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Red Flags

Filings a company makes when something has gone wrong, or is about to: a missed reporting deadline (NT 10-K/Q), a delisting from its exchange (Form 25), a deregistration that ends SEC reporting altogether (Form 15), or an insider's notice of intent to sell restricted stock (Form 144). Any one can be routine — Form 144s are filed constantly, and a late filing is sometimes just a late filing — so what is worth reading here is the pattern and the timing.

Late filings · 5
Notable Late filing notice — 10-K March 31, 2025

Patriot National Bancorp, Inc. (the "Company") filed a Form 8-K on February 21, 2025 (“the Form 8-K”) including an Item 7.01 Regulation FD Disclosure of the Company receiving non-binding term sheet...

Notable Late filing notice — 10-Q November 15, 2024

Patriot National Bancorp, Inc. (the "Company") is evaluating a valuation allowance related to its deferred tax assets which are $25.1 million as of September 30, 2024. The Company recognizes deferr...

3 more red-flag filings behind a free account

See every red-flag filing Patriot National Bancorp Inc has made, with the filing behind each one.

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