Filings a company makes when something has gone wrong, or is about to: a missed reporting deadline (NT 10-K/Q), a delisting from its exchange (Form 25), a deregistration that ends SEC reporting altogether (Form 15), or an insider's notice of intent to sell restricted stock (Form 144). Any one can be routine — Form 144s are filed constantly, and a late filing is sometimes just a late filing — so what is worth reading here is the pattern and the timing.
980 shares · $98,804 · via Cerity Partners · VP Controller and CAO
1,800 shares · $183,618 · via Morgan Stanley Smith Barney LLC Executive Financial Services · SVP Public Policy
12 more red-flag filings behind a free account
See every red-flag filing Pinnacle West Capital Corporation has made, with the filing behind each one.
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