstandingWeightedAverageRemainingContractualTerm2
|
P3Y1M6D | ||
| CY2011 | us-gaap |
Sharebased Compensation Arrangement By Sharebased Payment Award Options Outstanding Weighted Average Remaining Contractual Term2
SharebasedCompensationArrangementBySharebasedPaymentAwardOptionsOutstandingWeightedAverageRemainingContractualTerm2
|
P3Y10M24D | |
| us-gaap |
Shares Paid For Tax Withholding For Share Based Compensation
SharesPaidForTaxWithholdingForShareBasedCompensation
|
383694 | shares | |
| CY2012Q3 | us-gaap |
Short Term Borrowings
ShortTermBorrowings
|
446472000 | USD |
| CY2011Q4 | us-gaap |
Short Term Borrowings
ShortTermBorrowings
|
168701000 | USD |
| us-gaap |
Stock Issued During Period Shares Stock Options Exercised
StockIssuedDuringPeriodSharesStockOptionsExercised
|
0 | shares | |
| us-gaap |
Stock Issued During Period Shares Treasury Stock Reissued
StockIssuedDuringPeriodSharesTreasuryStockReissued
|
165241 | shares | |
| us-gaap |
Stock Issued During Period Shares Treasury Stock Reissued
StockIssuedDuringPeriodSharesTreasuryStockReissued
|
90085 | shares | |
| us-gaap |
Stock Issued During Period Value Restricted Stock Award Net Of Forfeitures
StockIssuedDuringPeriodValueRestrictedStockAwardNetOfForfeitures
|
15111000 | USD | |
| CY2012Q3 | us-gaap |
Stock Repurchase Program Authorized Amount
StockRepurchaseProgramAuthorizedAmount
|
100000000 | USD |
| CY2010Q3 | us-gaap |
Stock Repurchase Program Authorized Amount
StockRepurchaseProgramAuthorizedAmount
|
75000000 | USD |
| CY2012Q3 | us-gaap |
Stockholders Equity
StockholdersEquity
|
724616000 | USD |
| CY2011Q4 | us-gaap |
Stockholders Equity
StockholdersEquity
|
718391000 | USD |
| CY2011Q4 | us-gaap |
Stockholders Equity Including Portion Attributable To Noncontrolling Interest
StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest
|
750600000 | USD |
| CY2012Q3 | us-gaap |
Stockholders Equity Including Portion Attributable To Noncontrolling Interest
StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest
|
770576000 | USD |
| us-gaap |
Treasury Stock Acquired Average Cost Per Share
TreasuryStockAcquiredAverageCostPerShare
|
22.48 | ||
| CY2012Q3 | us-gaap |
Treasury Stock Shares
TreasuryStockShares
|
4302382 | shares |
| CY2011Q4 | us-gaap |
Treasury Stock Shares
TreasuryStockShares
|
3774324 | shares |
| us-gaap |
Treasury Stock Shares Acquired
TreasuryStockSharesAcquired
|
1488881 | shares | |
| CY2011Q4 | us-gaap |
Treasury Stock Value
TreasuryStockValue
|
151110000 | USD |
| CY2012Q3 | us-gaap |
Treasury Stock Value
TreasuryStockValue
|
140931000 | USD |
| us-gaap |
Treasury Stock Value Acquired Cost Method
TreasuryStockValueAcquiredCostMethod
|
33468000 | USD | |
| CY2012Q3 | us-gaap |
Undistributed Earnings Allocated To Participating Securities
UndistributedEarningsAllocatedToParticipatingSecurities
|
2824000 | USD |
| us-gaap |
Undistributed Earnings Allocated To Participating Securities
UndistributedEarningsAllocatedToParticipatingSecurities
|
4293000 | USD | |
| us-gaap |
Undistributed Earnings Allocated To Participating Securities
UndistributedEarningsAllocatedToParticipatingSecurities
|
2696000 | USD | |
| CY2011Q3 | us-gaap |
Undistributed Earnings Allocated To Participating Securities
UndistributedEarningsAllocatedToParticipatingSecurities
|
0 | USD |
| CY2011Q3 | us-gaap |
Unrealized Gain Loss On Derivatives
UnrealizedGainLossOnDerivatives
|
-8436000 | USD |
| us-gaap |
Unrealized Gain Loss On Derivatives
UnrealizedGainLossOnDerivatives
|
-19007000 | USD | |
| CY2012Q3 | us-gaap |
Unrealized Gain Loss On Derivatives
UnrealizedGainLossOnDerivatives
|
-6957000 | USD |
| us-gaap |
Unrealized Gain Loss On Derivatives
UnrealizedGainLossOnDerivatives
|
-11470000 | USD | |
| CY2011Q4 | us-gaap |
Unrecognized Tax Benefits
UnrecognizedTaxBenefits
|
8915000 | USD |
| CY2012Q3 | us-gaap |
Unrecognized Tax Benefits
UnrecognizedTaxBenefits
|
452000 | USD |
| us-gaap |
Unrecognized Tax Benefits Decreases Resulting From Prior Period Tax Positions
UnrecognizedTaxBenefitsDecreasesResultingFromPriorPeriodTaxPositions
|
8463000 | USD | |
| us-gaap |
Unrecognized Tax Benefits Decreases Resulting From Settlements With Taxing Authorities
UnrecognizedTaxBenefitsDecreasesResultingFromSettlementsWithTaxingAuthorities
|
0 | USD | |
| us-gaap |
Unrecognized Tax Benefits Increases Resulting From Current Period Tax Positions
UnrecognizedTaxBenefitsIncreasesResultingFromCurrentPeriodTaxPositions
|
0 | USD | |
| us-gaap |
Unrecognized Tax Benefits Increases Resulting From Prior Period Tax Positions
UnrecognizedTaxBenefitsIncreasesResultingFromPriorPeriodTaxPositions
|
0 | USD | |
| us-gaap |
Weighted Average Number Of Diluted Shares Outstanding
WeightedAverageNumberOfDilutedSharesOutstanding
|
15736000 | shares | |
| us-gaap |
Weighted Average Number Of Diluted Shares Outstanding
WeightedAverageNumberOfDilutedSharesOutstanding
|
15655000 | shares | |
| CY2011Q3 | us-gaap |
Weighted Average Number Of Shares Outstanding Basic
WeightedAverageNumberOfSharesOutstandingBasic
|
15889000 | shares |
| us-gaap |
Weighted Average Number Of Shares Outstanding Basic
WeightedAverageNumberOfSharesOutstandingBasic
|
15638000 | shares | |
| CY2012Q3 | us-gaap |
Weighted Average Number Of Shares Outstanding Basic
WeightedAverageNumberOfSharesOutstandingBasic
|
15210000 | shares |
| us-gaap |
Weighted Average Number Of Shares Outstanding Basic
WeightedAverageNumberOfSharesOutstandingBasic
|
15736000 | shares | |
| CY2012Q3 | pjc |
Aggregateinvestmentininvestmentvehicles
Aggregateinvestmentininvestmentvehicles
|
91000000 | USD |
| CY2012Q3 | pjc |
Alternative Asset Management Funds
AlternativeAssetManagementFunds
|
3 | |
| CY2012Q3 | pjc |
Alternative Net Capital Requirement Percentage Of Net Capital To Aggregate Debits
AlternativeNetCapitalRequirementPercentageOfNetCapitalToAggregateDebits
|
0.02 | |
| pjc |
Amortization Of Loans To Employees
AmortizationOfLoansToEmployees
|
5935000 | USD | |
| pjc |
Amortization Of Loans To Employees
AmortizationOfLoansToEmployees
|
6077000 | USD | |
| pjc |
Changes In Income Tax Expense Due To Unrecognized Tax Benefits Decreases
ChangesInIncomeTaxExpenseDueToUnrecognizedTaxBenefitsDecreases
|
7100000 | USD | |
| CY2012Q3 | pjc |
Credit Agreement Estimated Annual All In Rate
CreditAgreementEstimatedAnnualAllInRate
|
0.0453 | |
| CY2012Q3 | pjc |
Debt Instrument Covenant Maximum Indebtedness
DebtInstrumentCovenantMaximumIndebtedness
|
5000000 | USD |
| CY2012Q3 | pjc |
Debt Instrument Interest Additional Interest Above Federal Fund Rate
DebtInstrumentInterestAdditionalInterestAboveFederalFundRate
|
0.0050 | |
| CY2012Q3 | pjc |
Debt Instrument Interest Additional Interest Above One Month London Interbank Offered Rate Rate
DebtInstrumentInterestAdditionalInterestAboveOneMonthLondonInterbankOfferedRateRate
|
0.0100 | |
| pjc |
Debt Instrument Issuance Costs Amortization Period
DebtInstrumentIssuanceCostsAmortizationPeriod
|
P3Y | ||
| CY2012Q3 | pjc |
Deferred Compensation Arrangement Award Vesting Period
DeferredCompensationArrangementAwardVestingPeriod
|
P3Y | |
| CY2012Q3 | pjc |
Discontinuedoperationsoperatingexpenseexcluderestructure
Discontinuedoperationsoperatingexpenseexcluderestructure
|
5843000 | USD |
| pjc |
Discontinuedoperationsoperatingexpenseexcluderestructure
Discontinuedoperationsoperatingexpenseexcluderestructure
|
16550000 | USD | |
| CY2011Q3 | pjc |
Discontinuedoperationsoperatingexpenseexcluderestructure
Discontinuedoperationsoperatingexpenseexcluderestructure
|
6952000 | USD |
| pjc |
Discontinuedoperationsoperatingexpenseexcluderestructure
Discontinuedoperationsoperatingexpenseexcluderestructure
|
20078000 | USD | |
| CY2012Q3 | pjc |
Fair Value Measurement With Unobservable Inputs Reconciliation Recurring Basis Asset Realized Gain Loss Included In Earnings
FairValueMeasurementWithUnobservableInputsReconciliationRecurringBasisAssetRealizedGainLossIncludedInEarnings
|
20559000 | USD |
| CY2011Q3 | pjc |
Fair Value Measurement With Unobservable Inputs Reconciliation Recurring Basis Asset Realized Gain Loss Included In Earnings
FairValueMeasurementWithUnobservableInputsReconciliationRecurringBasisAssetRealizedGainLossIncludedInEarnings
|
-1273000 | USD |
| pjc |
Fair Value Measurement With Unobservable Inputs Reconciliation Recurring Basis Asset Realized Gain Loss Included In Earnings
FairValueMeasurementWithUnobservableInputsReconciliationRecurringBasisAssetRealizedGainLossIncludedInEarnings
|
22938000 | USD | |
| pjc |
Fair Value Measurement With Unobservable Inputs Reconciliation Recurring Basis Asset Realized Gain Loss Included In Earnings
FairValueMeasurementWithUnobservableInputsReconciliationRecurringBasisAssetRealizedGainLossIncludedInEarnings
|
1929000 | USD | |
| CY2012Q3 | pjc |
Fair Value Measurement With Unobservable Inputs Reconciliation Recurring Basis Asset Unrealized Gain Loss Included In Earnings
FairValueMeasurementWithUnobservableInputsReconciliationRecurringBasisAssetUnrealizedGainLossIncludedInEarnings
|
5072000 | USD |
| CY2011Q3 | pjc |
Fair Value Measurement With Unobservable Inputs Reconciliation Recurring Basis Asset Unrealized Gain Loss Included In Earnings
FairValueMeasurementWithUnobservableInputsReconciliationRecurringBasisAssetUnrealizedGainLossIncludedInEarnings
|
-862000 | USD |
| pjc |
Fair Value Measurement With Unobservable Inputs Reconciliation Recurring Basis Asset Unrealized Gain Loss Included In Earnings
FairValueMeasurementWithUnobservableInputsReconciliationRecurringBasisAssetUnrealizedGainLossIncludedInEarnings
|
6334000 | USD | |
| pjc |
Fair Value Measurement With Unobservable Inputs Reconciliation Recurring Basis Asset Unrealized Gain Loss Included In Earnings
FairValueMeasurementWithUnobservableInputsReconciliationRecurringBasisAssetUnrealizedGainLossIncludedInEarnings
|
-3075000 | USD | |
| CY2011Q3 | pjc |
Income Tax Expense Benefit From Discontinued Operations
IncomeTaxExpenseBenefitFromDiscontinuedOperations
|
2315000 | USD |
| pjc |
Income Tax Expense Benefit From Discontinued Operations
IncomeTaxExpenseBenefitFromDiscontinuedOperations
|
-20969000 | USD | |
| pjc |
Income Tax Expense Benefit From Discontinued Operations
IncomeTaxExpenseBenefitFromDiscontinuedOperations
|
1886000 | USD | |
| CY2012Q3 | pjc |
Income Tax Expense Benefit From Discontinued Operations
IncomeTaxExpenseBenefitFromDiscontinuedOperations
|
-21029000 | USD |
| pjc |
Increase Decrease In Cash And Securities Segregated Under Federal And Other Regulations
IncreaseDecreaseInCashAndSecuritiesSegregatedUnderFederalAndOtherRegulations
|
8003000 | USD | |
| pjc |
Increase Decrease In Cash And Securities Segregated Under Federal And Other Regulations
IncreaseDecreaseInCashAndSecuritiesSegregatedUnderFederalAndOtherRegulations
|
-18000000 | USD | |
| pjc |
Increase Decrease In Non Controlling Interests
IncreaseDecreaseInNonControllingInterests
|
11080000 | USD | |
| pjc |
Increase Decrease In Non Controlling Interests
IncreaseDecreaseInNonControllingInterests
|
25998000 | USD | |
| pjc |
Increase Decrease In Receivables From Customers
IncreaseDecreaseInReceivablesFromCustomers
|
-6600000 | USD | |
| pjc |
Increase Decrease In Receivables From Customers
IncreaseDecreaseInReceivablesFromCustomers
|
4891000 | USD | |
| CY2012Q3 | pjc |
Institutional Brokerage Revenue
InstitutionalBrokerageRevenue
|
58719000 | USD |
| pjc |
Institutional Brokerage Revenue
InstitutionalBrokerageRevenue
|
134006000 | USD | |
| CY2011Q3 | pjc |
Institutional Brokerage Revenue
InstitutionalBrokerageRevenue
|
28689000 | USD |
| pjc |
Institutional Brokerage Revenue
InstitutionalBrokerageRevenue
|
111732000 | USD | |
| pjc |
Issuance Of Common Stock For Retirement Plan Obligations
IssuanceOfCommonStockForRetirementPlanObligations
|
3814000 | USD | |
| pjc |
Issuance Of Common Stock For Retirement Plan Obligations
IssuanceOfCommonStockForRetirementPlanObligations
|
3814000 | USD | |
| pjc |
Issuance Of Restricted Common Stock For Annual Equity Award
IssuanceOfRestrictedCommonStockForAnnualEquityAward
|
11244000 | USD | |
| pjc |
Issuance Of Restricted Common Stock For Annual Equity Award
IssuanceOfRestrictedCommonStockForAnnualEquityAward
|
25095000 | USD | |
| CY2012Q3 | pjc |
Libor Rate
LiborRate
|
P1M | |
| CY2011Q3 | pjc |
Long Lived Assets
LongLivedAssets
|
320529000 | USD |
| CY2012Q3 | pjc |
Long Lived Assets
LongLivedAssets
|
303580000 | USD |
| CY2012Q3 | pjc |
Maximum Applicable Margin Rate
MaximumApplicableMarginRate
|
0.0300 | |
| CY2012Q3 | pjc |
Minimum Applicable Margin Rate
MinimumApplicableMarginRate
|
0.0150 | |
| pjc |
Net Income Available To Common Stockholder
NetIncomeAvailableToCommonStockholder
|
25151000 | USD | |
| pjc |
Net Income Available To Common Stockholder
NetIncomeAvailableToCommonStockholder
|
11648000 | USD | |
| CY2011Q3 | pjc |
Net Income Available To Common Stockholder
NetIncomeAvailableToCommonStockholder
|
-3583000 | USD |
| CY2012Q3 | pjc |
Net Income Available To Common Stockholder
NetIncomeAvailableToCommonStockholder
|
16840000 | USD |
| CY2011Q3 | pjc |
Noninterest Income Loss Other Operating Income Loss
NoninterestIncomeLossOtherOperatingIncomeLoss
|
1710000 | USD |
| pjc |
Noninterest Income Loss Other Operating Income Loss
NoninterestIncomeLossOtherOperatingIncomeLoss
|
1242000 | USD | |
| CY2012Q3 | pjc |
Noninterest Income Loss Other Operating Income Loss
NoninterestIncomeLossOtherOperatingIncomeLoss
|
235000 | USD |
| pjc |
Noninterest Income Loss Other Operating Income Loss
NoninterestIncomeLossOtherOperatingIncomeLoss
|
10018000 | USD | |
| CY2012Q3 | pjc |
Notional Amount Of Derivatives With Counterparties Not Required To Post Collateral
NotionalAmountOfDerivativesWithCounterpartiesNotRequiredToPostCollateral
|
204000000 | USD |
| pjc |
Number Of Common Stock Issued For Retirement Plan Obligations
NumberOfCommonStockIssuedForRetirementPlanObligations
|
165241 | shares | |
| pjc |
Number Of Common Stock Issued For Retirement Plan Obligations
NumberOfCommonStockIssuedForRetirementPlanObligations
|
90085 | shares | |
| CY2012Q3 | pjc |
Number Of Districts
NumberOfDistricts
|
18 | |
| CY2012Q3 | pjc |
Number Of Merchant Banking Funds
NumberOfMerchantBankingFunds
|
1 | |
| CY2012Q3 | pjc |
Number Of Municipal Security Fund
NumberOfMunicipalSecurityFund
|
2 | |
| pjc |
Number Of Restricted Common Stock Issued For Annual Equity Award
NumberOfRestrictedCommonStockIssuedForAnnualEquityAward
|
487181 | shares | |
| pjc |
Number Of Restricted Common Stock Issued For Annual Equity Award
NumberOfRestrictedCommonStockIssuedForAnnualEquityAward
|
592697 | shares | |
| CY2012Q3 | pjc |
Number Of Share Based Compensation Plans
NumberOfShareBasedCompensationPlans
|
2 | plan |
| pjc |
Operating Margin Percent
OperatingMarginPercent
|
0.123 | ||
| CY2011Q3 | pjc |
Operating Margin Percent
OperatingMarginPercent
|
0.053 | |
| CY2012Q3 | pjc |
Operating Margin Percent
OperatingMarginPercent
|
0.171 | |
| pjc |
Operating Margin Percent
OperatingMarginPercent
|
0.109 | ||
| pjc |
Other Interest Expense
OtherInterestExpense
|
20184000 | USD | |
| pjc |
Other Interest Expense
OtherInterestExpense
|
24748000 | USD | |
| CY2012Q3 | pjc |
Other Interest Expense
OtherInterestExpense
|
7125000 | USD |
| CY2011Q3 | pjc |
Other Interest Expense
OtherInterestExpense
|
8894000 | USD |
| CY2012Q3 | pjc |
Payable From Unsettled Securities Transactions Net
PayableFromUnsettledSecuritiesTransactionsNet
|
119089000 | USD |
| CY2011Q4 | pjc |
Payable From Unsettled Securities Transactions Net
PayableFromUnsettledSecuritiesTransactionsNet
|
29005000 | USD |
| CY2012Q3 | pjc |
Percentage Of Net Capital To Aggregate Debits Under Restriction On Business Expansion Or Dividend Payment
PercentageOfNetCapitalToAggregateDebitsUnderRestrictionOnBusinessExpansionOrDividendPayment
|
0.05 | |
| CY2012Q3 | pjc |
Potential Future Exposure On Derivatives With Counterparties Not Required To Post Collateral
PotentialFutureExposureOnDerivativesWithCounterpartiesNotRequiredToPostCollateral
|
34400000 | USD |
| CY2012Q3 | pjc |
Principal Investments Fair Value Disclosure
PrincipalInvestmentsFairValueDisclosure
|
39299000 | USD |
| CY2011Q4 | pjc |
Principal Investments Fair Value Disclosure
PrincipalInvestmentsFairValueDisclosure
|
26500000 | USD |
| pjc |
Proceeds From Repayments Of Long Term Debt
ProceedsFromRepaymentsOfLongTermDebt
|
-7500000 | USD | |
| pjc |
Proceeds From Repayments Of Long Term Debt
ProceedsFromRepaymentsOfLongTermDebt
|
-31512000 | USD | |
| CY2012Q3 | pjc |
Receivable From Unsettled Securities Transactions Net
ReceivableFromUnsettledSecuritiesTransactionsNet
|
80818000 | USD |
| CY2011Q4 | pjc |
Receivable From Unsettled Securities Transactions Net
ReceivableFromUnsettledSecuritiesTransactionsNet
|
279000 | USD |
| pjc |
Reclassed Amount Of Restricted Stock Forfeitures
ReclassedAmountOfRestrictedStockForfeitures
|
3400000 | USD | |
| CY2012Q3 | pjc |
Reclassed Amount Of Restricted Stock Forfeitures
ReclassedAmountOfRestrictedStockForfeitures
|
200000 | USD |
| CY2012Q3 | pjc |
Remaining Capital Commitments To Investment Vehicles
RemainingCapitalCommitmentsToInvestmentVehicles
|
46400000 | USD |
| CY2012Q3 | pjc |
Restricted Common Stock Shares Outstanding
RestrictedCommonStockSharesOutstanding
|
2520359 | shares |
| pjc |
Restructureexpensefromdiscontinuedoperations
Restructureexpensefromdiscontinuedoperations
|
0 | USD | |
| CY2011Q3 | pjc |
Restructureexpensefromdiscontinuedoperations
Restructureexpensefromdiscontinuedoperations
|
0 | USD |
| pjc |
Restructureexpensefromdiscontinuedoperations
Restructureexpensefromdiscontinuedoperations
|
11057000 | USD | |
| CY2012Q3 | pjc |
Restructureexpensefromdiscontinuedoperations
Restructureexpensefromdiscontinuedoperations
|
11057000 | USD |
| CY2010Q3 | pjc |
Share Based Compensation Arrangement By Share Based Payment Award Compensation Cost Reversal
ShareBasedCompensationArrangementByShareBasedPaymentAwardCompensationCostReversal
|
6600000 | USD |
| CY2012Q3 | pjc |
Share Based Compensation Arrangement By Share Based Payment Award Equity Instruments Other Than Options Vested And Expected To Vest Outstanding Number
ShareBasedCompensationArrangementByShareBasedPaymentAwardEquityInstrumentsOtherThanOptionsVestedAndExpectedToVestOutstandingNumber
|
2079444 | shares |
| CY2012Q3 | pjc |
Share Repurchase Program Repurchase Period End Date
ShareRepurchaseProgramRepurchasePeriodEndDate
|
2012-09-30 | |
| pjc |
Stock Repurchase Program Additional Authorized Amount
StockRepurchaseProgramAdditionalAuthorizedAmount
|
25000000 | USD | |
| pjc |
Stock Repurchased To Satisfy Employees Tax Withholding
StockRepurchasedToSatisfyEmployeesTaxWithholding
|
9046000 | USD | |
| pjc |
Transfer Of Financial Instruments Between Levels
TransferOfFinancialInstrumentsBetweenLevels
|
0 | USD | |
| CY2012Q3 | pjc |
Transfer Of Financial Instruments Between Levels
TransferOfFinancialInstrumentsBetweenLevels
|
0 | USD |
| pjc |
Treasury Stock Issued
TreasuryStockIssued
|
3814000 | USD | |
| pjc |
Treasury Stock Shares Reissued During Period
TreasuryStockSharesReissuedDuringPeriod
|
797296 | shares | |
| pjc |
Treasury Stock Shares Reissued During Period
TreasuryStockSharesReissuedDuringPeriod
|
1155411 | shares | |
| pjc |
Unrecognized Tax Benefits Decreases Resulting From Reversal Of Interest Accrued
UnrecognizedTaxBenefitsDecreasesResultingFromReversalOfInterestAccrued
|
2400000 | USD | |
| CY2012Q3 | pjc |
Variable Interest Entity Nonconsolidated Total Assets
VariableInterestEntityNonconsolidatedTotalAssets
|
900000000 | USD |
| pjc |
Weighted Average Number Basic Shares Outstanding Participating Securities
WeightedAverageNumberBasicSharesOutstandingParticipatingSecurities
|
2686255 | shares | |
| CY2012Q3 | pjc |
Weighted Average Number Basic Shares Outstanding Participating Securities
WeightedAverageNumberBasicSharesOutstandingParticipatingSecurities
|
2550888 | shares |
| pjc |
Weighted Average Number Basic Shares Outstanding Participating Securities
WeightedAverageNumberBasicSharesOutstandingParticipatingSecurities
|
3624463 | shares | |
| CY2011Q3 | pjc |
Weighted Average Number Basic Shares Outstanding Participating Securities
WeightedAverageNumberBasicSharesOutstandingParticipatingSecurities
|
3326973 | shares |
| CY2011Q3 | pjc |
Weightedaveragetreasurymethoddiluted
Weightedaveragetreasurymethoddiluted
|
18619000 | shares |
| pjc |
Write Off Of Deferred Tax Assets
WriteOffOfDeferredTaxAssets
|
4000000 | USD | |
| dei |
Amendment Flag
AmendmentFlag
|
false | ||
| dei |
Current Fiscal Year End Date
CurrentFiscalYearEndDate
|
--12-31 | ||
| dei |
Document Fiscal Period Focus
DocumentFiscalPeriodFocus
|
Q3 | ||
| dei |
Document Fiscal Year Focus
DocumentFiscalYearFocus
|
2012 | ||
| dei |
Document Period End Date
DocumentPeriodEndDate
|
2012-09-30 | ||
| dei |
Document Type
DocumentType
|
10-Q | ||
| dei |
Entity Central Index Key
EntityCentralIndexKey
|
0001230245 | ||
| CY2012Q4 | dei |
Entity Common Stock Shares Outstanding
EntityCommonStockSharesOutstanding
|
17681150 | shares |
| dei |
Entity Filer Category
EntityFilerCategory
|
Large Accelerated Filer | ||
| dei |
Entity Registrant Name
EntityRegistrantName
|
Piper Jaffray Companies | ||
| dei |
Trading Symbol
TradingSymbol
|
PJC | ||
| CY2012Q3 | invest |
Derivative Notional Amount
DerivativeNotionalAmount
|
6140259000 | USD |
| CY2011Q4 | invest |
Derivative Notional Amount
DerivativeNotionalAmount
|
6136280000 | USD |
