What Royce Small-Cap Trust Inc's executives and directors are doing with their own shares, from SEC Form 3/4/5 filings — separating what the filings state (awards, withholding, disclosed plans) from what only the pattern of dates shows.
| 3 months | 12 months | |
|---|---|---|
| Open-market buys | 1 | 3 |
| Sells | 0 | 0 |
| Total trades | 1 | 3 |
| 3 months | 12 months | |
|---|---|---|
| Acquired | 2,800 | 7,486 |
| Disposed | 0 | 0 |
| Net activity | +2,800 | +7,486 |
View rich charts and dive into the patterns of specific insiders — who is accumulating, who is winding down, and which sale explanations the filings actually support.
| Insider | Relation | Date | Transaction | Shares | Price | Value | Shares held |
|---|---|---|---|---|---|---|---|
| Clark Christopher D | President | Jun 15 | Open-market buy · P | +2,800 | $18.16 | +$50.8K | 50,826 |
| Clark Christopher D | President | Mar 24 | Open-market buy · P | +4,500 | $16.69 | +$75.1K | 47,235 |
| Gannon Francis | Vice President | Dec 17 | Open-market buy · P | +186 | $15.87 | +$2.95K | 4,714 |
| Clark Christopher D | President | Aug 26 | Open-market buy · P | +1,300 | $15.99 | +$20.8K | 40,622 |
| Royce Charles M | Insider | Jun 26 | Open-market sale · S | −21,735 | $14.96 | −$325K | 86,938 |
| Clark Christopher D | President | Aug 16 | Open-market buy · P | +3,400 | $15.20 | +$51.7K | 36,057 |
| Gannon Francis | Vice President | Mar 22 | Open-market buy · P | +2,000 | $14.81 | +$29.6K | 4,000 |
| Gannon Francis | Vice President | Mar 21 | Open-market buy · P | +2,000 | $14.76 | +$29.5K | 2,000 |
| Clark Christopher D | President | Mar 21 | Open-market buy · P | +3,300 | $14.76 | +$48.7K | 31,489 |
| Grisanti Christopher C. | Director | Oct 05 | Open-market buy · P | +1,600 | $13.42 | +$21.5K | 3,200 |
| Royce Charles M | Insider | Dec 29 | Gift · G | −125,000 | $19.29 | −$2.41M | 100,490 |
| Grisanti Christopher C. | Director | Sep 09 | Open-market buy · P | +1,600 | $18.93 | +$30.3K | 1,600 |
| Obrien G Peter | Director | Jul 23 | Open-market buy · P | +550 | $18.05 | +$9.93K | 3,887 |
| Shields Michael K. | Director | Feb 25 | Open-market buy · P | +900 | $17.95 | +$16.2K | 900 |
| Harper Cecile Burleigh | Director | Dec 18 | Open-market buy · P | +5,500 | $16.42 | +$90.3K | 5,500 |
| Clark Christopher D | President | Oct 12 | Open-market buy · P | +10,000 | $13.72 | +$137K | 21,417 |
| Hoglund Peter K | Treasurer | Jun 09 | Open-market sale · S | −7,425 | $13.30 | −$98.8K | 19,653 |
| O Byrne Daniel A | Vice President | Mar 23 | Open-market buy · P | +7,817 | $7.92 | +$61.9K | 7,817 |
| Isaacs Stephen L | Director | Jul 09 | Open-market buy · P | +59 | $15.33 | +$904 | 649 |
| Obrien G Peter | Director | Jul 09 | Open-market buy · P | +667 | $15.33 | +$10.2K | 3,337 |
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