$RILY 4/A SEC Filings

Filed On	Filing
27 Jul 2023	Form 4/A: Riley Bryant R, Director Bought 72,727 shares ($4M)
27 Jul 2023	Form 4/A: Paulson Randall E, Director Bought 5,000 shares ($275K)
27 Jul 2023	Form 4/A: Moore Andrew, CEO B. Riley Securities, Inc. Received 543 shares as a grant or award ($21.2K) · Bought 5,000 shares ($275K)
17 May 2023	Form 4/A: Riley Bryant R, Director Bought 20,000 shares ($659K)
01 Sep 2022	Form 4/A: B. Riley Financial, Inc., 10% owner and 4 others · Nogin, Inc.
02 Aug 2022	Form 4/A: Paulson Randall E, Director Bought 12,500 shares ($654K)
27 May 2022	Form 4/A: Asher Daniel, 10% owner Disposed of 125,500 shares (In/At-money Exercise) ($6.27M)
31 Mar 2022	Form 4/A: B. Riley Financial, Inc., 10% owner and 4 others · Paradium.AI, Inc. Holds 14,162 shares of Common Stock, par value $0.01 per share
30 Aug 2021	Form 4/A: B. Riley Financial, Inc., 10% owner and 8 others · Eos Energy Enterprises, Inc. Sold 94,598 shares ($1.28M) · Sold 31,952 shares ($433K) · Sold 50,000 shares ($692K)
02 Feb 2021	Form 4/A: B. Riley Financial, Inc., 10% owner and 6 others · Paradium.AI, Inc. Received 23,572,784 shares by conversion ($16.5M) · Received 44,207,645 shares by conversion ($14.6M)
10 Dec 2020	Form 4/A: Kelleher Thomas J /ADV, Co-CEO Holds 372,964 shares of Common Stock
08 Dec 2020	Form 4/A: Kelleher Thomas J /ADV, Co-CEO Exercised 200,000 Performance Restricted Stock Units
08 Dec 2020	Form 4/A: Forman Alan N, EVP, General Counsel, Sec Exercised 50,000 Performance Restricted Stock Units
08 Dec 2020	Form 4/A: Ahn Phillip J., CFO & Chief Operating Officer Exercised 100,000 Performance Restricted Stock Units
18 Nov 2020	Form 4/A: B. Riley Financial, Inc., 10% owner and 7 others · Eos Energy Enterprises, Inc. Bought 2,361,236 shares ($23.6M) · Acquired 3,221,250 shares (Other Transaction) · Disposed of 4,295,000 Class B Common Stock (Other Transaction) · 1 more
05 Nov 2020	Form 4/A: Riley Bryant R, Director Bought 141,728 shares ($3.78M)
20 Oct 2020	Form 4/A: Riley Bryant R, 10% owner and 1 other · Franchise Group, Inc. Received 13,889 shares by exercise or conversion ($167K)
10 Sep 2020	Form 4/A: B. Riley Financial, Inc., Director and 1 other · Babcock & Wilcox Enterprises, Inc. Bought 2,040,816 shares ($5M)
05 Jun 2020	Form 4/A: B. Riley Financial, Inc., 10% owner and 5 others · Eos Energy Enterprises, Inc. Bought 33,700 shares ($337K) · Bought 16,300 shares ($163K) · Acquired 650,000 shares (Other Transaction) ($6.5M) · 1 more
27 Apr 2020	Form 4/A: B. Riley Financial, Inc., 10% owner and 6 others · Alta Equipment Group Inc Bought 29,600 shares ($263K) · Acquired 240,300 Warrants (right to buy) (Open Market Purchase) ($288K) · Bought 90,060 shares ($779K) · 2 more

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