Filings a company makes when something has gone wrong, or is about to: a missed reporting deadline (NT 10-K/Q), a delisting from its exchange (Form 25), a deregistration that ends SEC reporting altogether (Form 15), or an insider's notice of intent to sell restricted stock (Form 144). Any one can be routine — Form 144s are filed constantly, and a late filing is sometimes just a late filing — so what is worth reading here is the pattern and the timing.
71,180 shares · $4,707,133 · via Merrill Lynch · Officer
Although management believes the preparation of its Annual Report on Form 10-K for the year ended December 31, 2005 (the 2005 10-K) is substantially complete, the Registrant will be unable to fil...
2 more red-flag filings behind a free account
See every red-flag filing Spectrum Brands Holdings, Inc. has made, with the filing behind each one.
Sign up freeLoading...
