$SLF 4 SEC Filings

Filed On	Filing
04 Oct 2021	Form 4: Sun Life Assurance Co of Canada, Former 10% Owner and 1 other · CION Ares Diversified Credit Fund Bought 80,000 shares ($2M) · Bought 800,000 shares ($20M)
17 Sep 2021	Form 4: Sun Life Assurance Co of Canada, 10% owner and 1 other · Ares Dynamic Credit Allocation Fund Inc Bought 640,000 shares ($16M)
23 Jul 2020	Form 4: Sun Life Assurance Co of Canada, Former 10% Owner and 1 other · Kayne Anderson Energy Infrastructure Fund Inc Disposed of 434,097.96 shares (Other Transaction) ($2.4T)
06 Jun 2017	Form 4: Sun Life Financial Inc, 10% owner and 1 other · Neuberger Real Estate Securities Income Fund Inc Disposed of 200 shares (Other Transaction) ($25K)
17 Feb 2017	Form 4: Sun Life Assurance Co of Canada, 10% owner and 1 other · Kayne Anderson Energy Infrastructure Fund Inc Disposed of 600,000 shares (Other Transaction) ($15.2M)
17 Feb 2017	Form 4: Sun Life Financial Inc, 10% owner and 1 other · Kayne Anderson Energy Total Return Fund, Inc. Disposed of 266,666 shares (Other Transaction) ($6.67M)
16 Feb 2016	Form 4: Sun Life Financial Inc, 10% owner and 1 other · Kayne Anderson NextGen Energy & Infrastructure, Inc. Disposed of 560,000 shares (Other Transaction) ($14.3M)
16 Feb 2016	Form 4: Sun Life Financial Inc, 10% owner and 1 other · Kayne Anderson Energy Total Return Fund, Inc. Disposed of 266,667 shares (Other Transaction) ($6.8M) · Disposed of 66,667 shares (Other Transaction) ($1.7M)
21 Nov 2013	Form 4: Sun Life Financial Inc, 10% owner · Neuberger Real Estate Securities Income Fund Inc Acquired 40 shares (Other Transaction) ($42.4M) · Sold 800 shares
24 Oct 2013	Form 4: Sun Life Financial Inc, 10% owner and 1 other · Kayne Anderson NextGen Energy & Infrastructure, Inc. Sold 40,000 shares
24 Oct 2013	Form 4: Sun Life Financial Inc, 10% owner and 1 other · Tortoise Midstream Energy Fund, Inc. Sold 1,000,000 shares · Sold 0 shares
26 Mar 2012	Form 4: Sun Life Assurance Co of Canada, 10% owner and 1 other · Kayne Anderson NextGen Energy & Infrastructure, Inc. Bought 20,000,000 shares ($200T)
10 Nov 2010	Form 4: Sun Life Assurance Co of Canada, 10% owner and 1 other · Kayne Anderson Energy Infrastructure Fund Inc Bought 880,000 shares ($9.68T)
29 Oct 2010	Form 4: Sun Life Assurance Co of Canada, 10% owner and 2 others · Tortoise Midstream Energy Fund, Inc. Bought 6,666,000 shares ($22.2T) · Bought 9,334,000 shares ($37.8T)

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