$RJF 4/A SEC Filings

Filed On	Filing
11 Dec 2025	Form 4/A: Curtis Scott A, Chief Operating Officer Gave 1,022 shares as a gift
24 Feb 2020	Form 4/A: Broader Shelley G., Director
20 Nov 2018	Form 4/A: Ackart Jennifer C, SVP, Controller Granted 4,300 Restricted Stock Units
27 Feb 2018	Form 4/A: Johnson Gordon L, Director Granted 277 Restricted Stock Units
22 Dec 2017	Form 4/A: Bunn James E, Co-Pres-GlobEq&Inv Banking-RJA Granted 8,977 Restricted Stock Units
10 Jul 2017	Form 4/A: Allison Paul D, Chair, President & CEO RJ Ltd. Granted 5,000 Restricted Stock Units
10 Jul 2017	Form 4/A: Allison Paul D, Chair, President & CEO RJ Ltd. Granted 5,000 Restricted Stock Units
30 May 2017	Form 4/A: Santelli Jonathan N, EVP, Gen Counsel, Secy Granted 15,000 Restricted Stock Units
31 Oct 2013	Form 4/A: Matecki Paul, Sr. VP - General Counsel Received 5,000 shares by exercise or conversion ($152K)
12 Nov 2010	Form 4/A: Ackart Jennifer C, Chief Accounting Officer Granted 5,500 Employee Stock Option (right to buy)
12 Nov 2010	Form 4/A: Julien Jeffrey P, CFO, Executive VP - Fin Granted 25,000 Employee Stock Option (right to buy)
10 Nov 2010	Form 4/A: Helck Chester B, Director Granted 25,000 Employee Stock Option (right to buy)
10 Nov 2010	Form 4/A: Sayler Van C, Senior Vice President Granted 25,000 Employee Stock Option (right to buy)
09 Nov 2010	Form 4/A: Allison Paul D, Chair, President & CEO RJ Ltd. Granted 25,000 Employee Stock Option (right to buy) · Granted 7,854 Restricted Stock Units
09 Nov 2010	Form 4/A: Zank Dennis W, President - RJA Granted 25,000 Employee Stock Option (right to buy)
09 Nov 2010	Form 4/A: Matecki Paul, Sr. VP - General Counsel Granted 5,500 Employee Stock Option (right to buy)
09 Nov 2010	Form 4/A: Eitel John Timothy, Chief Information Officer Granted 25,000 Employee Stock Option (right to buy)
09 Nov 2010	Form 4/A: Catanese George, Senior Vice President Granted 5,500 Employee Stock Option (right to buy)
09 Nov 2010	Form 4/A: Tremaine Thomas R, Executive Vice President - RJA Granted 25,000 Employee Stock Option (right to buy)
03 Jun 2010	Form 4/A: Armstrong Kenneth E, Assistant Secretary Granted 3,500 Employee Stock Option (right to buy)

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