$RCKT

$2.45 +$0.17 (7.46%) Close

$RCKT Overview Financial Statements SEC Filings Executives News Red Flags Capital Raising Ownership Insider Transactions Congressional Trades

Ownership

13F as of Q2 2026 · 109.8M shares outstanding

Who owns RCKT?

By type of holder

Institutions 90.5% Insiders 9.5% Everyone else 0.0%

Concentration Top 10 holders own 67.7%

Wong Roderick 16.6% · RTW Investments, LP 16.1%

Institutional ownership

90.5%

+1.9 pts vs last qtr

Institutional holders

178

-21 vs last qtr

Net shares bought

+2.1M

by institutions in Q2 2026

New / sold out

18 / 39

positions opened vs closed

How is ownership changing?

Institutions, last 8 quarters

Biggest buyers in Q2 2026

BlackRock, Inc. +2.1M
Jacobs Levy Equity Management, Inc +1.6M

Biggest sellers in Q2 2026

Nuveen, LLC −2.9M
State Street Corp −2.7M

Who is planning to sell?

Notices of proposed sale, last 12 months

$1.03M

31 notices from 7 people

Shares covered

307.2K

0.28% of the company

Arranged in advance

of the value is under a 10b5-1 plan

Under a 10b5-1 plan No plan

Largest proposed sellers

Wilson Martin Officer $335K
Shah Gaurav Officer $286K

Every notice on Red Flags →

A Form 144 is notice of a planned sale, not the sale itself. What insiders actually sold is on Insider Transactions.

Is your stake being diluted?

Diluted share count, FY2019–FY2025

+126.7%

+14.62% a year

Each share's claim on the business

−55.9%

shrank without buying or selling a share

Spent on buybacks vs paid in stock

$72K vs $213M

over 7 fiscal years

Diluted shares, split-adjusted

Buybacks Stock-based comp

How patient are the owners?

Institutional shares by how long they've been held

5+ years63% 3–5 years1% 1–3 years23% Under 1 year12%

Quarterly turnover

16.8%

of institutional shares changed hands

Top 10 managers, median time held

5 years

Super Investors

Investment managers reporting RCKT on Form 13F

Holder	Shares	% of company	Change vs last qtr	Held since	% of their book
RI RTW Investments, LP	17.7M	16.11%	Unchanged	≤2021	0.5%
Shares held by quarter Peak holding17.7M (Q3'24) Change over 8 quarters0 Share of the company16.110% RTW Investments, LP's full portfolio →
B BlackRock, Inc.	9.9M	9.04%	+2.1M (+26.7%)	≤2021	0.0%
Shares held by quarter Peak holding9.9M (Q2'26) Change over 8 quarters+3.6M Share of the company9.040% BlackRock, Inc.'s full portfolio →

RTW Investments, LP

17.7M

% of company

16.11%

Change vs last qtr

Unchanged

Held since

≤2021

BlackRock, Inc.

9.9M

% of company

9.04%

Change vs last qtr

+2.1M (+26.7%)

Held since

≤2021

28 more super investors behind a free account

See every manager holding Rocket Pharmaceuticals, Inc., how their position has changed, and how long they've held it.

Institutional Funds

Mutual funds and ETFs reporting RCKT on Form N-PORT; together they hold 28.7% of the company

Fund	Position value	Shares	% of company	% of the fund	As of
SS State Street(R) SPDR(R) S&P(R) Biotech ETF SPDR Series Trust	$9.33M	2.6M	2.37%	0.13%	March 31, 2026
VT Vanguard Total Stock Market Index Fund Vanguard Index Funds	$9.23M	2.7M	2.46%	0.00%	June 30, 2026

State Street(R) SPDR(R) S&P(R) Biotech ETF

SPDR Series Trust

Position value

$9.33M

% of company

2.37%

% of the fund

0.13%

As of

March 31, 2026

Vanguard Total Stock Market Index Fund

Vanguard Index Funds

Position value

$9.23M

% of company

2.46%

% of the fund

0.00%

As of

June 30, 2026

23 more funds behind a free account

See every fund holding Rocket Pharmaceuticals, Inc. and how much of the fund the position is.

Insiders and 5%+ holders

From Forms 3/4/5 and Schedules 13D/G

Holder	Shares	% of company	Change vs last qtr	8 quarters	Held since	% of their book
WR Wong Roderick Insider	18.3M	16.64%	—	—	—	—
Insider holdings come from Form 3/4/5 filings, which are not quarterly. Share of the company16.640% Wong Roderick's insider activity →
SG Shah Gaurav Insider	1.7M	1.51%	—	—	—	—
Insider holdings come from Form 3/4/5 filings, which are not quarterly. Share of the company1.510% Shah Gaurav's insider activity →

Wong Roderick

Insider

18.3M

% of company

16.64%

Change vs last qtr

—

Held since

—

Shah Gaurav

Insider

1.7M

% of company

1.51%

Change vs last qtr

—

Held since

—

19 more holders behind a free account

See every insider and 5%+ holder of Rocket Pharmaceuticals, Inc..

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