$SPMC

$5.58 -$0.16 (2.79%) Close

$SPMC Overview Financial Statements SEC Filings Executives News Red Flags Capital Raising Ownership Insider Transactions Congressional Trades

Company Executives

$SPMC Management Team

Mr. Stephen Ketchum

Chairman of the Board

Age 64

Compensation -

Sex Male

Mr. Ujjaval Desai

Chief Executive Officer

Director

Age 53

Compensation -

Sex Male

Mr. Lucas Foss

Chief Compliance Officer

Age 48

Compensation -

Sex Male

Ms. Andrea Sayago

Company Secretary

Age 51

Compensation -

Sex Female

Mr. Daniel Fabian

Chief Financial Officer

Age 44

Compensation -

Sex Male

Name / Title	Age	Compensation	Sex
Mr. Stephen Ketchum Chairman of the Board	64	-	Male
Mr. Ujjaval Desai Chief Executive Officer Director	53	-	Male
Mr. Lucas Foss Chief Compliance Officer	48	-	Male
Ms. Andrea Sayago Company Secretary	51	-	Female
Mr. Daniel Fabian Chief Financial Officer	44	-	Male

Board of Directors

From the proxy statement filed Nov 21, 2025

Directors

serving now

Independent

3 of 3

stated in the proxy; 2 not stated

Average tenure

1.0 years

from year joined

CEO also chairs the board

Stephen J. Ketchum

Director	Age	On board	Independent	Committees	Other public boards	Pay
Douglas T. Healy	60	2024 1 year	Independent	Audit Committee Nominating Committee Valuation Oversight Committee · Chair	American Equity Investment Life Holding Company	Not stated
Ujjaval Desai CEO	53	Not stated	Not stated	None stated	None stated	Paid as CEO
Matthew Forstenhausler	66	2024 1 year	Independent	Audit Committee · Chair Nominating Committee Valuation Oversight Committee	Wilshire Mutual Funds, Inc., Wilshire Variable Insurance Trust, and Corient Registered Alternatives Fund	Not stated
Lana Lewin-Ross	57	2024 1 year	Independent	Nominating Committee · Chair Audit Committee	None stated	Not stated
Stephen J. Ketchum Board chair	64	Not stated	Not stated	None stated	Spectacle Bidco Holdings Inc.	Not stated

Each director opens the passage of the proxy that names them. "Not stated" means the proxy does not say; it never means "no". Pay is the proxy's Director Compensation table; the CEO is paid as an executive.

2 disclosed in the proxy filed Nov 21, 2025

the Adviser

Investment adviser to the Company; affiliate of Sound Point Capital Management

Approximately $6,020,455 million with respect to the base management fee and $11,215,635 with respect to the incentive fee, and an Adviser reimbursement of $630,124

fiscal year ended March 31, 2025

Investment advisory agreement under which the Adviser manages the Company's investments; management fees (base and incentive) and Adviser reimbursement for fiscal year ended March 31, 2025

Open in proxy

the Administrator

Approximately $386,745

fiscal year ended March 31, 2025

Administration Agreement under which the Administrator provides office facilities and administrative services; expenses and fees payable to the Administrator for fiscal year ended March 31, 2025

Open in proxy

Comments

Company Executives

$SPMC Management Team

Mr. Stephen Ketchum

Mr. Ujjaval Desai

Mr. Lucas Foss

Ms. Andrea Sayago

Mr. Daniel Fabian

Board of Directors

Related-party transactions