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$SLF
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$SLF 3 SEC Filings

Filed On Filing
02 Aug 2021 Form 3: Sun Life Assurance Co of Canada, 10% owner and 1 other · CION Ares Diversified Credit Fund

Holds 280,000 shares of Series A Mandatory Redeemable Preferred Shares

26 Jul 2021 Form 3: Sun Life Assurance Co of Canada, 10% owner and 1 other · Ares Dynamic Credit Allocation Fund Inc

Holds 240,000 shares of Series A Mandatory Redeemable Preferred Stock

19 Jul 2021 Form 3: Sun Life Assurance Co of Canada, 10% owner and 1 other · Angel Oak Financial Strategies Income Term Trust

Holds 20,000,000 shares of 2.35% Series A Senior Notes due July 8, 2026

09 Nov 2020 Form 3: Sun Life Assurance Co of Canada, 10% owner and 1 other · SRH Total Return Fund Inc
03 Aug 2016 Form 3: Sun Life Assurance Co of Canada, 10% owner and 1 other · Blackstone Long-Short Credit Income Fund

Holds 10,000 shares of Series A Mandatory Redeemable Preferred Shares

03 Aug 2016 Form 3: Sun Life Assurance Co of Canada, 10% owner and 1 other · Blackstone Strategic Credit 2027 Term Fund

Holds 25,000 shares of Series A Mandatory Redeemable Preferred Shares

14 Jan 2015 Form 3: Sun Life Assurance Co of Canada, 10% owner and 1 other · ClearBridge MLP & Midstream Fund Inc.

Holds 150 shares of 3.85% Series A Mandatory Redeemable Preferred Stock

27 Sep 2012 Form 3: Sun Life Insurance & Annuity Co Of New York, 10% owner and 2 others · Neuberger Real Estate Securities Income Fund Inc

Holds 520 shares of 4.00% Mandatory Redeemable Preferred Shares due 9/14/2017

27 Sep 2012 Form 3: Sun Life Assurance Co of Canada, 10% owner and 1 other · Neuberger Real Estate Securities Income Fund Inc

Holds 160 shares of 4.00% Mandatory Redeemable Preferred Shares due 9/14/2017

08 Mar 2011 Form 3: Sun Life Assurance Co of Canada, 10% owner and 1 other · Kayne Anderson NextGen Energy & Infrastructure, Inc.
08 Mar 2011 Form 3: Sun Life Assurance Co of Canada, 10% owner and 2 others · Kayne Anderson NextGen Energy & Infrastructure, Inc.

Holds 560,000 shares of Series A Mandatory Redeemable Preferred Shares

14 Oct 2010 Form 3: Sun Life Assurance Co of Canada, 10% owner and 2 others · Tortoise Midstream Energy Fund, Inc.
18 May 2010 Form 3: Sun Life Assurance Co of Canada, 10% owner and 1 other · Kayne Anderson Energy Infrastructure Fund Inc
22 Mar 2010 Form 3: Sun Life Assurance Co of Canada, 10% owner and 1 other · Kayne Anderson Energy Total Return Fund, Inc.

Holds 600,000 shares of Series A Mandatory Redeemable Preferred Shares

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