$SMSI

$2.31 -$0.04 (1.7%) Close

$SMSI Overview Financial Statements SEC Filings Executives News Red Flags Capital Raising Ownership Insider Transactions Congressional Trades

Ownership

13F as of Q2 2026 · 5.6M shares outstanding

Who owns SMSI?

By type of holder

Institutions 7.8% Insiders 25.7% Everyone else 66.4%

Concentration Top 10 holders own 110.6%

Smith William W JR 102.8% · Pacific Ridge Capital Partners, LLC 1.9%

Institutional ownership

7.8%

-20.4 pts vs last qtr

Institutional holders

-4 vs last qtr

Net shares bought

−1.1M

by institutions in Q2 2026

New / sold out

3 / 7

positions opened vs closed

How is ownership changing?

Institutions, last 8 quarters

Biggest buyers in Q2 2026

HRT Financial LP NEW +29.3K
Citadel Advisors LLC NEW +24.7K

Biggest sellers in Q2 2026

Pacific Ridge Capital Partners, LLC −415.7K
Geode Capital Management, LLC −322.2K

Who is planning to sell?

Notices of proposed sale, last 12 months

$47.4K

1 notice from 1 person

Shares covered

75.3K

1.35% of the company

Arranged in advance

of the value is under a 10b5-1 plan

Under a 10b5-1 plan No plan

Largest proposed sellers

Smith, William W. Officer $47.4K

Every notice on Red Flags →

A Form 144 is notice of a planned sale, not the sale itself. What insiders actually sold is on Insider Transactions.

Is your stake being diluted?

Diluted share count, FY2016–FY2025

+1279.3%

+33.85% a year

Each share's claim on the business

−92.7%

shrank without buying or selling a share

Spent on buybacks vs paid in stock

— vs $22.7M

over 10 fiscal years

Diluted shares, split-adjusted

Buybacks Stock-based comp

How patient are the owners?

Institutional shares by how long they've been held

5+ years0% 3–5 years0% 1–3 years84% Under 1 year16%

Quarterly turnover

41.4%

of institutional shares changed hands

Top 10 managers, median time held

2 years

Super Investors

Investment managers reporting SMSI on Form 13F

Holder	Shares	% of company	Change vs last qtr	Held since	% of their book
PR Pacific Ridge Capital Partners, LLC	104.1K	1.86%	−415.7K (−80.0%)	2024	0.1%
Shares held by quarter Peak holding562.8K (Q1'25) Change over 8 quarters−130.3K Share of the company1.860% Pacific Ridge Capital Partners, LLC's full portfolio →
GC Geode Capital Management, LLC	40.8K	0.73%	−322.2K (−88.8%)	2024	0.0%
Shares held by quarter Peak holding363.0K (Q1'26) Change over 8 quarters−45.5K Share of the company0.730% Geode Capital Management, LLC's full portfolio →

Pacific Ridge Capital Partners, LLC

104.1K

% of company

1.86%

Change vs last qtr

−415.7K (−80.0%)

Held since

2024

Geode Capital Management, LLC

40.8K

% of company

0.73%

Change vs last qtr

−322.2K (−88.8%)

Held since

2024

21 more super investors behind a free account

See every manager holding Smith Micro Software Inc, how their position has changed, and how long they've held it.

Institutional Funds

Mutual funds and ETFs reporting SMSI on Form N-PORT; together they hold 6.8% of the company

Fund	Position value	Shares	% of company	% of the fund	As of
VT Vanguard Total Stock Market Index Fund Vanguard Index Funds	$247K	92.0K	1.65%	0.00%	June 30, 2026
AS Adara Smaller Companies Fund RBB Fund, Inc.	$179K	206.1K	3.69%	0.02%	May 31, 2026

Vanguard Total Stock Market Index Fund

Vanguard Index Funds

Position value

$247K

% of company

1.65%

% of the fund

0.00%

As of

June 30, 2026

Adara Smaller Companies Fund

RBB Fund, Inc.

Position value

$179K

% of company

3.69%

% of the fund

0.02%

As of

May 31, 2026

8 more funds behind a free account

See every fund holding Smith Micro Software Inc and how much of the fund the position is.

Insiders and 5%+ holders

From Forms 3/4/5 and Schedules 13D/G

Holder	Shares	% of company	Change vs last qtr	8 quarters	Held since	% of their book
SW Smith William W JR 5%+ holder 13D · 56.5%	5.7M	102.83%	—	—	—	—
This holder reports through Schedule 13D/G, not a quarterly 13F. Share of the company102.830% Disclosed stake13D · 56.5% View the 13D/G filing →
KJ Kempton James M Insider	42.1K	0.75%	—	—	—	—
Insider holdings come from Form 3/4/5 filings, which are not quarterly. Share of the company0.750% Kempton James M's insider activity →

Smith William W JR

5%+ holder13D · 56.5%

5.7M

% of company

102.83%

Change vs last qtr

—

Held since

—

Kempton James M

Insider

42.1K

% of company

0.75%

Change vs last qtr

—

Held since

—

9 more holders behind a free account

See every insider and 5%+ holder of Smith Micro Software Inc.

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