$PTY

$10.65 -$0.03 (0.28%) Close

$PTY Overview Financial Statements SEC Filings Executives News Red Flags Capital Raising Ownership Insider Transactions Congressional Trades

Ownership

13F as of Q2 2026 · 221.9M shares outstanding

Who owns PTY?

By type of holder

Institutions 15.7% Everyone else 84.3%

No insider has reported a holding in the last two years, so insiders are counted in "Everyone else".

Concentration Top 10 holders own 8.3%

LPL Financial LLC 1.2% · Northwestern Mutual Wealth Management Co 1.2%

Institutional ownership

15.7%

+0.6 pts vs last qtr

Institutional holders

222

0 vs last qtr

Net shares bought

+1.4M

by institutions in Q2 2026

New / sold out

31 / 31

positions opened vs closed

How is ownership changing?

Institutions, last 8 quarters

Biggest buyers in Q2 2026

Axxcess Wealth Management, LLC NEW +624.7K
Wells Fargo & Company/mn +310.7K

Biggest sellers in Q2 2026

Ascentis Independent Advisors SOLD OUT −368.4K
Independent Advisor Alliance −357.7K

Who is planning to sell?

No insider has filed a notice of proposed sale (Form 144) for Pimco Corporate & Income Opportunity Fund in the last 12 months.

Is your stake being diluted?

There are not yet two fiscal years of reported share counts for Pimco Corporate & Income Opportunity Fund.

How patient are the owners?

Institutional shares by how long they've been held

5+ years52% 3–5 years11% 1–3 years18% Under 1 year19%

Quarterly turnover

9.6%

of institutional shares changed hands

Top 10 managers, median time held

5 years

Super Investors

Investment managers reporting PTY on Form 13F

Holder	Shares	% of company	Change vs last qtr	Held since	% of their book
LF LPL Financial LLC	2.6M	1.19%	−95.0K (−3.5%)	≤2021	0.0%
Shares held by quarter Peak holding2.8M (Q3'25) Change over 8 quarters+623.9K Share of the company1.190% LPL Financial LLC's full portfolio →
NM Northwestern Mutual Wealth Management Co	2.7M	1.23%	+5.8K (+0.2%)	≤2021	0.0%
Shares held by quarter Peak holding2.7M (Q2'26) Change over 8 quarters+1.6M Share of the company1.230% Northwestern Mutual Wealth Management Co's full portfolio →

LPL Financial LLC

2.6M

% of company

1.19%

Change vs last qtr

−95.0K (−3.5%)

Held since

≤2021

Northwestern Mutual Wealth Management Co

2.7M

% of company

1.23%

Change vs last qtr

+5.8K (+0.2%)

Held since

≤2021

28 more super investors behind a free account

See every manager holding Pimco Corporate & Income Opportunity Fund, how their position has changed, and how long they've held it.

Institutional Funds

Mutual funds and ETFs reporting PTY on Form N-PORT; together they hold 0.9% of the company

Fund	Position value	Shares	% of company	% of the fund	As of
IC Invesco CEF Income Composite ETF Invesco Exchange-Traded Fund Trust II	$16.5M	1.4M	0.63%	1.99%	May 31, 2026
IF Icon Flexible Bond Fund SCM Trust	$2.98M	247.8K	0.11%	0.56%	June 30, 2026

Invesco CEF Income Composite ETF

Invesco Exchange-Traded Fund Trust II

Position value

$16.5M

% of company

0.63%

% of the fund

1.99%

As of

May 31, 2026

Icon Flexible Bond Fund

SCM Trust

Position value

$2.98M

% of company

0.11%

% of the fund

0.56%

As of

June 30, 2026

7 more funds behind a free account

See every fund holding Pimco Corporate & Income Opportunity Fund and how much of the fund the position is.

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