$RILY 4 SEC Filings

Filed On	Filing
01 Jul 2026	Form 4: Forman Alan N, See Remarks Gave up 2,853 shares to cover exercise price or tax ($23.3K)
24 Jun 2026	Form 4: Kelleher Thomas J /ADV, Co-CEO Gave 3,000 shares as a gift
16 Jun 2026	Form 4: Riley Bryant R, Director Sold 195,492 shares ($1.76M)
15 May 2026	Form 4: Forman Alan N, EVP, General Counsel, Sec Sold 20,555 shares ($176K) · Sold 79,445 shares ($680K)
15 Apr 2026	Form 4: Riley Bryant R, Director Gave up 17,059 shares to cover exercise price or tax ($123K)
15 Apr 2026	Form 4: Weitzman Howard, SVP, Chief Accounting Officer Gave up 4,861 shares to cover exercise price or tax ($35.1K)
15 Apr 2026	Form 4: Kelleher Thomas J /ADV, Co-CEO Gave up 22,440 shares to cover exercise price or tax ($162K)
15 Apr 2026	Form 4: Forman Alan N, EVP, General Counsel, Sec Gave up 3,741 shares to cover exercise price or tax ($27K)
07 Apr 2026	Form 4: Brandt Tamara Sue, Director Received 51,419 shares as a grant or award
07 Apr 2026	Form 4: Labran Renee E, Director Received 51,419 shares as a grant or award
07 Apr 2026	Form 4: Antin Robert L, Director Received 51,419 shares as a grant or award
07 Apr 2026	Form 4: D Agostino Robert P, Director Received 51,419 shares as a grant or award
07 Apr 2026	Form 4: Paulson Randall E, Director Received 51,419 shares as a grant or award
07 Apr 2026	Form 4: Walters Marian, Director Received 51,419 shares as a grant or award
13 Feb 2026	Form 4: Brc Group Holdings, Inc., 10% owner and 3 others · Babcock & Wilcox Enterprises, Inc. Sold 1,155,382 shares ($10.4M)
05 Jun 2025	Form 4: Yessner Scott, Executive VP and CFO Received 100,000 shares as a grant or award
04 Jun 2025	Form 4: Ahn Phillip J., CFO & Chief Operating Officer Returned 7,349 shares to the issuer ($22.4K)
04 Jun 2025	Form 4: Moore Andrew, CEO B. Riley Securities, Inc. Returned 7,349 shares to the issuer ($22.4K)
04 Jun 2025	Form 4: Weitzman Howard, SVP, Chief Accounting Officer Returned 915 shares to the issuer ($2.79K)
04 Jun 2025	Form 4: Kelleher Thomas J /ADV, Co-CEO Returned 14,030 shares to the issuer ($42.8K)

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