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Insider Transactions

What Royce Small-Cap Trust Inc's executives and directors are doing with their own shares, from SEC Form 3/4/5 filings — separating what the filings state (awards, withholding, disclosed plans) from what only the pattern of dates shows.

Insider trades

3 months 12 months
Open-market buys 1 3
Sells 0 0
Total trades 1 3

Shares traded

3 months 12 months
Acquired 2,800 7,486
Disposed 0 0
Net activity +2,800 +7,486

See the story behind these numbers

View rich charts and dive into the patterns of specific insiders — who is accumulating, who is winding down, and which sale explanations the filings actually support.

Open-market buyer Disclosed 10b5-1 Heavy discretionary Sign up free

All transactions

Insider Relation Date Transaction Shares Price Value Shares held
Clark Christopher D President Jun 15 Open-market buy · P +2,800 $18.16 +$50.8K 50,826
Clark Christopher D President Mar 24 Open-market buy · P +4,500 $16.69 +$75.1K 47,235
Gannon Francis Vice President Dec 17 Open-market buy · P +186 $15.87 +$2.95K 4,714
Clark Christopher D President Aug 26 Open-market buy · P +1,300 $15.99 +$20.8K 40,622
Royce Charles M Insider Jun 26 Open-market sale · S −21,735 $14.96 −$325K 86,938
Clark Christopher D President Aug 16 Open-market buy · P +3,400 $15.20 +$51.7K 36,057
Gannon Francis Vice President Mar 22 Open-market buy · P +2,000 $14.81 +$29.6K 4,000
Gannon Francis Vice President Mar 21 Open-market buy · P +2,000 $14.76 +$29.5K 2,000
Clark Christopher D President Mar 21 Open-market buy · P +3,300 $14.76 +$48.7K 31,489
Grisanti Christopher C. Director Oct 05 Open-market buy · P +1,600 $13.42 +$21.5K 3,200
Royce Charles M Insider Dec 29 Gift · G −125,000 $19.29 −$2.41M 100,490
Grisanti Christopher C. Director Sep 09 Open-market buy · P +1,600 $18.93 +$30.3K 1,600
Obrien G Peter Director Jul 23 Open-market buy · P +550 $18.05 +$9.93K 3,887
Shields Michael K. Director Feb 25 Open-market buy · P +900 $17.95 +$16.2K 900
Harper Cecile Burleigh Director Dec 18 Open-market buy · P +5,500 $16.42 +$90.3K 5,500
Clark Christopher D President Oct 12 Open-market buy · P +10,000 $13.72 +$137K 21,417
Hoglund Peter K Treasurer Jun 09 Open-market sale · S −7,425 $13.30 −$98.8K 19,653
O Byrne Daniel A Vice President Mar 23 Open-market buy · P +7,817 $7.92 +$61.9K 7,817
Isaacs Stephen L Director Jul 09 Open-market buy · P +59 $15.33 +$904 649
Obrien G Peter Director Jul 09 Open-market buy · P +667 $15.33 +$10.2K 3,337

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