$RIOT 4/A SEC Filings

Filed On	Filing
10 Oct 2025	Form 4/A: Howell Stephen Mitchell Jr., COO Gave up 20,345 shares to cover exercise price or tax ($229K)
10 Oct 2025	Form 4/A: Yee Colin M., EVP, CFO Exercised 83,752 Restricted Stock Units
10 Oct 2025	Form 4/A: Jackman William Richard, EVP, GENERAL COUNSEL Sold 248,168 shares ($3.92M)
10 Oct 2025	Form 4/A: Les Jason, Director Holds 1,019,911 shares of Common Stock
10 Oct 2025	Form 4/A: D'Ambrosio Lance Varro, Director Received 16,103 shares as a grant or award
10 Oct 2025	Form 4/A: Werner Ryan D., SVP, CAO Gave up 12,965 shares to cover exercise price or tax ($146K)
09 Jul 2025	Form 4/A: Werner Ryan D., SVP, CAO Sold 3,747 shares ($44.5K)
01 Feb 2024	Form 4/A: Chung Jason, EVP, CORP DEV Received 1,000,000 shares as a grant or award
29 Sep 2022	Form 4/A: Yi Soo Il Benjamin, Director Received 426,750 shares by exercise or conversion · Received 2,971,768 shares as a grant or award
29 Sep 2022	Form 4/A: D'Ambrosio Lance Varro, Director Received 6,250 shares by exercise or conversion · Received 111,441 shares as a grant or award
18 Jul 2022	Form 4/A: Les Jason, Director Holds 46,666 Restricted Stock Units (exercise price $0.00)
21 Mar 2022	Form 4/A: Marleau Hubert, Director Received 2,500 shares by exercise or conversion
15 Mar 2019	Form 4/A: Ensey Christopher, Interim CEO Received 0 shares by exercise or conversion
25 Feb 2009	Form 4/A: Hepler Douglas I, Director Holds 50,000 shares of Common Stock
10 Jul 2007	Form 4/A: 1837 Rmb Managers L.l.c., 10% owner and 3 others Sold 7,500 shares ($34.8K)
09 May 2007	Form 4/A: 1837 Rmb Managers L.l.c., 10% owner and 3 others Bought 6,000 shares ($26.8K)
09 Jan 2007	Form 4/A: Pusey Gregory, Director Exercised 310,000 Warrants ($310K) · Gave 40,000 Warrants as a gift · Acquired 20,000 Warrants (Gift) · 1 more
29 Sep 2006	Form 4/A: 1837 Rmb Managers L.l.c., 10% owner and 2 others Bought 300,000 shares ($450K)
14 Jul 2006	Form 4/A: Donnelly Richard G, Director Disposed of 100,000 Options (Right to Buy) (Other Transaction) · Bought 10,000 shares ($14.5K)
17 Jan 2006	Form 4/A: Schoettler Gail, Director Granted 100,000 Option (Right to Buy)

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